Broadridge Financial Solutions

Broadridge Financial Solutions is a global fintech leader helping clients transform their businesses through best-in-class solutions for wealth management, capital markets, asset management and corporate issuer communications.

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Email: info@broadridge.com

Phone: +1 844 988 3429

Web: https://www.broadridge.com/

products

• Broadridge Loan Management
  Comprehensive loan management system for commercial lending, syndicated loans, and structured finance. Features include origination, underwriting, pricing, risk assessment, documentation, servicing, and portfolio reporting. Supports complex loan structures and multi-currency operations.
  
• Broadridge Capital Markets
  A suite of solutions for capital markets including trading platforms, post-trade processing, securities financing, and risk management. Offers multi-asset class capabilities with straight-through processing and regulatory compliance features.
  
• Broadridge Structured Securities Data & Analytics
  Data and analytics platform for structured securities. Includes deal modeling, performance tracking, investor reporting, and regulatory compliance tools. Supports various structured products including RMBS, CMBS, ABS, and CLOs.
  
• Broadridge Wealth Management Platform
  Portfolio management, trading and rebalancing, performance reporting, fee billing, and client communications. The platform offers customizable reporting with dynamic data visualization.
  
• Broadridge Treasury Management
  An integrated solution for bank treasury operations covering trading, investment management, liquidity analysis, and risk management. It offers portfolio management, trade execution, risk analytics, and regulatory reporting features across multiple asset classes.
  
• Broadridge Payment Management
  Advanced payment processing solutions for financial institutions, including payment processing automation, reconciliation, compliance monitoring, and reporting tools.
  
• Broadridge Reconciliation & Exception Management
  End-to-end reconciliation solution that automates the matching of transactions across multiple systems. Includes exception identification and management, configurable matching rules, workflow automation, and comprehensive reporting for compliance and audit purposes.
  
• Broadridge Investment Management Solutions
  A portfolio management and order management system supporting multi-asset class management, modeling, order generation, compliance, and performance analytics. Features include real-time P&L, risk analytics, and regulatory reporting.
  
• Broadridge Corporate Actions Solution
  An end-to-end corporate actions processing solution that automates the entire corporate actions lifecycle. Features include real-time event capture, workflow automation, risk management, and full audit trail capabilities. The system handles announcement capture, notification, election, and entitlement calculation for all asset classes.
  
• Broadridge Investment Management, Risk & Compliance Solutions
  Comprehensive compliance platform covering regulatory reporting, risk monitoring, trade compliance, AML/KYC, and investor disclosure requirements. The solution helps fund managers streamline compliance processes, manage regulatory change, and provides real-time monitoring for potential violations.
  
• Broadridge Trade Surveillance
  End-to-end trade surveillance solution with real-time monitoring, alert management, case workflow, and regulatory reporting. Includes multi-asset class coverage, AI-powered analytics, and behavioral profiling tailored to fund management compliance requirements.
  
• Broadridge Regulatory Reporting Solution
  An end-to-end solution for regulatory reporting that helps financial institutions address multiple regulations including MiFID II, EMIR, SFTR, and AIFMD. It offers data management, validation, report creation, and submission capabilities with pre-built templates for various regulatory reports.
  
• Broadridge Investor Communications
  End-to-end investor communications platform that streamlines proxy voting, regulatory communications, and financial reporting. Includes digital communication tools, analytics, and compliance tracking specifically tailored for fund managers.
  
• Broadridge Fund Document Solution
  End-to-end document creation and management for fund communications, including prospectuses, factsheets, and regulatory reports. Features include data sourcing, template management, translation services, digital delivery, and compliance tracking.
  
• Broadridge Distribution Insight
  Data-driven sales automation platform designed specifically for asset managers. Includes distribution analytics, sales reporting, territory management, CRM integration, intermediary relationship mapping, and market intelligence to optimize fund sales efforts and wholesaler effectiveness.
  
• Broadridge Fund Distribution Solution
  End-to-end platform for fund distribution and transfer agency services, including investor onboarding, transaction processing, commission management, regulatory compliance, and sales analytics. Supports multiple distribution channels and intermediary management.
  
• Broadridge Communications Manager
  A comprehensive communications platform that enables pension funds to manage all member communications through a single interface. Features include personalized digital communications, regulatory disclosures, statement generation, document management, and multi-channel delivery options including print, email, SMS, and secure web portals.
  
• Broadridge Investment Compliance Solutions
  Comprehensive compliance monitoring platform for pension funds offering pre-trade compliance checks, post-trade monitoring, regulatory reporting, and governance tools. The solution includes rule-based monitoring for investment guidelines, regulatory requirements, and ESG criteria.
  
• Broadridge Fund Document Management
  Streamlines document management throughout the fund lifecycle, from initial capture through processing, distribution, and compliance. Offers collaboration features and secure cloud-based access.
  
• Broadridge Investor Communication Solutions
  This platform offers comprehensive IRM solutions that streamline communications and interactions with shareholders, including reporting and regulatory compliance tools.
  
• Broadridge Client Communications
  Offers customizable templates, performance reporting, and regulatory reporting features, aimed at improving client engagement and satisfaction through accurate and insightful communications.
  
• Broadridge Client Onboarding
  Offers a fully integrated onboarding solution that safely and quickly collects and validates client data while ensuring adherence to regulatory compliance.
  
• Broadridge GovernanceDirect
  The platform streamlines the governance process through proxy voting, board management, and compliance tracking, aiming to enhance transparency and facilitate informed decision-making.
  
• Broadridge Client Communication Management
  An integrated workflow management system that automates client communications, document generation, and tracking, improving efficiency and compliance in client services.
  
• Broadridge Audit Trail
  Provides comprehensive audit trail capabilities to meet regulatory compliance requirements. It includes transaction tracking, automated record-keeping, and reporting features to ensure accuracy and accessibility.
  
• Broadridge Regulatory Reporting
  This solution offers comprehensive regulatory solutions, including advanced data aggregation, processing, and reporting tools to help organizations meet stringent regulatory requirements.
  
• Broadridge Broker Connectivity
  Facilitates seamless connectivity between insurance brokers and insurers, enabling efficient data transmission, order management, and compliance tracking, with added analytics capabilities.
  
• Broadridge Order Management (OMS)
  Supports multi-asset electronic and algorithmic trading, compliance monitoring, straight-through processing, and global connectivity to liquidity venues and counterparties.
  
• Broadridge Fund Data and Competitive Intelligence
  Fund product comparison, flow tracking, competitor analysis, intelligent market insights, digital dashboards, and analytics for fund marketing and product development.
  
• Broadridge Distribution Insight & Marketing Automation
  Analytics-driven platform for mutual fund distribution. Provides automated marketing campaign management, intermediary engagement tracking, fund analytics, and compliance-approved communications tailored for asset managers.
  
• Broadridge Regulatory Reporting Solutions for Treasury
  Automates global and local regulatory reporting, EMIR, MiFIR, SFTR and more, with comprehensive data validation, exception management, and audit-ready reporting for treasury operations.
  
• Broadridge Corporate Treasury Platform
  Supports policy management for treasury compliance, offering multi-level approval workflows, compliance checklists, document archiving, exception tracking, and detailed audit logs tailored for regulatory adherence.
  
• Broadridge Cybersecurity Risk Management
  Integrated cybersecurity offering includes threat intelligence, risk assessments, regulatory compliance, endpoint protection, and incident response for investment and pension fund institutions.
  
• Broadridge Investment Management Solutions
  Integrated platform for cash, treasury, collateral management, investment accounting, performance analytics, and regulatory reporting, designed for pension funds, asset managers, and financial institutions.
  
• Advisor Solutions (Estate Planning Content tools)
  Advisor-facing and client-facing estate planning content, interactive guides, scenario explanations, checklists, and customizable educational materials for estate planning conversations.
  
• Broadridge Digital Information Delivery
  Multi-channel digital communications, secure portal messaging, e-delivery of statements, and a client service dashboard for advisors. Integrates with compliance and CRM platforms.
  
• Broadridge Digital Marketing Platform
  Multichannel marketing automation, personalized websites, compliant email/social content, event management, prospecting and nurturing, and reporting tools for advisors and firms.
  
• Document Management Services
  Comprehensive suite for managing, archiving, and delivering client-facing brokerage documents. Offers workflow automation, secure digital delivery, electronic statement processing, and integrates with CRM and trade processing systems.
  
• Alternative Investments Platform
  Provides access, servicing and administration for alternative investments; integrates processing, recordkeeping, analytics, and reporting for wealth managers, RIAs, and broker-dealers.
  
• Broadridge DevOps Automation Suite
  A comprehensive framework incorporating SCM, automated testing, CI/CD, and secure deployment pipelines tailored to securities processing and infrastructure management for brokerage operations.
  
• Broadridge Wealth Platform
  Comprehensive wealth management technology platform with client onboarding, portfolio management, trading, and reporting capabilities. Includes financial planning tools, CRM integration, and digital client engagement features.
  
• Broadridge Trading and Connectivity Solutions
  Comprehensive trading platform offering order management, execution management, portfolio management, and post-trade processing. Includes multi-asset trading capabilities, real-time risk management, compliance monitoring, and global market connectivity.
  
• Broadridge Investment Risk Management
  A comprehensive risk analytics solution providing portfolio risk assessment, scenario analysis, and stress testing for broker-dealers and asset managers. Includes tools for market risk, credit risk, and liquidity risk management.
  
• Broadridge Onboarding & New Account Opening Solution
  Digital onboarding platform that streamlines account opening, KYC/AML compliance, and client lifecycle management for brokerages. Features include automated data collection, e-signature support, identity verification, and straight-through processing.
  
• Broadridge Communications Cloud
  Comprehensive client communication platform for brokerages that provides digital document management, personalized communications, regulatory disclosures, and multi-channel delivery options. Features include template management, content personalization, and compliance tracking.
  
• Broadridge Securities Processing Solution
  Comprehensive post-trade processing platform that handles securities transaction processing, clearance and settlement, accounting, and recordkeeping. Offers real-time processing, multi-currency support, and seamless integration with front-office systems.
  
• Global Corporate Actions Solution
  End-to-end corporate actions processing with real-time data, automated workflows, risk mitigation tools, and support for complex event types. Features include event notification, election processing, entitlement calculation, and reconciliation, with multi-entity and multi-currency support.
  
• Securities Lending Platform
  Automates the end-to-end securities lending process, including position management, trading, collateral management, reporting, and regulatory compliance. Provides real-time visibility into lending opportunities and risk exposure with advanced analytics and optimization tools.
  
• Broadridge Investment Accounting
  Comprehensive fund accounting and investment management solution supporting portfolio management, trading, reconciliation, NAV calculation, financial reporting, and performance measurement across multiple asset classes and fund structures.
  
• Broadridge Operations Solutions
  Cloud-based solutions that offer end-to-end automation of back-office functions, including trade processing, reconciliation, and compliance management.