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Eze Surveillance from SS&C Technologies
Provides real-time and historical trade surveillance, offering automated monitoring to detect patterns indicative of market abuse, insider dealing, and other violations. Features easy integration with popular trade order management systems.
Product analysis by function
Trade Surveillance Systems for Risk & Compliance
Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
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Core Surveillance Capabilities
(0 Yes /0 Known /11 Possible features)
Market Abuse Detection
Automatic identification of patterns indicative of market manipulation or abuse.
No information available
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Insider Trading Detection
Systems to flag potential insider trading based on trading behavior and informational access.
No information available
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Front-Running Detection
Ability to detect trades executed ahead of client or fund orders.
No information available
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Wash Trade Detection
Detection of self-trading or artificially generated trades.
No information available
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Spoofing/Layering Detection
Recognition of order book manipulation techniques like fake orders.
No information available
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Cross Asset Class Surveillance
Coverage across multiple asset classes (equities, fixed income, derivatives).
No information available
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Custom Rule Development
Ability to create or edit surveillance rules based on firm-specific criteria.
No information available
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Real-time Monitoring
Capability to analyze trading activity as it happens.
No information available
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Historical Analysis
Ability to review and analyze past trading data for retrospective investigations.
No information available
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Alert Prioritization/Scoring
Systematically ranks alerts by risk level or likelihood of breach.
No information available
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Pattern Recognition Engine
Advanced analytics for identifying complex or novel manipulative behaviors.
No information available
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Data Management & Integration
(0 Yes /0 Known /10 Possible features)
Multi-Source Data Ingestion
Capability to load data from multiple internal and external sources (trading, market, news, reference).
No information available
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Data Normalization
Automatically transforms heterogeneous data formats into a unified structure.
No information available
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Real-time Data Ingestion Speed
Latency from data input to analysis.
No information available
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Big Data Scalability
Handles high volumes of transactions and market data without performance loss.
No information available
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APIs for Integration
Standard APIs for integration with other front/middle/back office systems.
No information available
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Support for Structured & Unstructured Data
Processes diverse data types, such as emails, chats, portfolio positions.
No information available
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Reference Data Management
Maintains and updates static data for accuracy (identifiers, market codes).
No information available
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Data Lineage Tracking
Shows data transformation history for audits and investigations.
No information available
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Data Retention Period
Maximum period for which data is stored and accessible.
No information available
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Cloud Data Storage Support
Option to store data securely in the cloud.
No information available
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Regulatory Coverage & Updates
(0 Yes /0 Known /9 Possible features)
Global Regulatory Rule Library
Built-in rules for major regulations (e.g., MAR, MiFID II, Dodd-Frank, ASIC, HKMA).
No information available
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Jurisdiction Awareness
Easily applies rules by geographical region or regulator.
No information available
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Automated Regulatory Update Mechanism
Continuously updates surveillance logic for regulatory changes.
No information available
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Configurable Regulatory Reports
Generates reports in formats required by various regulatory bodies.
No information available
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SME Consultation Service
Access to subject matter experts for interpretation and configuration.
No information available
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Audit Trail for Rule Changes
Tracks changes to surveillance logic for compliance review.
No information available
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Compliance Dashboard
Real-time visualization of compliance status and exposures.
No information available
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Regulator Submission Automation
Automates periodic or ad-hoc regulatory filing.
No information available
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Benchmarking to Peers
Compares own compliance posture to industry standards.
No information available
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Alert Management
(0 Yes /0 Known /9 Possible features)
Case Management System
Integrated workflows to assign, escalate, and document alert investigations.
No information available
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Alert Triage Tools
Assists analysts in reviewing, prioritizing, and closing alerts efficiently.
No information available
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Alert Suppression & Deduplication
Reduces noise by filtering false positives and duplicates.
No information available
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Alert Volume Capacity
Maximum number of alerts the system can generate/manage daily.
No information available
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Workflow Customization
Customizable investigation workflows to fit internal processes.
No information available
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Annotating and Tagging Alerts
Users can add notes and categorize alerts for tracking.
No information available
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Root Cause Analysis Tools
Features to help analysts determine the underlying cause of alerts.
No information available
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Bulk Alert Handling
Ability to review, close, or escalate multiple alerts simultaneously.
No information available
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Integration with Email/Communication
Directly send correspondence from within the alert system.
No information available
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User Experience & Accessibility
(0 Yes /0 Known /8 Possible features)
Customizable Dashboards
Personalized interfaces for different user roles (compliance, operations, management).
No information available
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Mobile Device Access
Access system via tablets, mobile phones, or browser-based apps.
No information available
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Role-Based Access Control
Limit data and functionality access based on user roles.
No information available
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Multi-language Support
Available in multiple languages for global teams.
No information available
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User Training Modules
Embedded tutorials and guides for training new users.
No information available
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Accessibility Features
Supports users with disabilities (e.g., screen readers, keyboard navigation).
No information available
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Query Builder for Non-technical Users
Visual interface to create complex searches without coding.
No information available
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Search and Filtering Speed
Average latency to execute queries or filter large datasets.
No information available
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Security & Privacy
(0 Yes /0 Known /8 Possible features)
Data Encryption at Rest and In Transit
Encryption of all sensitive data, both stored and during transfer.
No information available
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Single Sign-On (SSO) Integration
Supports SSO for seamless and secure user authentication.
No information available
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Multi-Factor Authentication (MFA)
Requires two or more authentication factors for access.
No information available
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Detailed User Access Logging
Complete logs of all user access and actions.
No information available
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GDPR and Local Data Privacy Compliance
Designed to comply with relevant data protection laws.
No information available
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Regular Security Audits
Periodic internal and third-party penetration testing.
No information available
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Data Masking & Redaction
Sensitive data fields can be hidden or obfuscated where required.
No information available
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Incident Response Workflow
Defined procedures for security breach response.
No information available
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Reporting & Analytics
(0 Yes /0 Known /8 Possible features)
Custom Report Builder
Users can design and generate reports tailored to their needs.
No information available
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Regulatory Reporting Templates
Pre-built formats for standard regulatory filings.
No information available
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Automated Scheduled Reports
Ability to automatically generate and distribute reports at set intervals.
No information available
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Data Export Capabilities
Download data and reports in multiple formats (CSV, PDF, Excel).
No information available
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Ad hoc Query Support
Generate reports or data sets on the fly as needed.
No information available
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Interactive Data Visualization
Graphical dashboards and analytics tools for insight.
No information available
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Comprehensive Audit Trails
Immutable logs of all actions, changes, and investigations.
No information available
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Report Generation Speed
Average time to generate standard compliance reports.
No information available
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Artificial Intelligence & Advanced Analytics
(0 Yes /0 Known /8 Possible features)
Machine Learning-Based Pattern Detection
Uses ML algorithms to discover previously unknown compliance risks.
No information available
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Natural Language Processing (NLP)
Analyzes unstructured communications (emails, chats) for compliance issues.
No information available
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Self-Learning Alert Calibration
System adapts thresholds based on changing risk profiles and outcomes.
No information available
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Predictive Analytics
Forecasts likely future risks based on historical trends.
No information available
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Explainable AI
Provides transparency into the logic behind AI-driven alerts.
No information available
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Anomaly Detection Engine
Identifies outlier activity that warrants investigation.
No information available
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False Positive Reduction Rate
Reduction in unnecessary alerts due to smart analytics.
No information available
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Continuous Model Training
System can update AI/ML models without manual intervention.
No information available
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Deployment & Maintenance
(0 Yes /0 Known /8 Possible features)
Cloud Deployment Option
Supports deployment as a SaaS or cloud-hosted solution.
No information available
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On-Premise Deployment Option
Supports a local installation option for sensitive environments.
No information available
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Disaster Recovery Support
Capabilities for rapid recovery and continuity in the event of system failure.
No information available
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Uptime/Availability SLA
Level of guaranteed system uptime.
No information available
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Zero-Downtime Upgrades
System can be upgraded without interrupting service.
No information available
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Automated Patch Management
Automatic deployment of security patches and bug fixes.
No information available
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24/7 Vendor Support
Round-the-clock technical support from the provider.
No information available
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Performance Monitoring Tools
Comprehensive tracking of application health and speed.
No information available
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Configurability & Extensibility
(0 Yes /0 Known /7 Possible features)
Customizable Rule Sets
Users can modify existing rules or add new controls easily.
No information available
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Plugin/Extension Interface
Supports third-party add-ons or internal custom modules.
No information available
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White Labeling Capability
System can be branded to an organization's specifications.
No information available
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Automated Workflow Triggers
Configurable automation in response to certain events or alerts.
No information available
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Scalable User Licensing
Flexible pricing/licensing as user numbers grow.
No information available
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Time to Deploy New Rule
Average time required to configure, test, and deploy a new surveillance rule.
No information available
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Multi-Tenancy Support
Supports multiple client entities in one deployment (for managed service providers).
No information available
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Cost & Commercial Terms
(0 Yes /0 Known /7 Possible features)
Transparent Fee Structure
Clear upfront pricing with no hidden fees.
No information available
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Modular Pricing Options
Ability to choose/cost features à la carte.
No information available
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Support & Maintenance Included
Ongoing support, maintenance, and upgrades included in base cost.
No information available
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Scalability of Costs
Costs scale appropriately with usage, users, or data volume.
No information available
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Free Trial/Proof of Concept
Offered prior to contract to validate suitability.
No information available
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Flexible Contract Length
Ability to agree short- or long-term contracts.
No information available
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Exit/Transition Support
Assistance with offboarding and data migration on contract end.
No information available
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