at Financial Technnology Year
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Trade Surveillance Systems for Risk & Compliance
Solutions that monitor trading activities to detect potentially suspicious patterns, market abuse, insider trading, or other compliance violations through pattern recognition and behavioral analysis.
Other Risk & Compliance
Cloud-native, AI-powered surveillance suite that provides holistic coverage across various asset classes and markets. Features include machine learning analytics, behavioral profiling, integrated case management, and automated regulatory reporting specifically designed for fund management firms.
Modular compliance platform that includes trade surveillance, communications monitoring, and best execution analysis. Features include pattern recognition algorithms, transaction monitoring, real-time alerts, and comprehensive case management for fund managers.
Broadridge Trade Surveillance
By: Broadridge Financial Solutions
https://www.broadridge.com/financial-services/capital-markets/compliance-solutions/trade-surveillance
By: Broadridge Financial Solutions
https://www.broadridge.com/financial-services/capital-markets/compliance-solutions/trade-surveillance
End-to-end trade surveillance solution with real-time monitoring, alert management, case workflow, and regulatory reporting. Includes multi-asset class coverage, AI-powered analytics, and behavioral profiling tailored to fund management compliance requirements.
Trade and communications surveillance platform that provides monitoring, recording, and analytics of voice and electronic communications. Includes trade reconstruction, behavioral analytics, and AI capabilities to detect compliance issues specific to fund management operations.
Cloud-based trade surveillance platform with machine learning capabilities, customizable rule sets, and real-time alerts. Offers multi-asset class coverage, case management, and regulatory reporting specifically designed for fund management compliance requirements.
Advanced trade surveillance platform that uses visualization and analytics to detect market manipulation. Features include pattern recognition, comprehensive market replay, contextual analysis, and case management tools designed for fund management compliance teams.
MyComplianceOffice Trade Surveillance
By: MCO (MyComplianceOffice)
https://www.mycomplianceoffice.com/solutions/trade-surveillance/
By: MCO (MyComplianceOffice)
https://www.mycomplianceoffice.com/solutions/trade-surveillance/
Integrated trade surveillance module within a broader compliance platform. Includes monitoring for market abuse, insider trading, and other misconduct across multiple asset classes with workflows specifically designed for fund management compliance.
Automated trade surveillance, anomaly detection, configurable alerting, real-time reporting, and compliance with global regulations.
Palantir Foundry for Risk Management
By: Palantir Technologies
https://www.palantir.com/solutions/risk-management/
By: Palantir Technologies
https://www.palantir.com/solutions/risk-management/
Data integration, advanced analytics, collaboration capabilities, customizable data workflows, and full trade surveillance functionalities.
Refinitiv Trade Surveillance
By: Refinitiv (LSEG)
https://www.refinitiv.com/en/products/trade-surveillance
By: Refinitiv (LSEG)
https://www.refinitiv.com/en/products/trade-surveillance
Automated trade monitoring, market abuse detection, compliance reporting, and user-friendly dashboards for real-time analytics.
A powerful analytics solution for real-time monitoring of trading activity. Combines artificial intelligence and machine learning to enhance detection of suspicious trading behaviors.
Comprehensive trade monitoring, market abuse detection, surveillance alerts, reports generation, real-time analytics, and robust compliance integration. It provides insight into trading behaviors and identifies patterns that may indicate suspicious activities.
Includes intelligent trade monitoring capabilities, ability to capture and analyze large volumes of trading data, configurable alerts, and detailed reporting capabilities that support compliance requirements.
Comprehensive surveillance platform providing trade, communications, and conduct surveillance for asset managers and fund managers. Includes AI-driven detection of insider trading, market manipulation, and front running, with configurable alerting and case management.
Provides real-time and historical trade surveillance, offering automated monitoring to detect patterns indicative of market abuse, insider dealing, and other violations. Features easy integration with popular trade order management systems.
Aquis Market Surveillance
By: Aquis Technologies
https://www.aquis.eu/technologies/market-surveillance
By: Aquis Technologies
https://www.aquis.eu/technologies/market-surveillance
Modular surveillance platform that monitors trading activity, detects potential market abuse, and automates regulatory compliance processes. Supports buy-side and fund manager workflows with customizable monitoring.
TradeSense
By: SIA Partners (Previously FIDA - TradeSense)
https://www.sia-partners.com/en/our-offers/data-ai-offers/tradesense-trade-surveillance
By: SIA Partners (Previously FIDA - TradeSense)
https://www.sia-partners.com/en/our-offers/data-ai-offers/tradesense-trade-surveillance
Trade surveillance platform designed for asset and fund managers. Detects insider trading, market manipulation, and other risky behaviors, and includes comprehensive reporting and investigation workflows.
Cloud-native platform supporting multi-asset, multi-market surveillance for fund managers. Features customizable alerting, case management, powerful analytics, and easy regulatory compliance.
Comprehensive trade surveillance capabilities, real-time monitoring, rule management, and reporting tools for regulatory compliance.
Relativity Trace
By: Relativity
https://www.relativity.com/data-solutions/communication-surveillance/
By: Relativity
https://www.relativity.com/data-solutions/communication-surveillance/
Proactive compliance monitoring solution that detects misconduct in electronic communications. Features include real-time monitoring, intelligent alerting, integrated case management, and customizable rule sets for fund management compliance workflows.