Investment Compliance Monitoring for Risk & Compliance
Software that automatically checks portfolios against investment guidelines, restrictions, and regulatory limits to prevent breaches and ensure alignment with client mandates and fund prospectuses.
Other Risk & Compliance
End-to-end compliance management platform with regulatory monitoring, employee compliance, personal trading surveillance, compliance program management, and testing tailored for banking and financial services compliance.
A buy-side order management system that provides portfolio management, trading, compliance, operations, and P&L capabilities. Includes real-time positions, pre-trade compliance, order management, trading tools, and comprehensive reporting.
Portfolio modeling, order management, compliance, cash management, analytics, performance measurement, and investment book of record (IBOR) across multiple asset classes.
End-to-end compliance monitoring solution with pre- and post-trade compliance checks, automated rule maintenance, regulatory updates, real-time alerts, customizable dashboards, and comprehensive audit trails. Supports multiple asset classes and global regulations.
Investment compliance solution with pre- and post-trade monitoring, regulatory rule libraries, customizable alerts, audit trails, and comprehensive reporting. Supports multiple asset classes, complex portfolios, and global regulatory frameworks.
Integrated compliance monitoring with pre- and post-trade compliance checks, rule-based monitoring, automated breach notifications, customizable dashboards, and detailed reporting. Supports multiple asset classes and regulatory frameworks.
Comprehensive compliance monitoring with pre- and post-trade compliance checks, automated rule maintenance, regulatory updates, audit trails, and detailed reporting. Supports complex investment strategies and regulatory requirements across multiple jurisdictions.
End-to-end compliance monitoring with pre- and post-trade compliance checks, customizable rule libraries, regulatory updates, breach management workflows, and detailed reporting. Integrated with portfolio management and risk analytics for a comprehensive view of portfolios.
Investment compliance monitoring solution with pre- and post-trade compliance checks, rule-based monitoring, automated alerts, breach management workflows, and detailed reporting. Supports multiple asset classes and regulatory frameworks.
Enhances investment compliance monitoring through real-time analytics, workflow management, and automated reporting. Provides tools for managing and visualizing compliance-related data.
Integrated compliance solutions for fund managers that involve real-time monitoring, regulatory reporting, and risk assessment tailored to meet evolving regulations in various jurisdictions.
Integrated compliance monitoring module that supports regulatory guidelines and internal policies across multiple asset classes, with pre and post-trade compliance checks and reporting functionalities.
Outsourced investment compliance for UCITS, AIFMD and other global regulatory requirements, rules coding, breach escalation, exception management, and ongoing reporting.
