Regulatory Reporting Solutions for Compliance
Platforms that automate the preparation and submission of required reports to regulatory authorities, ensuring accuracy and timeliness.
Other Compliance
Offers streamlined transaction reporting, compliance monitoring, and efficient management of regulatory obligations to ensure adherence to SEC, FINRA, and CFTC regulations.
Facilitates accurate and timely regulatory reporting through advanced analytics, robust data management, and automated compliance workflows.
Provides automated rules-based compliance monitoring, pre- and post-trade compliance checks, and comprehensive reporting capabilities to meet regulatory requirements.
Integrated data management and regulatory reporting platform for brokerages and financial institutions. Provides automated compliance for global and local regulatory regimes (such as SEC, FINRA, MiFID II, EMIR, and others). Features include sophisticated workflow automation, robust audit controls, flexible data aggregation, validation, and regulatory calculation engines.
Modular solution for MiFID II/ESMA, EMIR, SFTR, and other regulatory compliance needs, tailored for brokers and market participants. Provides data enrichment, validation, secure reporting, and automated submission to authorities. Includes exception management and monitoring.
Supports regulatory compliance and reporting processes for a wide range of financial institutions, including brokerage firms. Offers automated data collection, validation, report generation and direct submission for multiple jurisdictions (EMIR, MiFID II, SFTR, MAS, more). End-to-end auditability, dashboards, and data lineage.
Multi-regime trade repository and regulatory reporting platform for SFTR, EMIR, MiFID II, and similar reporting frameworks. Connectivity options for brokers, reporting automation, exception and reconciliation management.
MiFID II, EMIR, Dodd-Frank and other global regulatory reporting for brokers/dealers. Includes real-time data capture, pre/post trade transparency, data validation, electronic submission and custom report templates.
Automates regulatory filings and reporting for brokers, investment advisors, and other financial institutions. Supports local and global mandates, exception monitoring, built-in reporting templates and direct submission capabilities.
Outsourced regulatory reporting for broker-dealers and financial intermediaries. Comprehensive service for EMIR, MiFID II, FATCA/CRS, SFTR, and more. Facilitates data management, regulatory monitoring and submission, reconciliation.
End-to-end regulatory reporting solution for broker-dealers, offering transaction reporting, trade reconstruction, and analytics. Supports SEC, FINRA, and global regulatory reporting through automated data capture, normalization, and submission.
Comprehensive regulatory reporting quality assurance solution for broker-dealers. Features include accuracy testing, completeness testing, reference data testing, and control framework to ensure regulatory reporting compliance with SEC, FINRA, MiFID II, EMIR, and other global regulations.
Cloud-based regulatory reporting platform for broker-dealers that supports multiple reporting regimes including SEC, FINRA, MiFID II, EMIR, SFTR, and more. Features include cross-regulation reporting, data reconciliation, and analytical tools to identify reporting errors.
End-to-end regulatory reporting platform that handles data aggregation, calculation, validation, submission, and audit trail. Covers global regulations including Basel III, IFRS 9, CECL, and country-specific reporting requirements. Includes workflow management and analytics dashboards.
