Regulatory Compliance Tools for Fund Management
Solutions for managing SEC filings, KYC/AML requirements, GDPR compliance, and other regulatory obligations specific to investment firms.
Other Fund Management
Provides comprehensive capabilities for portfolio management, performance measurement, and compliance tracking. Allows fund managers to ensure regulatory adherence efficiently while managing their investments.
Automates compliance monitoring, reporting, and regulatory filings. Offers customizable solutions to fit the specific needs of fund managers and includes extensive data analytics.
Integrates regulatory compliance monitoring with portfolio management and reporting functionalities. Allows users to visualize compliance-related data and monitor fund activities in real-time.
The platform provides automated assessments, tailored templates for compliance documentation, and continuous monitoring of regulatory changes, ensuring fund managers remain compliant with relevant laws.
A state-of-the-art database that provides exhaustive information on risk factors, including sanctions, watchlists, and politically exposed persons (PEPs), which are crucial for fund managers to meet KYC and AML obligations.
An intuitive platform that automates compliance reporting, risk assessments, and audit trails, making it easier for fund managers to stay updated with regulatory changes and minimize compliance risks.
This tool facilitates regulatory monitoring, automated policy management, and audit capabilities for fund managers, enhancing their ability to maintain compliance efficiently.
A comprehensive compliance and surveillance platform that helps asset managers, including venture capital fund managers, meet global regulations on trade surveillance, employee compliance, AML, and personal trading regulation enforcement.
A technology-enabled platform supporting venture capital and fund managers with regulatory horizon scanning, compliance monitoring, reporting, and controls testing tailored to multiple jurisdictions.
Automates shareholding disclosure monitoring, position limit monitoring (short selling, sensitive industries, etc.), and regulatory reporting across 100+ jurisdictions for venture capital and fund managers.
Delivers automated compliance and regulatory filings including Form PF, AIFMD, CPO-PQR, FATCA, CRS, and other fund regulation-specific requirements for VC fund managers.
AI-powered regulatory change management platform that monitors regulatory updates, provides real-time alerts, automates compliance workflows, and offers targeted insights for venture capital firms. The platform includes jurisdiction-specific monitoring, regulatory horizon scanning, and compliance documentation tools.
AI-powered platform that automatically identifies regulatory obligations specific to your business, tracks rule changes, and creates a comprehensive audit trail. Provides targeted compliance management for venture capital funds, including KYC/AML requirements, SEC filings, and investor disclosures.
Integrated compliance platform that manages personal trading, gifts and entertainment, political contributions, outside business activities, and conflicts of interest specific to venture capital operations. Includes modules for code of ethics management, compliance calendars, and regulatory filings.
AI-powered digital KYC and onboarding solution for venture capital firms that automates investor verification, due diligence, and compliance checks. Includes ID verification, biometric authentication, AML screening, and risk assessment tools, all designed to meet regulatory requirements while improving operational efficiency.
Facilitates seamless regulatory reporting with built-in collaboration features, real-time data inputs, and template libraries for various regulatory formats.
