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FIS Regulatory Reporting from FIS Global
Automates regulatory reporting processes to ensure compliance across different jurisdictions, providing comprehensive data integration, robust reporting capabilities, and real-time analytics.
Product analysis by function
Regulatory Reporting for Compliance
Systems for automating the preparation and submission of required regulatory reports to supervisory authorities.
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Data Integration & Extraction
(9 Yes /9 Known /10 Possible features)
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Multi-source Connectivity Ability to connect and pull data from diverse banking systems, databases, and third-party platforms. |
FIS emphasizes data integration from multiple sources and banking systems as a core product capability. | |
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Automated Data Extraction Automates the extraction of required information based on configurable rules. |
Product literature details automated data extraction for regulatory reporting. | |
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Data Normalization Standardizes and normalizes disparate data sets for uniform processing. |
FIS processes, standardizes, and harmonizes bank data for reporting in various global jurisdictions. | |
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Real-time Data Sync Synchronizes data feeds in real time or near-real time. |
The FIS platform supports real-time or near real-time data synchronization for up-to-date regulatory reports. | |
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Batch Data Processing Capacity Maximum volume of records that can be processed in a batch run. |
No information available | |
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Historical Data Import Allows bulk import and integration of historical data for retrospective reporting. |
FIS advertises the ability to import and process large amounts of historical data for retrospective compliance checks. | |
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Custom Data Mapping Supports user-defined mapping of data fields from source to destination formats. |
Custom data mapping is a standard requirement for cross-jurisdiction and bank-specific reporting, described in the platform. | |
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Error Logging and Handling Captures and manages data extraction and integration errors. |
Error reporting, logging, and handling are detailed in the platform compliance workflows and documentation. | |
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Data Lineage Tracking Tracks the origin and movement of data across the integration process. |
Documentation mentions tracking of data lineage from source through reporting. | |
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API Support Provides APIs for integrating with external systems or tools. |
Public product documentation confirms API-based integration to external and internal systems. |
Report Generation and Customization
(9 Yes /9 Known /10 Possible features)
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Pre-built Report Templates Contains a library of standard regulatory reporting templates (e.g., Basel III, FATCA). |
Standard regulatory report templates, such as Basel and local requirements, are promoted in solution overview. | |
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Custom Report Builder Allows users to design and build reports tailored to unique regulatory or internal requirements. |
Customizable report creation is highlighted for adapting to multiple international and local regulatory requirements. | |
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Automated Report Scheduling Automatically generates and submits reports according to a configurable schedule. |
Automated report scheduling and submission are available per product description. | |
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Multi-format Export Supports export of reports in multiple formats (Excel, XML, XBRL, PDF, CSV). |
Supports exporting reports in multiple formats including XBRL, XML, Excel, PDF. | |
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Workflow Management Enables step-by-step workflow for report generation, review, and approval. |
Describes workflow management for report prep, review, approval, and submission. | |
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Report Preview Provides preview functionality before finalizing reports. |
Report preview functionality is standard in the report-building interface. | |
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Ad Hoc Reporting Enables quick generation of non-standard or urgent reports as needed. |
Product outlines ad hoc reporting capabilities for urgent or non-standard regulatory requests. | |
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Version Control Manages multiple versions of reports for audit and tracking. |
The solution features version control and audit trails for report changes. | |
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Bulk Report Generation Ability to generate numerous reports in a single operation. |
Bulk processing of report generation is available, per scalable enterprise claims. | |
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Digital Signatures Supports digital approval and e-signatures on reports. |
No information available |
Regulatory Compliance Coverage
(9 Yes /9 Known /10 Possible features)
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Multi-jurisdictional Coverage Supports regulatory frameworks for multiple countries or regions. |
FIS supports regulatory reporting for multiple countries; literature emphasizes multi-jurisdiction compliance. | |
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Regulation Library Maintains an up-to-date library of regulatory rules and guidelines. |
Ongoing regulatory updates and rule libraries are included as core functions. | |
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Automatic Regulatory Updates Automatically updates compliance logic as regulatory requirements change. |
Automatic regulatory updates are highlighted in platform feature lists. | |
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Cross-regulation Consistency Checks Checks for inconsistencies or conflicts among various regulations. |
Documentation outlines cross-regulation consistency checks to prevent conflicts. | |
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Custom Compliance Rules Allows users to input and manage custom regulatory rules. |
Users can configure custom compliance rules as per institution needs. | |
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Compliance Deadline Reminders Notifies users of upcoming regulatory reporting deadlines. |
Platform sends reminders about looming compliance/reporting deadlines. | |
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Rule Version History Tracks the history and changes of regulatory rules over time. |
Tracks regulatory changes and version histories, as referenced in product info. | |
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Deficiency Alerts Notifies users about non-compliance or missing elements. |
Alerts for reporting deficiencies and missing items are described in documentation. | |
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Scenario Simulation Allows users to test the impact of regulatory changes before implementation. |
Supports scenario simulation to test impact of rule changes before final application. | |
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Peer Benchmarking Compares compliance status and metrics with industry peers. |
No information available |
Data Quality & Validation
(6 Yes /6 Known /10 Possible features)
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Automated Data Validation Checks for missing, incorrect, or outlier data values during data processing. |
Automated data validation for missing/incorrect values per product datasheet. | |
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Duplicate Detection Identifies and flags duplicate records before submission. |
Duplicate detection and management features described in data quality assurance claims. | |
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Validation Rule Library Provides built-in and customizable validation rules. |
Validation rule libraries, both built-in and user-customizable, are supported. | |
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Error Correction Workflow Facilitates identification and remediation of data errors. |
Error identification and correction workflows are described in the product user journey. | |
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Audit Trail for Corrections Tracks data corrections for transparency and governance. |
Audit trails track data corrections; highlighted in compliance and traceability features. | |
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Field-level Validation Logging Records validation status at the granular field level. |
No information available | |
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Data Completeness Ratio Ratio of fields populated to total fields required. |
No information available | |
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Threshold-based Alerts Sends alerts if data quality falls below predefined thresholds. |
No information available | |
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Validation Processing Speed Time taken to complete validation of typical data batch. |
No information available | |
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User-defined Exception Rules Allows users to define exceptions for validation checks. |
Platform allows user-defined exceptions for data validation. |
Automation & Workflow Management
(6 Yes /6 Known /10 Possible features)
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End-to-end Automation Automates the full reporting lifecycle from data extraction to report submission. |
End-to-end process automation (from data ingestion to submission) is a stated feature. | |
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Task Assignment Assigns roles and responsibilities to different users within the workflow. |
Task assignment and collaboration described in the workflow component. | |
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Approval Hierarchies Supports customizable multi-level approvals for reports. |
Customizable, multi-level approval workflows are supported. | |
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Workflow Visualization Provides graphical representation of reporting workflows. |
Workflow visualization is available to track reporting progress visually. | |
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SLA Monitoring Tracks workflow completion against service level agreements. |
No information available | |
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Batched or Parallel Processing Supports both sequential and parallel workflow processing. |
System offers batched and parallel processing to improve reporting efficiency. | |
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Alert Notifications Sends alerts for workflow bottlenecks or overdue tasks. |
Alert notifications for workflow bottlenecks and deadlines are described. | |
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Automatic Escalation Escalates unresolved workflow items according to defined rules. |
No information available | |
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Task Completion Time Average time required to complete a workflow task. |
No information available | |
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Integration with Task Management Tools Connects with external project management or collaboration tools. |
No information available |
Security & Access Control
(8 Yes /8 Known /10 Possible features)
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Role-based Access Control (RBAC) Grants permissions based on defined user roles in the organization. |
Role-based access control (RBAC) is standard for banking and compliance-facing software. | |
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Data Encryption (at rest and in transit) Encrypts sensitive data when stored and during data transmission. |
FIS specifies encryption at rest and in transit to meet regulatory security demands. | |
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Multi-factor Authentication Requires more than one form of verification before granting access. |
Multi-factor authentication is required and available, highlighted in security features. | |
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Audit Logging Tracks user activity and system access for security monitoring. |
Audit logging is necessary for regulatory reporting systems and is specified by FIS. | |
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Granular Permission Control Allows fine-tuned user permissions down to field or function level. |
Fine-grained permission controls down to the functional level are advertised. | |
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Single Sign-On (SSO) Integrates with institutional authentication solutions. |
Single Sign-On integrations with enterprise identity systems are supported. | |
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Access Log Retention Period Duration for which access logs are retained. |
No information available | |
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Data Masking Masks sensitive information in views and exports as appropriate. |
No information available | |
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Compliance with Industry Standards Adheres to ISO 27001, SOC 2, GDPR, or equivalent standards. |
The solution meets ISO 27001, SOC 2, and other compliance standards per FIS documentation. | |
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Anomaly Detection Identifies unusual patterns of access or use. |
System supports anomaly detection as a security feature. |
Audit & Traceability
(6 Yes /6 Known /10 Possible features)
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Full Audit Trail Each action is logged with timestamp, user, and before/after values. |
A full action-by-action audit trail is available as a compliance and audit requirement. | |
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Change Management Logging Tracks changes to data, reports, rules, and configurations. |
Tracks and logs all changes as part of its compliance change management reporting. | |
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Printable Audit Logs Supports exporting or printing audit logs for regulators. |
Audit logs export/print supported for regulatory audit needs. | |
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Audit Log Search Comprehensive search and filtering within audit trails. |
No information available | |
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Retention Period Customization Allows setting custom data and log retention periods. |
Retention periods for audit and system logs can be customized, as required for international compliance. | |
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Tamper-evidence Logs are protected against unauthorized alteration. |
No information available | |
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Drill-down Capability Allows auditors to investigate from high-level activity down to granular changes. |
Drill-down capabilities in audit/reporting tools are described in product functionality. | |
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Exception Audit Reports Generates audit reports of exceptions and anomalies. |
No information available | |
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Reviewer Comments Tracking Keeps a record of comments and notes added during review or approval. |
Reviewer and approval comments are tracked as part of workflow records. | |
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Time to Retrieve Audit Record Average time needed to retrieve a specific log entry. |
No information available |
Scalability & Performance
(5 Yes /5 Known /10 Possible features)
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Concurrent User Capacity Maximum number of users the system can support simultaneously. |
No information available | |
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Peak Data Volume Largest volume of data handled during peak reporting cycles. |
No information available | |
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Load Balancing Distributes processing workload for optimal performance. |
Load balancing is discussed as part of platform's cloud and scaling features. | |
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Uptime Guarantee Service level uptime commitment by the vendor. |
No information available | |
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Elastic Resource Allocation Ability to automatically allocate system resources based on current demand. |
Dynamic resource scaling to meet reporting deadlines is an advertised benefit of FIS's architecture. | |
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Disaster Recovery Support Ensures system availability in the event of failures or disasters. |
Disaster recovery, failover, and availability measures are discussed in product reliability/compliance sections. | |
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Response Time Average application response latency under normal load. |
No information available | |
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Data Archival Capacity Volume of data archived and retrievable for regulatory retention. |
No information available | |
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Geographic Load Distribution Option to distribute workload across global data centers. |
Ability to distribute workloads across global data centers is detailed for multinational clients. | |
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On-demand Scalability Scaling system resources up or down without disrupting operations. |
Resources can be scaled on demand in the FIS cloud platform. |
User Experience & Usability
(7 Yes /7 Known /10 Possible features)
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Intuitive User Interface Easy-to-navigate and logically designed screens and menus. |
FIS highlights an intuitive, user-friendly interface as a competitive advantage. | |
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Customizable Dashboards Allows users to personalize their reporting and compliance dashboards. |
Customizable dashboards are included in platform description. | |
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Guided Workflows Provides step-by-step guidance through reporting tasks. |
Step-by-step workflow guides are available for users navigating regulatory reporting. | |
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Accessibility Compliance Supports accessibility features for users with disabilities. |
No information available | |
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In-app Help and Documentation Embedded tips, tutorials, and documentation for user assistance. |
Embedded user documentation and help is standard for FIS enterprise solutions. | |
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Multi-language Support Interface available in multiple languages. |
No information available | |
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Mobile Compatibility Supports access and reporting from mobile devices. |
Mobile access and reporting is mentioned as a modern usability feature. | |
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Keyboard Shortcuts Enables efficiency for power users with keyboard commands. |
No information available | |
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Bulk Actions Allows users to perform operations on multiple records or reports at once. |
Bulk actions on reports and records is available for operational efficiency. | |
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Onboarding & Training Tools Built-in wizards or modules to onboard new users with minimal friction. |
Onboarding tools and user training modules are available for new clients. |
Analytics & Business Intelligence
(8 Yes /8 Known /10 Possible features)
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Pre-built Analytical Reports Out-of-the-box analytics dashboards for common compliance metrics. |
Out-of-the-box analytical dashboards are promoted for compliance monitoring. | |
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Custom Analytics Designer Allows creation of bespoke analytical and visualization reports. |
Bespoke analytics and reporting tools for advanced analysis are available. | |
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Drill-down Analysis Enables users to explore higher or lower levels of detail as desired. |
Drill-down reporting and analysis capabilities are provided for detailed user investigations. | |
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Trend Analysis Identifies and visualizes long-term trends in regulatory or compliance data. |
Trend analysis is available as part of compliance analytics features. | |
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KPI Tracking Tracks and visualizes key compliance and reporting performance indicators. |
KPI tracking and visualization for reporting efficiency and compliance performance are supported. | |
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Data Export for Analytics Exports raw or aggregated data for external analysis. |
Supports export of raw/aggregated data for further analysis. | |
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What-if Scenario Modeling Simulates regulatory/reporting scenarios and their impact. |
What-if scenario modeling is included, letting users simulate data/reporting outcomes. | |
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Dashboard Refresh Rate Frequency at which analytics dashboards are updated. |
No information available | |
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Third-party BI Tool Integration Connects to tools such as Tableau, PowerBI, or Qlik for advanced analytics. |
Integration to third-party BI tools such as PowerBI and Tableau is available (per integration documentation). | |
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Forecasting/Prediction Capabilities Leverages historical data to predict upcoming compliance issues. |
No information available |
Support, Maintenance & Vendor Management
(8 Yes /8 Known /10 Possible features)
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24/7 Support Availability Support team available round-the-clock for issue resolution. |
24/7 support availability is specified as available for regulatory clients. | |
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Dedicated Account Manager Provides a single point of contact at the vendor. |
Dedicated account managers are included for enterprise bank clients. | |
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SLA-based Issue Resolution Guaranteed response and resolution times as per SLA. |
SLA-based issue response/resolution is available and contractually defined. | |
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Self-service Knowledge Base Online resources for common troubleshooting and FAQs. |
Online self-service knowledge base for troubleshooting and FAQs is available. | |
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Product Update Frequency Average frequency of major product updates or patches. |
No information available | |
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Onsite/Remote Training Options Comprehensive product training for users and administrators. |
Onsite and remote training options are marketed for onboarding and continued education. | |
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Custom SLAs Can tailor SLAs to client-specific needs. |
Custom SLAs can be negotiated based on institutional needs. | |
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Third-party Audit Support Assistance during regulatory or independent audits. |
Third-party support for client regulatory audits is mentioned as available. | |
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User Community and Forums Access to peer support and shared best practices. |
No information available | |
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API Documentation and Developer Support Comprehensive resources for integrating or extending the platform. |
Platform provides detailed API documentation and developer support tools. |
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