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Oracle Financial Services Analytical Applications (OFSAA) Compliance Management from Oracle Financial Services

Advanced compliance reporting, AML, KYC, transaction monitoring, regulatory reporting, and risk analytics in an integrated platform supporting global regulations.

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Regulatory Compliance Systems for Compliance and Risk Management

Platforms that track changing regulations, automate compliance workflows, manage required disclosures, and ensure advisors meet regulatory obligations from bodies like the SEC, FINRA, and state regulators.
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