at Financial Technnology Year
This content is provided by FinTechBenchmarker.com who are responsible for the content. Please contact them if you have any questions.
Regulatory Reporting Platform from Compliance Solutions Strategies (CSS)
End-to-end reporting for AIFMD, Form PF, CPO-PQR, EMIR, SFTR, and more. Offers automation, secure data management, validations, analytics, and submission to regulators.
More about Compliance Solutions Strategies (CSS)
Product analysis by function
Regulatory Reporting Tools for Risk & Compliance
Software that automates the preparation and submission of required regulatory reports such as Form PF, Form ADV, AIFMD reporting, and transaction reporting under various regulatory regimes.
More Regulatory Reporting Tools
More Risk & Compliance ...
Data Integration
(0 Yes /0 Known /10 Possible features)
|
Multi-Source Data Import Capability to ingest data from various formats, protocols, and platforms (e.g., databases, APIs, flat files, custodians). |
. | No information available |
|
Real-Time Data Sync Synchronization of data feeds at or near real-time for up-to-date reporting. |
. | No information available |
|
Data Validation Rules Built-in checks and logic to ensure data quality and flag inconsistencies. |
. | No information available |
|
Data Enrichment Capabilities Ability to supplement imported data with reference, market, or external datasets. |
. | No information available |
|
Automated Data Mapping Tools to facilitate mapping of disparate data sources to unified reporting structures. |
. | No information available |
|
Data Cleansing Functionality Automated routines to correct errors and fill missing values in data sets. |
. | No information available |
|
Support for Unstructured Data Ability to process documents, emails, or other non-tabular data sources. |
. | No information available |
|
Batch Data Processing Speed Time taken to process and transform datasets for reporting. |
. | No information available |
|
Data Lineage Tracking Ability to trace data origins and transformation history for audit purposes. |
. | No information available |
|
Manual Data Entry Support Functionality for entering data manually in the absence of automated feed. |
. | No information available |
Regulatory Coverage
(0 Yes /0 Known /6 Possible features)
|
Multi-Jurisdiction Support Ability to handle regulatory rules for multiple countries and regions. |
. | No information available |
|
Regulation Specific Modules Pre-built modules/templates for major regulatory standards (e.g., AIFMD, UCITS, MiFID II, FATCA, EMIR, SEC, CFTC). |
. | No information available |
|
Automated Rule Updates System updates regulatory rules automatically as new laws come into effect. |
. | No information available |
|
Custom Rule Creation Admins can define custom compliance rules tailored to organizational policies. |
. | No information available |
|
Version Control on Regulation Logic Maintains historical versions of rule logic to support retrospective reporting. |
. | No information available |
|
Audit Trail on Rule Changes Logs and tracks all changes made to compliance and reporting rules. |
. | No information available |
Reporting & Filing Capabilities
(0 Yes /0 Known /9 Possible features)
|
Automated Report Generation Scheduled creation of required regulatory filings. |
. | No information available |
|
Custom Report Designer Allows creation of bespoke reports in addition to standard templates. |
. | No information available |
|
Multi-Format Export Export reports in all required electronic and paper formats (XBRL, XML, CSV, PDF, Excel, etc.). |
. | No information available |
|
Error and Exception Highlighting Automatically identifies and flags potential errors or omissions in draft reports. |
. | No information available |
|
Direct e-Filing Integration Connects directly to regulators’ portals/APIs for automated submission. |
. | No information available |
|
Filing Status Tracking Monitors the progress, success, or failure of each report submission. |
. | No information available |
|
Ad Hoc Reporting Enables rapid, one-off report production for non-routine compliance queries. |
. | No information available |
|
Historical Filing Storage Stores previously submitted reports for comparison and retrieval. |
. | No information available |
|
Reporting Frequency Options Supports daily, monthly, quarterly, annual or ad-hoc schedules. |
. | No information available |
Workflow & Process Automation
(0 Yes /0 Known /8 Possible features)
|
Role-Based Task Assignment Allocates tasks to individuals or teams based on permissions and expertise. |
. | No information available |
|
Automated Alerts & Reminders Sends notifications for deadlines, approvals, and exception handling. |
. | No information available |
|
Approval Workflow Customization Configurable multi-level review and sign-off processes. |
. | No information available |
|
Escalation Management Automatically escalates overdue tasks or exceptions to management. |
. | No information available |
|
Task Status Dashboard Visualizes progress of all workflow tasks in real-time. |
. | No information available |
|
SLA Monitoring Monitors workflow steps against Service Level Agreements. |
. | No information available |
|
Automated Scheduling Allows pre-scheduling of recurring tasks and report runs. |
. | No information available |
|
Exception Handling Rules Predefined responses to common exceptions or workflow bottlenecks. |
. | No information available |
User Access & Security
(0 Yes /0 Known /7 Possible features)
|
Role-Based Access Control (RBAC) Access permissions can be defined per user or group. |
. | No information available |
|
Multi-Factor Authentication (MFA) Supports two/multi-factor authentication for user login. |
. | No information available |
|
Single Sign-On (SSO) Integration Allows users to log in with corporate credentials. |
. | No information available |
|
Audit Logging Tracks all user actions for monitoring and compliance. |
. | No information available |
|
Encryption at Rest and in Transit Data is encrypted both when stored and when sent between systems. |
. | No information available |
|
Granular Data Permissions Fine-grained control over which data a user can view or edit. |
. | No information available |
|
Time-Based Access Control Ability to restrict system access to specific hours or dates. |
. | No information available |
Audit & Transparency
(0 Yes /0 Known /6 Possible features)
|
Full Data Audit Trails Tracks every change to relevant data, reports, and workflows. |
. | No information available |
|
Audit Log Export Ability to export audit logs for regulator or auditor review. |
. | No information available |
|
Immutable Records Stores all changes in a tamper-evident manner. |
. | No information available |
|
Report Reconciliation Logs Logs comparisons between system data and filed reports. |
. | No information available |
|
User Action History View actions performed by each user on specific records or reports. |
. | No information available |
|
Change Reason Capture Requires users to provide rationale for material changes. |
. | No information available |
Analytics & Monitoring
(0 Yes /0 Known /6 Possible features)
|
Exception Trend Analysis Tracks patterns in reporting errors or regulatory breaches over time. |
. | No information available |
|
Compliance Dashboard Visual interface summarizing key compliance risks and activities. |
. | No information available |
|
Data Quality Metrics Monitors consistency, completeness, and accuracy of reporting data. |
. | No information available |
|
Historical Comparison Reports Allows period-to-period comparison to identify discrepancies or risks. |
. | No information available |
|
Outlier Detection Automatically flags results that deviate from norms. |
. | No information available |
|
Workflow Efficiency Metrics Measures task throughput and identifies bottlenecks. |
. | No information available |
Configurability & Customization
(0 Yes /0 Known /5 Possible features)
|
Custom Workflow Builder Design and deploy custom task and approval steps. |
. | No information available |
|
Configurable Data Fields Add, remove, or modify data fields for changing needs. |
. | No information available |
|
White-Labelling Options Apply custom branding to user interfaces and reports. |
. | No information available |
|
User Interface Personalization Enables individual users to customize their dashboards. |
. | No information available |
|
Rule Engine for Custom Logic Allows non-technical users to define new rules and triggers. |
. | No information available |
Integration & API Capabilities
(0 Yes /0 Known /5 Possible features)
|
Open REST/SOAP APIs Enables external systems to connect and automate data exchanges. |
. | No information available |
|
Pre-Built Integrations Available plugins for common fund management and accounting platforms. |
. | No information available |
|
Webhook/Event Notification Support Outbound triggers for events like report completion or data changes. |
. | No information available |
|
API Call Throughput Maximum number of API requests supported per second. |
. | No information available |
|
Bulk Data Upload & Download Ability to move large data sets efficiently. |
. | No information available |
Scalability & Performance
(0 Yes /0 Known /4 Possible features)
|
Horizontal/Vertical Scaling System can scale out by adding resources or nodes. |
. | No information available |
|
Concurrent User Limit Maximum number of users able to use the system simultaneously. |
. | No information available |
|
High Availability/Uptime SLA Service level guarantee for system availability. |
. | No information available |
|
Peak Load Processing Speed Performance under heavy data or usage peaks. |
. | No information available |
Support & Documentation
(0 Yes /0 Known /6 Possible features)
|
24/7 Technical Support Around-the-clock assistance for critical issues. |
. | No information available |
|
Comprehensive User Documentation Detailed manuals and online help resources. |
. | No information available |
|
Integration Support Services Assistance for connecting the product with other systems. |
. | No information available |
|
Dedicated Account Manager A single point of contact for complex support needs. |
. | No information available |
|
Onboarding & Training Packages Structured user education for rollout and adoption. |
. | No information available |
|
Compliance Alert Service Proactive notifications of regulatory changes impacting reporting. |
. | No information available |
This data was generated by an AI system. Please check
with the supplier. While you are talking to them, remind them that they need
to update their entry.