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Know Your Customer (KYC) & AML Compliance Suite from SS&C Technologies
Automates KYC and AML compliance for fund management, provides pre-built due diligence questionnaires, workflows, risk scoring, document management, reporting, and audit trails.
Product analysis by function
AML and KYC Solutions for Risk & Compliance
Tools for anti-money laundering screening, know-your-customer processes, and sanctions checking to ensure compliance with financial crime prevention regulations.
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Customer Onboarding
(0 Yes /0 Known /13 Possible features)
Digital Document Capture
Ability to capture and upload client documents electronically.
No information available
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Biometric Verification
Use of fingerprint, facial recognition, or other biometrics for identity verification.
No information available
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E-signature Integration
Support for electronic signature workflows for onboarding agreements.
No information available
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Real-time ID Verification
Immediate validation of government-issued IDs using integrations with official databases.
No information available
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Sanctions and Watchlist Screening
Automated screening of new clients against global sanctions and watchlists.
No information available
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Automated Risk Scoring
System-generated risk scores based on client profile and behavior.
No information available
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Onboarding Time
Average time taken to onboard a new client end-to-end.
No information available
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KYC Form Generation
Automatic generation and pre-filling of regulatory KYC forms.
No information available
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Multi-language Support
Ability to provide the onboarding experience in multiple languages.
No information available
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Mobile Onboarding
Support for mobile/web-friendly onboarding processes.
No information available
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Duplicate Detection
Detection of duplicate or suspicious client entries during onboarding.
No information available
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Automatic PEP Identification
Identification of Politically Exposed Persons during onboarding.
No information available
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Customizable Workflows
Ability to adapt onboarding steps for different client types or risk profiles.
No information available
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Ongoing Monitoring and Screening
(0 Yes /0 Known /13 Possible features)
Continuous Sanctions Screening
Automated, recurring checks against updated sanctions and watchlists.
No information available
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Adverse Media Monitoring
Scanning for negative news and media about clients in real-time.
No information available
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Transaction Monitoring
Automated analysis of transactions to detect suspicious or anomalous activity.
No information available
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Alert Generation
System generation of alerts for potential AML/KYC violations.
No information available
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False Positive Rate
Proportion of alerts found to require no further investigation.
No information available
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Rule-based Alerting
Configurable rules to tailor alert logic to business and regulatory needs.
No information available
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Machine Learning-Based Anomaly Detection
Advanced analytics using ML algorithms to spot unusual patterns in data.
No information available
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Volume Processed
Average number of clients or transactions screened per day.
No information available
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Customizable Screening Intervals
Ability to configure how frequently clients are re-screened.
No information available
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Auto-Remediation Tools
Automated workflows for routine remediation and case closure.
No information available
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Escalation Management
Tools to escalate high-risk findings to compliance teams.
No information available
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Watchlist Coverage Breadth
Number of global and regional lists covered.
No information available
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Audit Log Retention
Length of time audit logs are retained.
No information available
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Case Management & Investigations
(0 Yes /0 Known /12 Possible features)
Centralized Case Tracking
A unified dashboard and database for managing active and historical compliance cases.
No information available
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Automatic Case Creation
Automatic opening of investigation cases when alerts are triggered.
No information available
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Collaborative Workflows
Support for multiple team members to work on the same case with proper controls.
No information available
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Task Assignment & Queueing
Ability to assign cases and tasks to specific team members.
No information available
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Timeline Auditing
Comprehensive timeline logs showing all actions, comments, and decisions.
No information available
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Case Closing Time
Average time from case opening to closing.
No information available
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Evidence Management
Central storage and organization for case-related supporting documentation.
No information available
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Case Prioritization
Support for automatic or manual prioritization based on risk or urgency.
No information available
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Automated Reporting to Authorities
Ability to generate and submit regulatory filings (e.g., Suspicious Activity Reports).
No information available
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Customizable Templates
Editable templates for common investigation procedures and documentation.
No information available
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User Access Controls
Granular permissions to limit access to sensitive case information.
No information available
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Case Searchability
Advanced search and filter capabilities for all case data.
No information available
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Integration & Interoperability
(0 Yes /0 Known /11 Possible features)
API Access
Comprehensive APIs for integrating with CRM, core banking, or investment platforms.
No information available
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Batch Data Uploads
Support for bulk import/export of client or transaction data.
No information available
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Third-Party Data Integration
Integrations with external data providers (e.g., credit bureaus, public records).
No information available
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Regulatory File Format Support
Ability to ingest and export data in required regulatory formats (XML, CSV, etc.).
No information available
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Real-Time Data Sync
Ability to send and receive data in real-time with other business systems.
No information available
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Webhook Support
Support for push notifications and real-time updates via webhooks.
No information available
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Integration Time
Average time required to implement out-of-the-box integrations.
No information available
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Standardized APIs (REST/SOAP)
Availability of modern REST or SOAP APIs.
No information available
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Single Sign-On (SSO)
Support for SSO with enterprise identity providers.
No information available
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Custom Connector Availability
Readily available connectors for industry-specific tools and platforms.
No information available
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Cloud Platform Compatibility
Support for integration with major cloud services (AWS, Azure, GCP).
No information available
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Compliance & Regulatory Coverage
(0 Yes /0 Known /11 Possible features)
Automatic Regulatory Updates
Regular updates reflecting new or amended laws and regulations.
No information available
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Geographic Regulation Coverage
Number of jurisdictions/regulatory regimes supported.
No information available
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Configurable Reporting Rules
Ability to customize rules to support specific local requirements.
No information available
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Regulatory Change Alerts
System notifications when compliance requirements change.
No information available
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Pre-built Regulatory Reports
Templates for common regional reports (e.g., SAR, STR).
No information available
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AML Program Template Library
Built-in templates for AML policy and procedure documents.
No information available
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Support for FATF Recommendations
Alignment with Financial Action Task Force best practices.
No information available
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Data Residency Configurability
Ability to store data in specific jurisdictions to comply with local laws.
No information available
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Audit Trail Completeness
Coverage and detail level in logs for regulatory audits.
No information available
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Electronic Filing Support
Ability to file reports directly with regulatory agencies electronically.
No information available
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Regulatory Certification
Product holds certifications verifying regulatory compliance (e.g., SOC2, ISO 27001).
No information available
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User Experience & Usability
(0 Yes /0 Known /11 Possible features)
Intuitive Interface
Modern, user-friendly dashboard and navigation.
No information available
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Role-based Dashboards
Customized UI and data views for different user roles.
No information available
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Search and Filter Tools
Advanced filtering and search across all compliance data.
No information available
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Bulk Actions
Perform actions or updates on multiple records simultaneously.
No information available
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Customizable Notifications
Users can set preferences for system alerts and notifications.
No information available
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Accessibility Features
Support for users with disabilities (e.g., screen reader compatibility).
No information available
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Multi-device Support
Usable across desktop, tablet, and mobile devices.
No information available
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User Training Materials
Built-in guides, tutorials, and help resources.
No information available
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Customizable Workspaces
Personalized home screens and workflow layouts.
No information available
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Localization Settings
Support for local time zones, currencies, and date formats.
No information available
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Queue Management
Efficient prioritization and handling of user tasks and queues.
No information available
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Reporting & Analytics
(0 Yes /0 Known /11 Possible features)
Custom Report Builder
Tool to build custom reports from compliance data.
No information available
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Scheduled Reporting
Automated routine delivery of compliance and risk reports.
No information available
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Export Formats
Range of available export formats (PDF, CSV, XLSX, etc.).
No information available
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Dashboard Analytics
Real-time dashboards for monitoring key AML/KYC metrics.
No information available
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Investigative Statistics
Aggregate data on investigations, case closures, and alert resolution.
No information available
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Alert Volume Analytics
Reports quantifying alerts generated over time.
No information available
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Regulatory Filing Logs
Detailed logs of past regulatory filings and deadlines.
No information available
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Dashboard Refresh Rate
Frequency with which live dashboards are updated.
No information available
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Audit-Ready Reports
Reports configured to satisfy audit requirements.
No information available
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Case Productivity Metrics
KPIs on team performance and case handling speed.
No information available
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Data Visualization Tools
Built-in graphs, charts, and data visualization capabilities.
No information available
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Data Security & Privacy
(0 Yes /0 Known /11 Possible features)
End-to-End Encryption
All data encrypted at rest and in transit.
No information available
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Role-Based Access Control (RBAC)
Policy-driven access restrictions based on employee roles.
No information available
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Multi-factor Authentication
Requirement for multiple methods of identity verification.
No information available
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Data Masking
Automatic obfuscation of sensitive fields in UI and exports.
No information available
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Granular Audit Logs
Detailed records of all data access and changes.
No information available
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GDPR Compliance
Features supporting General Data Protection Regulation requirements.
No information available
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Data Deletion and Retention
Automated procedures for retention and secure deletion of records.
No information available
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Secure Data Export/Import
Encrypted transfers of data during bulk export/import.
No information available
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Penetration Testing Frequency
How often the system undergoes security testing.
No information available
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Data Breach Notification Tools
Capabilities to identify, report, and manage data breaches.
No information available
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Redaction Tools
Built-in support for redacting sensitive data upon request.
No information available
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Product Scalability & Performance
(0 Yes /0 Known /10 Possible features)
Concurrent User Support
Maximum number of simultaneously active users supported.
No information available
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Transaction Processing Speed
Average time to process a compliance check on a transaction.
No information available
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Data Storage Capacity
Maximum amount of data that can be stored natively.
No information available
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Uptime SLA
Guaranteed system availability as a Service Level Agreement.
No information available
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Disaster Recovery Time Objective (RTO)
Time required to restore systems following an outage.
No information available
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Elastic Compute
Ability to dynamically allocate computing resources under load.
No information available
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Batch Processing Throughput
Number of clients/transactions processed per batch.
No information available
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Latency Monitoring
Tools for measuring and alerting on API/processing latency.
No information available
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Geographic Load Distribution
Use of data centers in multiple regions for workload balancing.
No information available
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Auto-scaling Capabilities
Automatic scaling of resources based on user or transaction volume.
No information available
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Vendor Support, SLAs & Documentation
(0 Yes /0 Known /10 Possible features)
24/7 Multichannel Support
Availability of technical and compliance support at all hours via multiple channels.
No information available
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Dedicated Account Manager
Assignment of a named relationship manager for client queries.
No information available
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Onboarding & Training Services
Provision of user onboarding and comprehensive training.
No information available
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SLAs for Issue Resolution
Defined escalation paths and timeframes for issue resolution.
No information available
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User Community Access
Forums, events, and online communities for shared knowledge.
No information available
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Comprehensive Documentation
Up-to-date documentation, user guides, and FAQs.
No information available
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Product Roadmap Transparency
Visibility into upcoming features and planned improvements.
No information available
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Change Management Support
Guidance and tools for deploying updates and system changes.
No information available
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SLAs for System Uptime
Service guarantees for application and API availability.
No information available
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Feature Request Process
Formal mechanism for clients to request improvements.
No information available
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Cost & Licensing
(0 Yes /0 Known /10 Possible features)
Transparent Pricing
Full disclosure of all fees, including setup, support, and maintenance.
No information available
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Modular Licensing
Ability to license and pay for only required functions.
No information available
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Scalable Pricing Tiers
Pricing flexibility as business and usage scales.
No information available
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Pay-per-use Model
Option for consumption-based pricing.
No information available
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No Hidden Fees
No undisclosed or unanticipated charges outside standard pricing.
No information available
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Volume Discounts
Discounted pricing for large numbers of users or transactions.
No information available
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Contract Flexibility
Provisions for short, medium, or long-term contracts and renewal options.
No information available
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Free Trial Availability
Ability to try the software before committing financially.
No information available
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Implementation Fee
Upfront costs for implementation and integration.
No information available
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Annual Maintenance Fee
Yearly fee for updates and ongoing support.
No information available
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