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Broadridge Order Management (OMS) from Broadridge Financial Solutions
Supports multi-asset electronic and algorithmic trading, compliance monitoring, straight-through processing, and global connectivity to liquidity venues and counterparties.
More about Broadridge Financial Solutions
Product analysis by function
Algorithmic Trading Platforms for Trading & Execution
Software that automates trading strategies using predefined algorithms to optimize execution based on various parameters such as time, price, volume, and market conditions. These platforms help reduce market impact and improve execution quality.
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Order Management and Execution
(0 Yes /0 Known /15 Possible features)
Multi-Asset Support
Ability to trade equities, derivatives, FX, futures, options, and other asset classes from a single platform.
No information available
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Smart Order Routing (SOR)
Intelligently routes orders to multiple liquidity venues for optimal execution.
No information available
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Direct Market Access (DMA)
Provides direct access to exchanges and trading venues for low-latency execution.
No information available
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Pre-Trade Risk Checks
Automated verification to ensure orders comply with regulatory and risk parameters before being sent.
No information available
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Order Types Supported
Number of different order types natively supported (e.g., limit, market, stop, iceberg).
No information available
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Latency
Average end-to-end time from order initiation to execution.
No information available
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Order Throughput
Maximum volume of orders the platform can handle.
No information available
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Position Management
Real-time updates on positions and P&L across all assets.
No information available
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Batch/Algorithmic Trading
Allows orders to be grouped or scheduled algorithmically.
No information available
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Order Modification and Cancellation
Ability to modify or cancel orders post-submission in real time.
No information available
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Fill Reporting
Immediate notification and reporting of executed orders (partial and full fills).
No information available
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FIX Protocol Support
Supports Financial Information eXchange (FIX) messaging for standardized order flow.
No information available
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Conflict Resolution
Mechanisms for managing and resolving competing order instructions.
No information available
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Multi-Broker Connectivity
Links to multiple brokers for order execution.
No information available
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Automated Trade Allocation
Distributes executed trades across multiple accounts or portfolios automatically.
No information available
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Algorithm Development & Backtesting
(0 Yes /0 Known /15 Possible features)
Strategy Builder
Graphical or code-based tool for designing trading algorithms.
No information available
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Backtesting Engine
Simulates algorithm performance using historical data.
No information available
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Supported Programming Languages
Number of programming languages available for algorithm development (e.g., Python, C++, Java).
No information available
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Historical Data Coverage
Extent of data available for backtesting strategies.
No information available
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Data Granularity
Finest time resolution of historical data available for backtesting.
No information available
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Walk-Forward Optimization
Ability to optimize algorithms while avoiding data snooping bias.
No information available
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Out-of-Sample Testing
Permits testing of strategies on unseen data for genuine validation.
No information available
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Strategy Version Control
Ability to manage multiple versions of trading strategies securely.
No information available
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Live-Simulation Mode
Test algorithms in a simulated environment with live market data feeds.
No information available
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Performance Metrics Library
Provides a set of analytics for evaluating strategies (e.g., Sharpe, drawdown, win rate).
No information available
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Parameter Optimization Automation
Automatically tests multiple input parameters for strategy improvement.
No information available
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Error/Exception Logging
Comprehensive logging of errors during backtesting or simulation.
No information available
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Custom Data Input
Import proprietary datasets for use in algorithms and testing.
No information available
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Integrated Machine Learning Tools
Native or third-party machine learning libraries for quantitative model development.
No information available
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API Access to Strategy Components
Programmatic access to all parts of the strategy development stack.
No information available
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Market Data & Analytics
(0 Yes /0 Known /15 Possible features)
Real-Time Data Feeds
Instant access to market data with very low latency.
No information available
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Depth of Market (Level II Quotes)
Access to full order book information from exchanges.
No information available
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Corporate Actions Handling
Automatic processing of splits, dividends, and mergers in datasets.
No information available
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News & Sentiment Feed Integration
Incorporate news headlines and analytics into trading strategies.
No information available
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Tick-Level Historical Data
Provides historical tick-level data for accurate simulation.
No information available
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Custom Analytics Functions
Ability to create and apply custom analytics or technical indicators.
No information available
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Data Latency
Average delay in receiving market data.
No information available
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Data Quality and Integrity Checks
Built-in tools to ensure completeness and accuracy of data.
No information available
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Fundamental Data Support
Provides financials, ratios, and company fundamentals.
No information available
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Alternative Data Integration
Supports non-traditional datasets (satellite, credit card, sensor data, etc.).
No information available
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Third-Party Data Connectors
Integrates with external data sources via APIs.
No information available
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Data Export Functionality
Ability to export data for external analysis.
No information available
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Market Replay
Simulate past market conditions for training and testing.
No information available
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Integrated Charting Tools
Advanced real-time and historical charting capabilities.
No information available
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Data Vendor Coverage
Number of data vendors/platforms covered for market data.
No information available
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Risk Management & Compliance
(0 Yes /0 Known /15 Possible features)
Pre-Trade Risk Controls
Automated checks on orders for size, price, and client restrictions.
No information available
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Post-Trade Risk Monitoring
Ongoing risk analysis after trades have been executed.
No information available
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Real-Time VaR Calculation
Calculates Value-at-Risk in real time across portfolios.
No information available
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Custom Limit Rules
Ability to define and enforce user-specific exposure and risk limits.
No information available
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Intraday Exposure Monitoring
Track risk exposures and limit breaches throughout the trading day.
No information available
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Margin Checking
Automatic validation of margin requirements before execution.
No information available
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Audit Trail
Comprehensive recording of all trade and user activity for compliance.
No information available
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Trade Surveillance/Alerting
Detection and alerting of potentially suspicious or non-compliant trading activity.
No information available
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Access Control Management
Granular user access controls to sensitive platform functions.
No information available
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Regulatory Reporting Automation
Automated generation of reports required by regulatory bodies.
No information available
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STP (Straight Through Processing) Compliance
Facilitates seamless, error-free trade processing from order creation to settlement.
No information available
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Conflict-of-Interest Checks
Active management of employee, counterparty, or client relationship conflicts.
No information available
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Scenario Analysis & Stress Testing
Simulates portfolio performance under extreme market scenarios.
No information available
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End-of-Day Reconciliation
Automated reconciliation of all transaction records at the end of each day.
No information available
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Regulation-Specific Modules
Built-in support for MiFID II, SEC, ESMA, and other regulatory regimes.
No information available
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Performance, Scalability & Reliability
(0 Yes /0 Known /15 Possible features)
System Uptime
Percentage of time the system is operational and available.
No information available
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Concurrent User Support
Maximum number of users supported simultaneously.
No information available
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Load Balancing
Distributes system load across multiple servers for optimal performance.
No information available
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Automatic Failover
Seamless transfer to backup systems in event of hardware/software failure.
No information available
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Fault Tolerance
System’s ability to continue operating during faults.
No information available
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Disaster Recovery
Comprehensive backup and disaster recovery mechanisms for data and system continuity.
No information available
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Latency Monitoring
Real time monitoring of system latency and alerting for anomalies.
No information available
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API Request Handling Rate
Maximum rate at which API requests can be handled.
No information available
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Hot Swappable Infrastructure
Enables real-time upgrade or replacement of hardware/modules without downtime.
No information available
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High Availability (HA) Architecture
Design supporting continuous service with minimal outages.
No information available
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Capacity Planning Tools
Tools to project and manage growth in order flow and data.
No information available
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Redundant Data Storage
Multiple backups of data to protect against loss or corruption.
No information available
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Real-Time System Health Dashboard
Dashboards monitoring platform health and alerting issues instantly.
No information available
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Cloud-Native Option
Deployable natively in public, private, or hybrid cloud environments.
No information available
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Scheduled Maintenance Windows
Allows setting and notification of planned maintenance.
No information available
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Integration & Connectivity
(0 Yes /0 Known /15 Possible features)
FIX/REST/Websocket API Support
Multiple standard APIs for data, order, and system integration.
No information available
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Custom API/SDK
Proprietary interfaces for bespoke integration needs.
No information available
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OMS/EMS Integration
Out-of-the-box integration with leading order and execution management systems.
No information available
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Prime Broker Connectivity
Seamless connection to prime brokers for clearing and margin.
No information available
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Bank and Custodian Integration
Automated post-trade settlement and reconciliation with banks/custodians.
No information available
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Portfolio Management System (PMS) Integration
Links trading with portfolio and accounting systems.
No information available
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Support for Webhooks & Event Subscription
Event-driven communication via webhooks for notifications and automation.
No information available
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Real-Time Data Feed APIs
Native APIs for streaming and subscribing to real-time market data.
No information available
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Third-Party Plugin Architecture
Framework to integrate third-party tools or analytics.
No information available
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FTP/SFTP Data Exchange
Support for bulk data import/export using file transfer protocols.
No information available
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Enterprise Messaging Bus Integration
Connection with enterprise messaging platforms (Kafka, MQ, etc).
No information available
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Customizable Output/Report Formats
Ability to define export formats for interoperability.
No information available
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Mobile API Support
Access and trade via mobile applications through APIs.
No information available
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Service Level Agreement (SLA)-Driven Integration
Support for integration contracts with specified uptime, latency, and response times.
No information available
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Integration Testing Tools
Facilities to test connectivity before go-live.
No information available
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User Interface & Experience
(0 Yes /0 Known /15 Possible features)
Customizable Dashboards
Users can design and configure their workspace to view preferred information.
No information available
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Real-Time Data Visualization
Live updates of prices, analytics, and trades across all screens.
No information available
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Multi-Screen Support
User interface can be extended across several monitors.
No information available
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Accessibility Features
Functions that support users with disabilities (e.g., keyboard shortcuts, screen reader support).
No information available
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Role-Based Access Interface
Interface content and capabilities adapt to user’s role (trader, manager, compliance, etc).
No information available
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Mobile & Tablet Compatibility
Optimized for use on mobile devices and tablets.
No information available
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Theme/Skin Customization
Users can choose color themes and layouts.
No information available
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Contextual Help/Documentation
Inline help, tutorials, and searchable documentation built in.
No information available
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Multi-Language Support
UI available in several languages.
No information available
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One-Click Trading
Fast-trade execution from a single click/tap.
No information available
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Keyboard Shortcuts
Comprehensive keyboard navigation for power users.
No information available
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Notification Center
Aggregates alerts, messages, and trade confirmations.
No information available
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Tab/Window Management
Organize workspace using detachable tabs and windows.
No information available
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Customizable Watchlists
Track multiple securities or markets in personally configured lists.
No information available
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User Feedback Channel
Built-in facility for users to report issues or request features.
No information available
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Security & Authentication
(0 Yes /0 Known /15 Possible features)
Multi-Factor Authentication (MFA)
Requires additional forms of identity verification on login/activity.
No information available
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Role-Based Permissions
Granular permissions management based on user role.
No information available
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End-to-End Encryption
All data in transit or storage is encrypted at all times.
No information available
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Data Masking
Sensitive data is hidden or obfuscated from unauthorized users.
No information available
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Intrusion Detection & Prevention
Monitors for abnormal behavior and attacks, responding automatically.
No information available
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Single Sign-On (SSO) Support
Integrates with enterprise SSO solutions for seamless authentication.
No information available
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Security Audit Logging
All sensitive actions are logged for audit and remediation.
No information available
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Session Timeout
Sessions automatically log users off after inactivity.
No information available
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Penetration Testing Certification
Regular vulnerability assessments conducted by third parties.
No information available
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Secure API Key Management
Issue, rotate, and disable API keys securely.
No information available
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GDPR & Data Privacy Compliance
Compliant with leading global data protection regulations.
No information available
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Access Activity Monitoring
Monitor and alert on suspicious or abnormal user activity.
No information available
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Read/Write/Trade Access Segregation
Enforces separation of duties for enhanced security.
No information available
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Tamper-Proof Data Storage
Prevents unauthorized changes to historical data and logs.
No information available
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Incident Response Workflow
Pre-defined protocols in place for responding to security incidents.
No information available
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Reporting & Analytics
(0 Yes /0 Known /15 Possible features)
Real-Time Trade Reporting
Generates live reports on trade executions and status.
No information available
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Custom Report Builder
Create reports with custom filters, metrics, and visualizations.
No information available
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Scheduled & Automated Reports
Automatically generates and distributes recurring reports.
No information available
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Regulatory Compliance Reports
Predefined templates for MiFID, EMIR, SEC, etc.
No information available
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Portfolio and P&L Analytics
In-depth breakdown of profit & loss, attribution, and exposures.
No information available
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User Activity Audit Reports
Reports on user logins, actions, and changes for audit.
No information available
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Latency and Execution Quality Metrics
Analysis of slippage, latency, and transaction costs.
No information available
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Order Flow Analytics
Breakdown of order types, destinations, and performance.
No information available
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Fee and Commission Reporting
Itemized display of fees and commissions paid.
No information available
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Error and Exception Logging
Reports highlighting failed trades and system errors.
No information available
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Customizable Export Formats
Ability to export in XLS, CSV, PDF, XML, and other popular formats.
No information available
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APIs for Data Extraction
Programmatic access to pull custom report data.
No information available
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KPI Dashboards
Visual dashboards for major business and trading metrics.
No information available
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Drilldown Capabilities
Allows detailed exploration into aggregated report data.
No information available
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Change and Version Tracking
Track modification history of reports and data sets.
No information available
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Deployment, Support & Maintenance
(0 Yes /0 Known /15 Possible features)
Cloud, On-Prem, or Hybrid Hosting
Deployable in customer, cloud, or mixed environments.
No information available
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24/7 Technical Support
Live support available at any time worldwide.
No information available
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Service Level Agreement (SLA)
Guaranteed performance, support, and uptime commitments.
No information available
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Automated Software Updates
Pushes out security/feature updates with no manual intervention.
No information available
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User Training & Onboarding
Structured client onboarding and ongoing learning services.
No information available
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Release Notes and Documentation
Comprehensive release/change documentation for every deployment.
No information available
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Dedicated Account Manager
Single point of contact for ongoing client management.
No information available
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Sandbox/Test Environment
Hosted environment for safe testing of configurations and upgrades.
No information available
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Custom Implementation Services
Assistance with integration, migration, and configuration.
No information available
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Multilingual Support
Support and documentation provided in multiple languages.
No information available
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Incident Response Time
Average time for support to respond to critical issues.
No information available
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Uptime Guarantees
Guaranteed system availability target, per SLA.
No information available
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Automated System Monitoring
Tools for proactive monitoring and alerting on hardware/software.
No information available
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Flexible Upgrade Scheduling
Control when platform upgrades go live.
No information available
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Community/Knowledge Base Access
Online forums and articles for self-service troubleshooting.
No information available
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Extensibility & Customization
(0 Yes /0 Known /15 Possible features)
Plugin/Extension Framework
Enables addition of new features and tools easily.
No information available
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Custom Algorithm Integration
Upload, deploy and manage proprietary trading algorithms.
No information available
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Open API Documentation
Comprehensive docs for all APIs and data models.
No information available
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Scriptable Workflows
Define and execute automated workflows via scripts.
No information available
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White-Label/Branding Options
Support for custom branding and look/feel.
No information available
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Custom Report Templates
Create firm- or user-specific reporting templates.
No information available
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Integration with Cloud Functions/Lambda
Execute custom logic through cloud-based functions or serverless execution.
No information available
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Role-Specific Dashboards
Tailor dashboards to department/function.
No information available
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Client-Side Scripting Support
Permit users to upload and run their own scripts in the UI.
No information available
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Workflow Automation Tools
Drag-and-drop or code-driven configuration of business workflows.
No information available
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Custom Data Connectors
Build adapters/connectors for bespoke data/analytics needs.
No information available
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User Preferences Storage
Persist user-specific settings, layouts, and workflows.
No information available
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Template Library
Prebuilt templates for strategies, reports, and dashboards.
No information available
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Advanced Permission Customization
Granular security and access privileges per user or role.
No information available
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Automated Testing/QA Tools
Sandboxed unit/integration testing of custom features.
No information available
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Costs & Licensing
(0 Yes /0 Known /15 Possible features)
Transparent Pricing Model
Clear published details for all costs and fees.
No information available
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Pay-As-You-Go Pricing
Supports usage-based or tiered billing.
No information available
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Enterprise Licensing Options
Discounted rates and options for large organizations.
No information available
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Support Included in Licensing
Customer support is bundled with license fee.
No information available
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Free/Community Edition Availability
Entry level use at no or low cost.
No information available
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Custom Quotation Capability
Ability to provide quotes for bespoke feature sets.
No information available
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Scalable Licensing
Licensing and pricing scale easily as usage grows.
No information available
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Easily Upgradable Subscription Tiers
Smooth process for tier and feature upgrades.
No information available
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No Vendor Lock-In Clauses
Freedom to migrate away without penalties.
No information available
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License Usage and Tracking Tool
Monitor license usage and expiration in real time.
No information available
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Cap on Overage/Extra Usage Fees
Predictable charges when going beyond quota.
No information available
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Annual/Biannual Review & Optimization
Vendor review of usage for potential savings.
No information available
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Discounts for Long-Term Commitments
Reduced fees for multi-year agreements.
No information available
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Bundle Offerings
Options to bundle platform with additional services.
No information available
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Unlimited User/Account Option
License that allows unlimited seats.
No information available
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