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SS&C Advent Geneva from SS&C Technologies
Provides comprehensive capabilities for portfolio management, performance measurement, and compliance tracking. Allows fund managers to ensure regulatory adherence efficiently while managing their investments.
Product analysis by function
Regulatory Compliance Tools for Fund Management
Solutions for managing SEC filings, KYC/AML requirements, GDPR compliance, and other regulatory obligations specific to investment firms.
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Regulatory Reporting
(0 Yes /0 Known /12 Possible features)
Form ADV Filing
Ability to prepare and file Form ADV with the SEC for investment advisers.
No information available
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Form PF Support
Capability to complete and submit Form PF for private fund advisers.
No information available
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Form D Filing
Support for filing Form D notices for exempt offerings.
No information available
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Blue Sky Filing
Functionality to handle state-level securities filings.
No information available
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AIFMD Reporting
Support for Alternative Investment Fund Managers Directive reporting for EU compliance.
No information available
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Regulatory Filing Frequency
Number of regulatory filing types supported by the system.
No information available
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Cross-Border Reporting
Ability to handle reporting requirements across multiple jurisdictions.
No information available
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Report Template Library
Availability of pre-built templates for common regulatory reports.
No information available
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Automatic Deadline Tracking
System monitors and alerts users to upcoming regulatory filing deadlines.
No information available
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Historical Filing Repository
Storage capacity for past regulatory filings for reference and audit purposes.
No information available
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Filing Error Validation
Pre-submission checks to identify potential errors in regulatory filings.
No information available
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Regulatory Update Frequency
How often the system updates to reflect regulatory changes.
No information available
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Investor Due Diligence
(0 Yes /0 Known /12 Possible features)
KYC Workflow
Structured process for Know Your Customer verification of investors.
No information available
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AML Screening
Anti-Money Laundering checks against watchlists and sanctions databases.
No information available
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Accredited Investor Verification
Tools to verify and document investor accreditation status.
No information available
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Investor Risk Scoring
System for assigning risk levels to investors based on due diligence findings.
No information available
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Beneficial Ownership Tracking
Ability to identify and document ultimate beneficial owners of entity investors.
No information available
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FATCA/CRS Compliance
Support for Foreign Account Tax Compliance Act and Common Reporting Standard requirements.
No information available
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Digital ID Verification
Electronic verification of identity documents and information.
No information available
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Document Collection Portal
Secure interface for investors to submit required documentation.
No information available
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Verification Processing Time
Average time to complete verification processes for new investors.
No information available
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Periodic Re-verification
Automated process to prompt and track ongoing investor re-verification requirements.
No information available
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Watchlist Database Coverage
Number of sanctions and PEP lists covered in screening processes.
No information available
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Enhanced Due Diligence Workflow
Specialized process for high-risk investors requiring additional scrutiny.
No information available
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Compliance Management
(0 Yes /0 Known /13 Possible features)
Compliance Calendar
Tool to track regulatory deadlines, reporting requirements, and compliance tasks.
No information available
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Policy Management
Repository for compliance policies with version control and distribution features.
No information available
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Code of Ethics Management
System to track and manage employee code of ethics compliance, including personal trading.
No information available
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Regulatory Exam Support
Tools to prepare for and respond to regulatory examinations.
No information available
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Compliance Testing
Framework for conducting periodic tests of compliance controls.
No information available
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Risk Assessment Tools
Features to identify, assess, and document compliance risks.
No information available
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Conflicts of Interest Management
System to identify, document, and manage potential conflicts of interest.
No information available
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Expert Network Tracking
Tools to monitor and document expert network consultations for insider trading prevention.
No information available
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Political Contribution Tracking
System to monitor and approve employee political contributions for pay-to-play compliance.
No information available
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Regulatory Alert System
Notification system for relevant regulatory changes and updates.
No information available
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Compliance Training Management
Platform for delivering and tracking completion of compliance training.
No information available
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Policy Attestation Rate
Percentage of staff who have completed required policy attestations on time.
No information available
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Regulatory Update Coverage
Number of regulatory jurisdictions monitored for compliance updates.
No information available
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Fund Documentation
(0 Yes /0 Known /13 Possible features)
Document Generation
Ability to create fund documents from templates with automated data population.
No information available
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Subscription Document Processing
System for distributing, collecting, and processing investor subscription agreements.
No information available
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Electronic Signature Integration
Support for digital signature collection on fund documents.
No information available
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Side Letter Management
Tools to track and manage individual investor side letter terms and obligations.
No information available
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Document Version Control
System to maintain document versions and track changes over time.
No information available
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Investor Portal
Secure platform for investors to access fund documents and information.
No information available
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Distribution Waterfall Documentation
Tools to document and explain distribution calculations and waterfalls.
No information available
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Limited Partner Advisory Committee (LPAC) Management
Features for organizing LPAC meetings, voting, and documentation.
No information available
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Fund Marketing Material Review
Workflow for compliance review and approval of marketing materials.
No information available
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Document Storage Capacity
Amount of document storage provided by the system.
No information available
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Document Template Library Size
Number of pre-built templates available for fund documentation.
No information available
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Multi-language Support
Number of languages supported for document generation.
No information available
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Document Processing Time
Average time to process subscription documents from receipt to acceptance.
No information available
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Investment Compliance
(0 Yes /0 Known /12 Possible features)
Investment Guideline Monitoring
System to track compliance with fund investment guidelines and restrictions.
No information available
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Pre-trade Compliance Checks
Ability to screen potential investments for compliance issues before execution.
No information available
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Post-trade Compliance Analysis
Tools to monitor portfolio compliance after trades are executed.
No information available
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Concentration Limit Monitoring
Tracking of investment concentration against defined thresholds.
No information available
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Prohibited Transaction Screening
Checks to prevent investments in restricted companies or industries.
No information available
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ESG Screening
Tools to assess investments against environmental, social, and governance criteria.
No information available
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LP Investment Restriction Tracking
System to monitor compliance with investor-specific investment restrictions.
No information available
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Regulatory Investment Limits
Monitoring of compliance with regulatory investment thresholds and reporting requirements.
No information available
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Cross-Fund Investment Tracking
Tools to manage compliance for investments across multiple related funds.
No information available
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Rule Processing Speed
Time taken to evaluate an investment against all applicable compliance rules.
No information available
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Compliance Rule Library
Number of pre-built compliance rules available in the system.
No information available
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Custom Rule Creation
Ability to create custom compliance rules specific to fund requirements.
No information available
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Data Management & Security
(0 Yes /0 Known /14 Possible features)
Data Encryption
Methods used to encrypt sensitive data at rest and in transit.
No information available
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Access Control Management
System for defining and enforcing user access privileges to sensitive information.
No information available
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Data Retention Policies
Tools to implement and enforce data retention and destruction schedules.
No information available
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GDPR Compliance
Features supporting compliance with General Data Protection Regulation requirements.
No information available
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CCPA Compliance
Features supporting compliance with California Consumer Privacy Act requirements.
No information available
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Audit Trail Logging
Comprehensive tracking of user activities and system changes.
No information available
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Data Breach Response
Protocols and tools for responding to potential data security incidents.
No information available
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Information Barriers
Systems to create and enforce ethical walls between different investment teams.
No information available
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Two-Factor Authentication
Enhanced security requiring two methods of identity verification.
No information available
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Data Classification System
Framework for categorizing data based on sensitivity and regulatory requirements.
No information available
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Security Certification Level
Industry security certifications achieved (e.g., SOC 2, ISO 27001).
No information available
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Backup Frequency
How often system data is backed up for disaster recovery purposes.
No information available
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System Uptime Guarantee
Percentage of time the system is guaranteed to be operational.
No information available
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Security Testing Frequency
How often security penetration tests are conducted on the system.
No information available
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Financial Reporting & Tax Compliance
(0 Yes /0 Known /13 Possible features)
NAV Calculation
Tools for calculating and validating fund Net Asset Value.
No information available
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Capital Account Statements
Generation of investor capital account statements.
No information available
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Schedule K-1 Preparation
Support for preparing and distributing Schedule K-1 tax documents to investors.
No information available
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FATCA/CRS Reporting
Tools for tax information reporting under FATCA and Common Reporting Standard.
No information available
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Investor Tax Document Portal
Secure platform for investors to access tax documents.
No information available
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Carried Interest Calculations
System for calculating and tracking carried interest allocations.
No information available
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Management Fee Compliance
Tools to ensure management fee calculations comply with fund documents.
No information available
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GAAP/IFRS Compliance
Support for preparing financial statements in accordance with accounting standards.
No information available
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Expense Allocation Tracking
System for allocating expenses across funds and tracking against budgets.
No information available
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Audit Support Package
Tools to generate required documentation for annual financial audits.
No information available
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Waterfall Calculation Complexity
Level of complexity supported in distribution waterfall calculations.
No information available
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Financial Statement Generation Time
Time required to generate comprehensive financial statements.
No information available
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Tax Jurisdiction Coverage
Number of tax jurisdictions supported for reporting purposes.
No information available
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Integration Capabilities
(0 Yes /0 Known /13 Possible features)
API Availability
Presence of application programming interfaces for system integration.
No information available
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Fund Administrator Integration
Pre-built connections to common fund administration platforms.
No information available
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Banking System Integration
Ability to connect with banking platforms for capital movements.
No information available
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CRM System Integration
Connectivity with customer relationship management systems.
No information available
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Portfolio Management System Integration
Links to investment portfolio tracking and management systems.
No information available
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Document Management System Integration
Connections to enterprise document management systems.
No information available
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Email System Integration
Ability to connect with email platforms for notifications and communications.
No information available
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Data Warehouse Integration
Capability to feed data to enterprise data warehouses or analytics platforms.
No information available
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Electronic Signature Platform Integration
Connections to digital signature services.
No information available
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Regulatory Database Integration
Links to regulatory information sources and filing systems.
No information available
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Number of Pre-built Integrations
Total number of ready-to-use integrations available.
No information available
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API Response Time
Average response time for API calls.
No information available
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Data Synchronization Frequency
How often data is synchronized between integrated systems.
No information available
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Usability & Implementation
(0 Yes /0 Known /13 Possible features)
Cloud Deployment Option
Availability of cloud-based deployment option.
No information available
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On-Premises Deployment Option
Availability of on-site deployment option.
No information available
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Mobile Accessibility
Ability to access and use the system via mobile devices.
No information available
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User Role Customization
Ability to define custom user roles with specific permissions.
No information available
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Workflow Customization
Capability to create custom approval and review processes.
No information available
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Multi-Fund Support
Ability to manage multiple funds within a single instance.
No information available
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White Labeling Options
Capability to customize the system appearance with firm branding.
No information available
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Training Resources
Availability of user training materials and programs.
No information available
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Implementation Timeframe
Typical time required for system implementation and launch.
No information available
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Support Response Time
Average time for customer support to respond to issues.
No information available
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User Interface Customization
Degree to which user interfaces can be customized for specific needs.
No information available
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Concurrent User Capacity
Maximum number of users who can use the system simultaneously.
No information available
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Reporting Customization
Ability to create and modify custom reports.
No information available
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Analytics & Risk Management
(0 Yes /0 Known /13 Possible features)
Risk Dashboard
Visual representation of key risk metrics and indicators.
No information available
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Compliance Violation Alerts
Real-time notification system for compliance breaches.
No information available
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Historical Trend Analysis
Tools to analyze compliance data over time to identify patterns.
No information available
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Regulatory Exam Analytics
Analysis of past regulatory examination findings and outcomes.
No information available
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Peer Benchmarking
Comparison of compliance program effectiveness against industry peers.
No information available
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Investor Risk Analytics
Analysis of investor-related compliance risks and concerns.
No information available
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Portfolio Compliance Analytics
Analysis of investment compliance patterns and trends.
No information available
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Vendor Risk Management
Tools to assess and monitor compliance risks from service providers.
No information available
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Operational Risk Monitoring
Tracking of operational process compliance and failures.
No information available
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Personal Trading Analytics
Analysis of employee trading patterns for potential conflicts.
No information available
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Report Generation Speed
Time required to generate complex analytical reports.
No information available
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Data Visualization Options
Number of different visualization types available for analytics.
No information available
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Maximum Data History
Length of historical data maintained for trend analysis.
No information available
.
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