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Broadridge Investment Compliance Solutions from Broadridge Financial Solutions

Comprehensive compliance monitoring platform for pension funds offering pre-trade compliance checks, post-trade monitoring, regulatory reporting, and governance tools. The solution includes rule-based monitoring for investment guidelines, regulatory requirements, and ESG criteria.

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Compliance Monitoring Tools for Compliance and Governance

Systems that continuously monitor operations against regulatory requirements and internal policies, providing alerts for potential compliance issues and maintaining audit trails of compliance activities.
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