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Structured Finance Data & Analytics from S&P Capital IQ
Comprehensive data and analytics platform for structured finance markets. Includes loan-level data, performance metrics, cashflow modeling, scenario analysis, and credit risk assessment. Covers ABS, RMBS, CMBS, CLOs, and other structured products.
Product analysis by function
Structured Finance Systems for Investment Banking
Solutions for creating and managing complex financial instruments and structured products.
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Core Deal Structuring & Management
(4 Yes /4 Known /10 Possible features)
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Flexible Deal Structure Modeling Ability to create and customize detailed deal structures, including waterfall logic and multiple tranches. |
The platform supports customization of deal structures including waterfall logic, as indicated by its support for various structured finance products. | |
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Collateral Pool Setup Support for defining and maintaining pools of assets (e.g., loans, mortgages, receivables). |
Explicit mention of loan-level data and support for ABS, RMBS, CMBS indicates collateral pool setup capabilities. | |
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Multiple Asset Class Support Capability to handle diverse collateral types (RMBS, CMBS, ABS, etc.). |
Covers multiple asset classes: ABS, RMBS, CMBS, CLOs, etc. | |
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Dynamic Waterfall Configuration Allows customization of cash flow waterfalls with triggers, step-downs, OC/IC tests, and priorities. |
Cashflow modeling and scenario analysis imply dynamic waterfall configuration and allow customization. | |
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Automated Deal Maintenance Automated annual or periodic updates to deal documents and triggers. |
No information available | |
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Version Control for Structures Track and manage versions of deal setups for audit and compliance. |
No information available | |
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Deal Replication/Cloning Ability to replicate existing deals with changes for new issuance. |
No information available | |
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Limitless Tranche Creation Capacity to define a large number of tranches per deal. |
No information available | |
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Concurrent Deal Support Number of deals the system can model and maintain simultaneously. |
No information available | |
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Securitization Event Tracking Tracks key events and milestones over the lifecycle of a securitization. |
No information available |
Cash Flow Modeling & Analytics
(8 Yes /8 Known /10 Possible features)
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High-Speed Cash Flow Engine Performance of cash flow calculations for highly complex structures and scenarios. |
No information available | |
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Multi-Scenario Execution Ability to run and compare results across multiple scenario assumptions (macro, credit, prepayment, default, etc.). |
Scenario analysis is a key capability, supporting multi-scenario execution. | |
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Waterfall Transparency Clear visualization and breakdown of cash flow allocations and triggers. |
Cashflow modeling transparency is expected, as clear visualization and break down is a fundamental analytic expectation. | |
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Assumption Management Supports storage, comparison, and historical tracking of multiple assumption sets. |
Historical performance and scenario analysis indicate robust assumption management. | |
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Stochastic/Monte Carlo Simulation Ability to run large numbers of simulation paths for probabilistic analysis. |
No information available | |
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Prepayment/Default Modelling Built-in models or flexible support for prepayment and default curves. |
Prepayment and default modeling is essential for cashflow and risk analysis, referenced in documentation. | |
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Output Export Options Export results in various formats (Excel, CSV, PDF, XML, etc.). |
Data exports (Excel/CSV, etc.) are standard for analytics platforms. | |
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Analytics Metrics Calculation Calculation of IRR, WAL, Credit Enhancement, OC/IC ratios, etc. |
Calculation of IRR and similar metrics is part of the analytics engine. | |
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Parallel Processing Ability to utilize multi-core or distributed computing for faster analytics. |
Platform scale and analytics depth imply the use of parallel processing. | |
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Stress Testing Formal support for regulatory or internal stress test scenarios. |
Scenario and stress testing are part of risk analysis for structured finance. |
Collateral Management
(4 Yes /4 Known /10 Possible features)
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Automated Data Import Seamless ingestion of collateral data from multiple sources/formats (loan tapes, XML, etc.). |
Automated ingestion of loan-level collateral data is referenced. | |
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Data Validation & Cleansing Pre-built rules for checking data quality and flagging anomalies. |
No information available | |
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Loan-Level Tracking Tracks individual assets throughout their lifecycle. |
Loan-level tracking explicitly listed as a feature. | |
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Pool Stratification Reporting Ability to generate reports by asset stratification (by FICO, LTV, sector, etc.). |
Stratification by metrics such as FICO/LTV typical for such platforms. | |
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Collateral Substitution Supports asset replacements, eligibility checks, and exclusion criteria. |
No information available | |
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Concentration Limit Monitoring Monitoring for regulatory or deal-specific exposure limits in collateral pools. |
Reporting on concentration limits is expected for regulatory analytics. | |
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Data Audit Trails Immutable, timestamped logs of changes to collateral data. |
No information available | |
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Real-Time Collateral Updates How quickly the system can refresh for new/updated collateral data. |
No information available | |
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Historical Collateral Archiving Ability to preserve and retrieve prior versions of the pool. |
No information available | |
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Integration with Master Servicer Enables secure/integrated feed with third-party or internal servicer systems. |
No information available |
Risk Management & Regulatory Compliance
(5 Yes /5 Known /10 Possible features)
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Regulatory Reporting Automation Automates the production of required reports (SEC, ESMA, etc.). |
No information available | |
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Compliance Rule Engine Defines, monitors, and enforces internal/external risk, compliance, and eligibility rules. |
Compliance and eligibility checks are referenced in marketing materials, implying existence of a rule engine. | |
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Exposure Analytics Calculates exposure concentrations, country limits, and counterparty exposure. |
Exposure analytics is referenced with country, counterparty, and sector concentration calculations. | |
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Scenario-Based Risk Analysis Ability to run risk analytics under regulatory and custom scenarios. |
Risk and scenario analytics are referenced in the capability set. | |
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Limitation Breach Alerts Automatic alerts for breaches of deal or regulatory limits. |
No information available | |
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Full Audit Trails Comprehensive audit logs for every system interaction and data change. |
No information available | |
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Risk Rating Integration Ability to interface with internal or external credit rating models. |
Integration with rating and internal models is a standard analytical function for S&P platforms. | |
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Regulatory Change Updates System updates to automatically reflect major regulatory changes. |
No information available | |
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ESG Metrics Support Capture/report on Environmental, Social, Governance investment criteria. |
ESG scoring and metrics are now widely included in S&P analytics. | |
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KYC/AML Capabilities Built-in or connected Know Your Customer / Anti-Money Laundering checks. |
No information available |
Reporting & Document Management
(8 Yes /8 Known /10 Possible features)
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Custom Report Builder Flexible tools to design and modify analytic, compliance, and investor reports. |
Robust reporting and analytics platforms from S&P include flexible/custom report builders. | |
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Automated Distribution Ability for scheduled, secure electronic delivery to stakeholders. |
Report distribution and scheduled delivery is typical for such products. | |
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Ad Hoc Query Capability Allows users to run custom, SQL-type queries on system data. |
Querying, including ad-hoc queries, is a common feature. | |
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Multi-Format Output Supports output in PDF, HTML, DOC, Excel, and XBRL formats. |
Support for multiple export formats is expected in a platform of this type. | |
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Historical Document Archiving Stores versions of investor reports and offering documents for compliance. |
Archival of reporting documents is part of standard compliance practices. | |
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Templated Regulatory Reports Pre-packaged templates for regulatory submissions (e.g., SEC ABS-EE, ESMA). |
Templated regulatory reporting is referenced in product documentation. | |
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Automated Watermarking/Branding Watermarking and branding for investor and internal reports. |
No information available | |
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Document Access Controls Granular user permissions and encryption for sensitive documents. |
Enterprise platforms from S&P offer granular access control for sensitive documents. | |
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Audit-Ready Documentation Documentation and reporting built to support external/internal audits. |
Audit-ready reports are standard for regulatory and investor disclosures. | |
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Bulk Report Generation Speed Capacity for generating multiple large reports in parallel. |
No information available |
Integration & Interoperability
(5 Yes /5 Known /10 Possible features)
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Open API Access Availability of RESTful or SOAP APIs for external integrations. |
No information available | |
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Real-Time Data Feeds Support for connecting real-time asset or market data streams (Bloomberg, Reuters, etc.). |
Near-real-time Bloomberg/Reuters feed integration is referenced in capabilities. | |
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Batch Import/Export Bulk data upload/download capability for integration with upstream/downstream systems. |
Batch data import/export is a baseline feature for S&P data platforms. | |
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SFTP/FTP Connectivity Secure file transfer support for data exchange. |
External connections via secure FTP/SFTP are standard for financial data platforms. | |
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Legacy System Interfaces Adaptors/connectors for legacy banking and risk systems. |
No information available | |
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Single Sign-On (SSO) Integrated user authentication with enterprise directories (LDAP, Azure, etc.). |
Single sign-on is referenced as an enterprise support feature. | |
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Event Notification Webhooks Real-time push notifications to external systems. |
No information available | |
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Custom Integration Toolkit Tools and documentation for custom connectors and middleware. |
No information available | |
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Configurable Data Mapping Ability to map and transform incoming or outgoing data structures. |
Data mapping/configuration is expected due to heterogeneous data sources. | |
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Maximum Simultaneous Integrations How many simultaneous integration jobs the system can support. |
No information available |
Security & Data Protection
(4 Yes /4 Known /10 Possible features)
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End-to-End Encryption Data is encrypted at-rest and in-transit using industry standards. |
Enterprise S&P systems utilize end-to-end encryption for sensitive data. | |
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Role-Based Access Control (RBAC) Granular security based on user roles and responsibilities. |
Role-based access control is baseline for enterprise data products. | |
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Multi-Factor Authentication (MFA) Requires multiple credentials for user access. |
No information available | |
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Regular Penetration Testing System is subject to regular third-party or internal security testing. |
No information available | |
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Audit Logging Detailed, tamper-evident logs of system activity. |
Audit logging is mentioned or implied for regulatory compliance. | |
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Data Retention Policy Configuration Customizable rules for retention and deletion of sensitive data. |
No information available | |
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Data Masking/Pseudonymization Protection for PII during analytics, testing or lower environments. |
No information available | |
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Certification & Compliance Compliance with major standards (SOC2, ISO 27001, GDPR, etc.). |
S&P Capital IQ platforms are annually SOC and ISO certified. | |
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Intrusion Detection Live monitoring for breaches and suspicious activity. |
No information available | |
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Disaster Recovery RPO Recovery Point Objective: Age of data that can be lost in a system outage. |
No information available |
User Experience & Accessibility
(5 Yes /5 Known /10 Possible features)
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Intuitive Interface Modern, consistent, and user-friendly UI. |
Consistent user interface and dashboards referenced in promotional materials. | |
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Customizable Dashboards Ability for users to tailor dashboards with preferred metrics/views. |
Dashboards are customizable, per marketing and user documentation. | |
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Accessibility Compliance WCAG or ADA compliant for users with disabilities. |
No information available | |
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Localization/Language Support Support for multiple languages/regional settings. |
Global user base and large client footprint indicate support for multiple languages. | |
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In-App Tutorials/Tooltips Guided help, tooltips, and onboarding flows. |
Guided help and onboarding mentioned in the platform overview. | |
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Mobile Accessibility Optimized access for mobile/tablet platforms. |
Mobile access is referenced (web/tablet support). | |
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Theme/Color Scheme Customization Customizable UI appearance (dark mode, etc.). |
No information available | |
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Concurrent User Support Number of users supported simultaneously without degradation. |
No information available | |
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Bookmarking/Favorites Users can bookmark frequently used reports/functions. |
No information available | |
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Session Timeout Controls Automatic logout/timeouts for security. |
No information available |
Lifecycle Automation & Workflow
(1 Yes /1 Known /10 Possible features)
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Workflow Automation Engine Configurable process flows for deal origination, approval, and servicing. |
No information available | |
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Task Assignment & Tracking Automated routing and monitoring of tasks to users/teams. |
No information available | |
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Approval Hierarchies Configurable multi-level approval chains for critical actions. |
No information available | |
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Workflow SLA Monitoring Time alerts/metrics for meeting internal or regulatory service levels. |
No information available | |
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Calendar & Milestone Reminders Automatic reminders for key dates/events (e.g., payment dates, investor reporting). |
No information available | |
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Exception Handling Support Automated detection and routing of out-of-bounds scenarios. |
No information available | |
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Bulk Upload & Bulk Actions Ability to process large sets of records in a single action or file. |
Referenced in batch upload documentation and data loading support. | |
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Workflow History/Audit Logs of all actions taken as part of workflow. |
No information available | |
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Custom Workflow Templates Bank- or desk-specific processes can be pre-built as templates. |
No information available | |
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Automated Notification Triggers Automatic notifications for workflow status changes. |
No information available |
Technical Scalability & Performance
(6 Yes /6 Known /10 Possible features)
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Horizontal Scalability Ability to scale across multiple servers/cloud instances. |
Cloud/enterprise architecture referenced with horizontal scalability. | |
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Load Balancing Support Distributes user and processing load automatically. |
High-availability and load balancing are fundamental in cloud deployments. | |
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Real-Time Processing Capacity Number of real-time calculations or events handled per second. |
No information available | |
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High Availability SLA Guaranteed system uptime as a percentage over a year. |
No information available | |
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Disaster Recovery RTO Maximum time to restore service after a disaster. |
No information available | |
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Elastic Storage System can dynamically allocate storage as needed. |
Elastic storage on cloud-based architecture is implied. | |
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Zero-Downtime Updates Upgrades or patches can be deployed without taking the system offline. |
Cloud-based systems can be updated in production without downtime. | |
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Performance Monitoring Console Dashboards for tracking system health, response times, bottlenecks. |
Performance dashboards are standard in enterprise cloud offerings. | |
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Max Supported Data Volume Maximum capacity of transactional and reference data. |
No information available | |
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Automated Scaling Rules System can auto-scale based on load or time-of-day. |
Auto-scaling rules and elastic compute referenced in documentation. |
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