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FIS Structured Finance Suite from FIS Global
Comprehensive solution for structured finance transactions. Features include deal modeling, securitization management, risk analytics, investor reporting, and regulatory compliance. Supports various structured products including ABS, MBS, and CLOs.
Product analysis by function
Structured Finance Systems for Investment Banking
Solutions for creating and managing complex financial instruments and structured products.
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Core Deal Structuring & Management
(8 Yes /8 Known /10 Possible features)
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Flexible Deal Structure Modeling Ability to create and customize detailed deal structures, including waterfall logic and multiple tranches. |
Brochures and reviews confirm support for detailed, flexible deal modeling including waterfalls and tranches. | |
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Collateral Pool Setup Support for defining and maintaining pools of assets (e.g., loans, mortgages, receivables). |
Product supports definition/maintenance of asset/collateral pools for securitization as described in feature and product documents. | |
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Multiple Asset Class Support Capability to handle diverse collateral types (RMBS, CMBS, ABS, etc.). |
Supports multiple collateral types (ABS, MBS, CLOs, etc.), highlighted across marketing and solution pages. | |
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Dynamic Waterfall Configuration Allows customization of cash flow waterfalls with triggers, step-downs, OC/IC tests, and priorities. |
FIS SFS documentation shows dynamic, configurable cashflow waterfall capabilities with triggers and test logic. | |
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Automated Deal Maintenance Automated annual or periodic updates to deal documents and triggers. |
Automated deal process updates supported per solution and client references. | |
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Version Control for Structures Track and manage versions of deal setups for audit and compliance. |
Audit logs and version control for deals highlighted in compliance and documentation audit support. | |
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Deal Replication/Cloning Ability to replicate existing deals with changes for new issuance. |
Deal templating and copy/clone features are marketed for quick new deal setup. | |
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Limitless Tranche Creation Capacity to define a large number of tranches per deal. |
No information available | |
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Concurrent Deal Support Number of deals the system can model and maintain simultaneously. |
No information available | |
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Securitization Event Tracking Tracks key events and milestones over the lifecycle of a securitization. |
End-to-end lifecycle event tracking confirmed by feature lists on FIS product page. |
Cash Flow Modeling & Analytics
(8 Yes /8 Known /10 Possible features)
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High-Speed Cash Flow Engine Performance of cash flow calculations for highly complex structures and scenarios. |
No information available | |
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Multi-Scenario Execution Ability to run and compare results across multiple scenario assumptions (macro, credit, prepayment, default, etc.). |
Scenario modeling for macro, credit, and default environments is a promoted analytics feature. | |
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Waterfall Transparency Clear visualization and breakdown of cash flow allocations and triggers. |
Visual waterfall breakdowns and scenario results in system UI/screenshots. | |
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Assumption Management Supports storage, comparison, and historical tracking of multiple assumption sets. |
Analytics modules include assumption scenario management/history features. | |
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Stochastic/Monte Carlo Simulation Ability to run large numbers of simulation paths for probabilistic analysis. |
No information available | |
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Prepayment/Default Modelling Built-in models or flexible support for prepayment and default curves. |
Prepayment and default curve modeling called out in collateral/analytics solution summary. | |
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Output Export Options Export results in various formats (Excel, CSV, PDF, XML, etc.). |
Export of all reports to standard formats (Excel, PDF, CSV) is a minimum supported function. | |
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Analytics Metrics Calculation Calculation of IRR, WAL, Credit Enhancement, OC/IC ratios, etc. |
Calculation of IRR, WAL, credit enhancement, and similar metrics is included in analytics. | |
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Parallel Processing Ability to utilize multi-core or distributed computing for faster analytics. |
System is explicitly documented as parallel-processing enabled for heavy analytics loads. | |
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Stress Testing Formal support for regulatory or internal stress test scenarios. |
Stress testing for regulatory/internal scenarios is cited among risk tools. |
Collateral Management
(9 Yes /9 Known /10 Possible features)
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Automated Data Import Seamless ingestion of collateral data from multiple sources/formats (loan tapes, XML, etc.). |
Automated data connectors for ingesting external tapes, files, and formats described as standard. | |
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Data Validation & Cleansing Pre-built rules for checking data quality and flagging anomalies. |
Data validation and anomaly checks are called out for onboarding collateral data. | |
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Loan-Level Tracking Tracks individual assets throughout their lifecycle. |
Tracks individual asset positions and loans in collateral management (supported at loan-level granularity). | |
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Pool Stratification Reporting Ability to generate reports by asset stratification (by FICO, LTV, sector, etc.). |
Stratification reports by FICO, LTV, industry, etc., are referenced in reporting functionality. | |
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Collateral Substitution Supports asset replacements, eligibility checks, and exclusion criteria. |
Eligibility and substitution screens/workflows form part of collateral management. | |
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Concentration Limit Monitoring Monitoring for regulatory or deal-specific exposure limits in collateral pools. |
Concentration and exposure limit monitoring per regulatory or investor mandate in the system. | |
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Data Audit Trails Immutable, timestamped logs of changes to collateral data. |
Audit trails for all data changes included as compliance feature. | |
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Real-Time Collateral Updates How quickly the system can refresh for new/updated collateral data. |
No information available | |
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Historical Collateral Archiving Ability to preserve and retrieve prior versions of the pool. |
Archiving/retrieval of historical pool data available for audit. | |
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Integration with Master Servicer Enables secure/integrated feed with third-party or internal servicer systems. |
Built-in integrations with master servicers and agencies. |
Risk Management & Regulatory Compliance
(10 Yes /10 Known /10 Possible features)
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Regulatory Reporting Automation Automates the production of required reports (SEC, ESMA, etc.). |
Regulatory reporting (SEC, ESMA, etc.) automatically produced, as noted in product highlights. | |
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Compliance Rule Engine Defines, monitors, and enforces internal/external risk, compliance, and eligibility rules. |
Workflow rules for compliance and eligibility included; configurable by client. | |
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Exposure Analytics Calculates exposure concentrations, country limits, and counterparty exposure. |
Exposure/country/counterparty risk monitoring provided in analytics suite. | |
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Scenario-Based Risk Analysis Ability to run risk analytics under regulatory and custom scenarios. |
Scenario-based regulatory and custom risk analytics supported. | |
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Limitation Breach Alerts Automatic alerts for breaches of deal or regulatory limits. |
Limitation and threshold breach alerts configurable per deal, as per documentation. | |
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Full Audit Trails Comprehensive audit logs for every system interaction and data change. |
Comprehensive, immutable system and data audit logs are a documented compliance point. | |
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Risk Rating Integration Ability to interface with internal or external credit rating models. |
Supports integration of external (e.g., Moody's) and internal rating engines. | |
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Regulatory Change Updates System updates to automatically reflect major regulatory changes. |
Product support for ongoing regulatory updates is available (ensures system changes with new laws). | |
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ESG Metrics Support Capture/report on Environmental, Social, Governance investment criteria. |
Reports reference ESG fields/capabilities (supporting client ESG requirements). | |
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KYC/AML Capabilities Built-in or connected Know Your Customer / Anti-Money Laundering checks. |
AML/KYC checks are either built-in or integrated, as per regulatory compliance documentation. |
Reporting & Document Management
(9 Yes /9 Known /10 Possible features)
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Custom Report Builder Flexible tools to design and modify analytic, compliance, and investor reports. |
Ad hoc/custom reporting is listed as a feature in reporting system overview. | |
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Automated Distribution Ability for scheduled, secure electronic delivery to stakeholders. |
Scheduled distribution of reports via secure channels is available. | |
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Ad Hoc Query Capability Allows users to run custom, SQL-type queries on system data. |
Ad hoc queries and search available to users, as per product screenshots. | |
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Multi-Format Output Supports output in PDF, HTML, DOC, Excel, and XBRL formats. |
Multi-format output support (PDF, Excel, HTML) detailed in report generation. | |
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Historical Document Archiving Stores versions of investor reports and offering documents for compliance. |
Historical reporting/document archiving is part of investor and compliance support. | |
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Templated Regulatory Reports Pre-packaged templates for regulatory submissions (e.g., SEC ABS-EE, ESMA). |
Templates for regulatory reporting (e.g., SEC, ESMA) provided. | |
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Automated Watermarking/Branding Watermarking and branding for investor and internal reports. |
Watermarking and branding features supported in report configuration. | |
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Document Access Controls Granular user permissions and encryption for sensitive documents. |
Encryption and user-level permissioning for document access part of solution. | |
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Audit-Ready Documentation Documentation and reporting built to support external/internal audits. |
Audit-ready documentation for external/internal review is advertised. | |
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Bulk Report Generation Speed Capacity for generating multiple large reports in parallel. |
No information available |
Integration & Interoperability
(9 Yes /9 Known /10 Possible features)
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Open API Access Availability of RESTful or SOAP APIs for external integrations. |
Well-documented APIs (REST, SOAP) for client integrations. | |
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Real-Time Data Feeds Support for connecting real-time asset or market data streams (Bloomberg, Reuters, etc.). |
Real-time data feeds (Bloomberg, Reuters, etc.) available as add-ons or integrations. | |
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Batch Import/Export Bulk data upload/download capability for integration with upstream/downstream systems. |
Batch data import/export tools for upstream/downstream system integration. | |
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SFTP/FTP Connectivity Secure file transfer support for data exchange. |
SFTP/FTP connectivity for secure file transfers is standard. | |
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Legacy System Interfaces Adaptors/connectors for legacy banking and risk systems. |
Legacy system connectors provided for migration/integration projects. | |
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Single Sign-On (SSO) Integrated user authentication with enterprise directories (LDAP, Azure, etc.). |
SSO with enterprise directories (LDAP, Azure AD) supported. | |
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Event Notification Webhooks Real-time push notifications to external systems. |
Webhooks/event notifications are available for external workflow/event management. | |
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Custom Integration Toolkit Tools and documentation for custom connectors and middleware. |
Documentation and tools for custom integrations are included. | |
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Configurable Data Mapping Ability to map and transform incoming or outgoing data structures. |
Data mapping/transformation modules for integration are documented. | |
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Maximum Simultaneous Integrations How many simultaneous integration jobs the system can support. |
No information available |
Security & Data Protection
(9 Yes /9 Known /10 Possible features)
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End-to-End Encryption Data is encrypted at-rest and in-transit using industry standards. |
End-to-end encryption at REST and in transit cited as part of platform security compliance. | |
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Role-Based Access Control (RBAC) Granular security based on user roles and responsibilities. |
Role-based permissions and security controls referenced in user management documentation. | |
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Multi-Factor Authentication (MFA) Requires multiple credentials for user access. |
Multi-factor authentication supported and required for critical user actions. | |
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Regular Penetration Testing System is subject to regular third-party or internal security testing. |
Vendor provides regular penetration/security testing as part of release process. | |
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Audit Logging Detailed, tamper-evident logs of system activity. |
Comprehensive audit logging is a compliance point (referenced repeatedly in technical documentation). | |
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Data Retention Policy Configuration Customizable rules for retention and deletion of sensitive data. |
Customizable data retention and deletion configuration cited in compliance documents. | |
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Data Masking/Pseudonymization Protection for PII during analytics, testing or lower environments. |
Data masking and pseudonymization available for test and lower environments, per security documentation. | |
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Certification & Compliance Compliance with major standards (SOC2, ISO 27001, GDPR, etc.). |
Certified for SOC2, ISO 27001, and GDPR as stated on vendor compliance page. | |
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Intrusion Detection Live monitoring for breaches and suspicious activity. |
Intrusion detection tool integration and active monitoring available. | |
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Disaster Recovery RPO Recovery Point Objective: Age of data that can be lost in a system outage. |
No information available |
User Experience & Accessibility
(9 Yes /9 Known /10 Possible features)
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Intuitive Interface Modern, consistent, and user-friendly UI. |
Screenshots and videos show a modern, web-based, intuitive user experience. | |
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Customizable Dashboards Ability for users to tailor dashboards with preferred metrics/views. |
Customizable dashboard and workspace confirmed in demo materials. | |
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Accessibility Compliance WCAG or ADA compliant for users with disabilities. |
Accessibility claims made in compliance section (WCAG/ADA conformance). | |
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Localization/Language Support Support for multiple languages/regional settings. |
Multi-language support and localization options available in product configuration. | |
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In-App Tutorials/Tooltips Guided help, tooltips, and onboarding flows. |
Product includes in-app onboarding, tooltips, and guided tours. | |
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Mobile Accessibility Optimized access for mobile/tablet platforms. |
Mobile/tablet access for reporting and dashboarding available. | |
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Theme/Color Scheme Customization Customizable UI appearance (dark mode, etc.). |
Theme/customization (dark mode, color schemes) available in user settings. | |
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Concurrent User Support Number of users supported simultaneously without degradation. |
No information available | |
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Bookmarking/Favorites Users can bookmark frequently used reports/functions. |
Bookmarks/favorites for reports and dashboards are a minor but present feature. | |
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Session Timeout Controls Automatic logout/timeouts for security. |
Session timeout and security controls available and configurable. |
Lifecycle Automation & Workflow
(10 Yes /10 Known /10 Possible features)
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Workflow Automation Engine Configurable process flows for deal origination, approval, and servicing. |
Workflow/process automation is a core capability for deal management. | |
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Task Assignment & Tracking Automated routing and monitoring of tasks to users/teams. |
Automated or assigned task management included for transaction workflow. | |
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Approval Hierarchies Configurable multi-level approval chains for critical actions. |
Approval chains/hierarchies are configurable (as described in onboarding and demo videos). | |
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Workflow SLA Monitoring Time alerts/metrics for meeting internal or regulatory service levels. |
Workflow SLA/time metrics visible for regulatory and management tracking. | |
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Calendar & Milestone Reminders Automatic reminders for key dates/events (e.g., payment dates, investor reporting). |
Milestone/calendar reminders (e.g., payments, investor dates) available for users. | |
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Exception Handling Support Automated detection and routing of out-of-bounds scenarios. |
Exception handling is part of workflow/risk automation feature set. | |
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Bulk Upload & Bulk Actions Ability to process large sets of records in a single action or file. |
Bulk upload and mass actions on assets, tasks, etc. are supported. | |
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Workflow History/Audit Logs of all actions taken as part of workflow. |
Workflow audit/history available (full activity log visible). | |
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Custom Workflow Templates Bank- or desk-specific processes can be pre-built as templates. |
Workflow templates available for rapid bank-specific process setup. | |
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Automated Notification Triggers Automatic notifications for workflow status changes. |
Notification/alerting system is a component of workflow engine. |
Technical Scalability & Performance
(6 Yes /6 Known /10 Possible features)
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Horizontal Scalability Ability to scale across multiple servers/cloud instances. |
Architecture is horizontally scalable (cloud/on-prem supported), per technical documentation. | |
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Load Balancing Support Distributes user and processing load automatically. |
Load balancing is available across environments. | |
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Real-Time Processing Capacity Number of real-time calculations or events handled per second. |
No information available | |
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High Availability SLA Guaranteed system uptime as a percentage over a year. |
No information available | |
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Disaster Recovery RTO Maximum time to restore service after a disaster. |
No information available | |
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Elastic Storage System can dynamically allocate storage as needed. |
Elastic, dynamic expansion of database and object storage is supported for clients. | |
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Zero-Downtime Updates Upgrades or patches can be deployed without taking the system offline. |
System updates/patches can be deployed with minimal or zero downtime. | |
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Performance Monitoring Console Dashboards for tracking system health, response times, bottlenecks. |
Performance/health dashboards shown in system admin materials. | |
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Max Supported Data Volume Maximum capacity of transactional and reference data. |
No information available | |
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Automated Scaling Rules System can auto-scale based on load or time-of-day. |
Auto-scaling (cloud) rules available for demand-based scaling, per technical documentation. |
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