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Global Relay Supervision from Global Relay

Enables compliance teams to monitor, review, and manage electronic communications for conduct, suitability, and regulatory risks. Facilitates automated workflows, policy application, and audit-ready reporting.

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Product analysis by function

Advisor Supervision Systems for Compliance and Risk Management

Solutions for supervising advisor activities, reviewing client communications, monitoring outside business activities, and ensuring adherence to firm policies and regulatory requirements.
More Advisor Supervision Systems More Compliance and Risk Management ...


Advisor Activity Monitoring    
(7 Yes /7 Known /10 Possible features)

Client Communication Supervision    
(10 Yes /10 Known /10 Possible features)

Trade and Transaction Supervision    
(8 Yes /8 Known /10 Possible features)

Outside Business Activity (OBA) Monitoring    
(0 Yes /0 Known /10 Possible features)

Policy Management    
(7 Yes /7 Known /10 Possible features)

Surveillance & Alerting    
(8 Yes /8 Known /10 Possible features)

Case Management & Investigation Tools    
(7 Yes /7 Known /10 Possible features)

Reporting & Analytics    
(9 Yes /9 Known /10 Possible features)

Regulatory Compliance Adaptability    
(7 Yes /7 Known /10 Possible features)

System Security & Privacy Controls    
(10 Yes /10 Known /10 Possible features)

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