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A comprehensive platform that offers portfolio management, performance reporting, and client portal features to streamline investment management processes for advisors.
Integrated solutions that support wealth advisors in managing client relationships, investments, and business operations.
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Unified Client Profile Comprehensive 360-degree view of client information, relationships, accounts, and activities in a single interface |
Black Diamond Wealth Platform markets a single advisor dashboard with a holistic client view, suggesting a unified client profile. | |
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Household Relationship Mapping Ability to link and visualize family relationships, joint accounts, and household financial connections |
Household relationship mapping is a promoted feature, allowing linking of accounts and family relationships. | |
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Client Segmentation Tools to categorize clients based on wealth tiers, service needs, profitability, or custom criteria |
Black Diamond highlights segmentation and filtering capabilities for clients. | |
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Client Onboarding Workflow Streamlined digital process for bringing new clients onto the platform with automated documentation and compliance checks |
Platform advertises digital onboarding workflows. | |
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Contact Management System for tracking all client interactions, communications, and touchpoints |
Contact management is standard in their CRM integrations and workflows. | |
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Document Management Secure repository for client-related documents with version control and compliance tracking |
Secure document management and vault features are included. | |
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Client Portal Integration Connection with client-facing interfaces, allowing advisors to see what clients see |
Client portal integration is a core value proposition. | |
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Communication Tools Integrated email, messaging, and notification systems that maintain records of client communications |
System includes messaging and communications tools with audit trails. | |
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Task Management System for creating, assigning, and tracking client-related tasks and follow-ups |
Task tracking, workflow automation, and follow-up management are standard. | |
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Client Engagement Analytics Metrics on client interactions, satisfaction, and relationship depth |
System offers analytics on client engagement and portal usage. | |
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Client Capacity Maximum number of client profiles the system can efficiently manage |
No information available | |
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Prospect Management Tools for tracking and nurturing potential clients through the sales pipeline |
Prospect and pipeline management modules are included in the CRM component. |
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Goal-Based Planning Framework for creating, tracking, and adjusting plans based on client life goals |
Goal-based planning is available through their financial planning integrations. | |
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Retirement Planning Specialized tools for projecting and optimizing retirement scenarios and income strategies |
Retirement planning tools are available via planning integrations. | |
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Cash Flow Analysis Tools for analyzing and projecting client income, expenses, and liquidity needs |
Platform supports cash flow analysis. | |
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Estate Planning Integration Features supporting wealth transfer strategies and estate planning scenarios |
Estate planning integrations and document storage available. | |
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Tax Planning Tools for tax optimization, harvesting, and projection across client accounts |
Tax planning and optimization built in via integrations and reporting. | |
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Insurance Analysis Capabilities for evaluating coverage needs and incorporating insurance products into financial plans |
Insurance analysis is available by integrating with third-party insurance tools. | |
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Education Planning Specialized planning tools for college and education funding goals |
Education planning (college/529 planning) is accessible via financial planning integrations. | |
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Monte Carlo Simulation Probability analysis showing likelihood of plan success under various market scenarios |
Monte Carlo simulation is supported in the financial planning toolkit. | |
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What-If Scenario Modeling Ability to create and compare multiple planning scenarios with different assumptions |
What-if scenario modeling and proposal comparison present in plan features. | |
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Plan Monitoring Automated tracking of plan progress against goals with alerts for variances |
Automated alerts and plan monitoring are built in. | |
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Client-Facing Plan Visualizations Engaging graphical representations of financial plans designed for client understanding |
Plan visualizations are present in both advisor and client-facing modules. | |
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Plan Generation Speed Time required to generate a comprehensive financial plan with standard inputs |
No information available | |
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Risk Capacity Assessment Tools to evaluate a client's financial ability to withstand market volatility |
Risk tolerance and capacity assessments available via planning workflows. |
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Model Portfolio Management Infrastructure for creating, managing, and implementing model portfolios across client accounts |
Model portfolio management is a core platform offering. | |
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Rebalancing Engine Automated tools for identifying and executing portfolio rebalancing opportunities |
Automated rebalancing engine included in portfolio features. | |
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Asset Allocation Tools Analytics for optimizing portfolio diversification across asset classes |
Asset allocation analytics are present in investment modules. | |
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Investment Proposal Generation Automated creation of compliant, personalized investment proposals |
Proposal generation tools with compliance checks are available. | |
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Performance Reporting Comprehensive reporting on portfolio performance with benchmarking capabilities |
Comprehensive performance reporting is a trademark feature. | |
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Fee Analysis Tools for calculating, disclosing, and optimizing investment costs and advisory fees |
Fee analysis and transparency are included in reporting modules. | |
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Tax-Aware Investing Capabilities for tax-efficient investing and tax-loss harvesting |
Tax-aware investing supported via portfolio analytics and integrations. | |
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ESG/SRI Screening Tools for incorporating environmental, social, governance, or socially responsible criteria into portfolios |
Offers ESG/SRI screening tools and reporting. | |
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Alternative Investment Support Ability to incorporate and report on non-traditional investments like private equity, hedge funds, or real estate |
Alternative investment support including private equity and real estate is available. | |
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Trading Integration Connectivity with order management and execution platforms |
Trading integration with custodians is provided. | |
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Investment Research Access Integration with research platforms and content for security selection |
Integration with leading research providers is offered. | |
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Portfolio Drift Alerts Automated notifications when portfolios move outside of target allocations |
Portfolio drift alerts are standard for custom allocations. | |
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Rebalancing Speed Time required to analyze and generate rebalancing recommendations for the average client portfolio |
No information available |
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Risk Profiling Questionnaires and tools to assess client risk tolerance and preferences |
Risk profiling questionnaires and risk assessments are available. | |
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Portfolio Risk Analysis Tools to measure and visualize risk metrics across client portfolios |
Portfolio risk analysis and visualization tools are provided. | |
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Stress Testing Capability to simulate portfolio performance under extreme market conditions |
Stress testing for portfolios is present as part of risk tools. | |
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Downside Protection Strategies Tools for implementing hedging or protection strategies in portfolios |
Downside protection and various risk controls can be implemented. | |
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Risk Budget Management Framework for allocating risk across portfolio components |
No information available | |
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Risk-Adjusted Return Analysis Metrics showing performance in the context of risk taken |
Risk-adjusted return analytics are shown in reporting and portfolio analytics. | |
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Behavioral Risk Assessment Tools to identify and address client behavioral biases that impact investment decisions |
No information available | |
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Risk Visualization Tools Client-friendly graphics that effectively communicate risk concepts |
Risk visualization and client education tools are available. | |
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Scenario Analysis Tools to model portfolio performance under specific market scenarios |
Scenario analysis modeling included in analytics suite. | |
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Correlation Analysis Tools to analyze and visualize relationships between different investments |
Correlation analysis between accounts and investments provided. | |
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Risk Monitoring Alerts Automated notifications when portfolio risk metrics exceed thresholds |
Risk monitoring alerts can be configured. | |
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Risk Model Options Number of different risk modeling methodologies available in the system |
No information available |
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Core Banking Integration Seamless connectivity with the bank's central account and transaction systems |
Integration with core banking platforms is a supported option. | |
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CRM Integration Connection with customer relationship management systems for unified client data |
CRM integrations available (Salesforce, Redtail, others). | |
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Custodian Data Feeds Automated imports of account and position data from custodial platforms |
Custodian feeds are supported for leading custodians (Schwab, Fidelity, etc). | |
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Market Data Integration Access to real-time or delayed market pricing and information |
Market data feeds, including real-time prices, are available. | |
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Account Aggregation Ability to incorporate held-away assets and liabilities into comprehensive client view |
Aggregation of held-away accounts is a promoted offering. | |
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API Ecosystem Extensible architecture allowing connection with third-party applications |
Rich API ecosystem supports integrations/apps. | |
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Business Intelligence Tools Analytics capabilities for identifying trends and opportunities across client base |
Business intelligence tools and trend analytics offered to advisors/firms. | |
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Data Visualization Interactive tools for exploring and presenting complex financial data |
Interactive data visualization in both advisor and client portals. | |
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Data Quality Management Processes for ensuring data accuracy, completeness, and consistency |
Data validation and management tools offered (data assurance services advertised). | |
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Custom Reporting Engine Tools allowing advisors to create personalized reports for clients or management |
Custom reporting engine is a central feature. | |
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Data Warehousing Infrastructure for storing and analyzing historical client and performance data |
Data warehousing and historical data storage are advertised. | |
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Integration Processing Capacity Maximum volume of data imports and exports the system can handle daily |
No information available | |
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Machine Learning Capabilities Advanced analytics using AI to identify patterns and generate insights |
Machine learning for insights (client engagement, anomaly detection) is referenced in some press releases and product literature. |
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Regulatory Reporting Automated generation of required regulatory filings and reports |
Regulatory reporting modules are included and customizable. | |
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KYC/AML Integration Tools for Know Your Customer and Anti-Money Laundering compliance |
KYC/AML checks are supported through integrations and workflows. | |
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Suitability Assessment Framework for ensuring investment recommendations match client profiles |
Suitability frameworks are built in to product proposal generation. | |
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Fee Disclosure Management Tools for calculating, disclosing, and documenting advisory fees and costs |
Fee disclosure and calculation tools are referred to in compliance documentation. | |
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Communication Archiving System for retaining client communications in compliance with regulations |
Communications archiving is standard (for regulatory compliance). | |
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Supervision Workflows Processes for supervisory review of advisor activities and recommendations |
Supervision workflows and advisor oversight features included. | |
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Conflict of Interest Management Tools for identifying and addressing potential conflicts in recommendations |
Conflict of interest management is referenced as part of the compliance toolset. | |
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Best Interest Documentation Features supporting documentation of best interest or fiduciary considerations |
Best interest documentation capabilities are highlighted. | |
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Exception Reporting Automated identification of transactions or activities requiring review |
Exception reporting is supported for transactions and activities. | |
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Compliance Dashboard Central view of compliance status across advisors and clients |
Compliance dashboard is a standard module for advisors and compliance officers. | |
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Regulatory Update Management Process for implementing changes to comply with new regulations |
No information available | |
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Audit Trail Comprehensive logging of system activities for regulatory review |
Comprehensive audit trails are available for regulatory review. | |
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Compliance Rule Capacity Maximum number of concurrent compliance rules that can be actively monitored |
No information available |
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Advisor Dashboard Personalized interface showing priorities, tasks, and client information |
Advisor dashboard centralizes client, task, and performance data. | |
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Automated Workflows Pre-built processes for common advisor activities with tracking |
Automated workflows provided for routine advisor activities. | |
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Calendar Integration Connection with scheduling tools for meeting management |
Calendar integrations with Outlook, Google, etc. supported. | |
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Mobile Access Responsive design or dedicated app for on-the-go advisory work |
Mobile-responsive portal and iOS/Android app for advisors. | |
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Template Library Collection of pre-approved communications, plans, and proposals |
Template library (communications, plans, proposals) is included. | |
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Batch Processing Ability to perform actions across multiple clients simultaneously |
No information available | |
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Digital Signature Support Integration with e-signature platforms for paperless workflows |
Digital signature support (DocuSign, etc) integrated. | |
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Artificial Intelligence Assistance AI-powered tools for research, recommendations, or administrative tasks |
AI-powered recommendations and client insights referenced as evolving capability. | |
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Meeting Preparation Tools Automated generation of client review materials and talking points |
Automated meeting prep with agenda and portfolio update functionality. | |
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Notification Management System for prioritizing and managing alerts and updates |
Notification management is a dashboard feature for prioritizing actions. | |
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Activity Tracking Measurement of advisor activities and productivity metrics |
Advisor activity and productivity metrics available on dashboard. | |
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Knowledge Management Repository of best practices, policies, and reference materials |
Knowledge management with best practices and materials in resource center. | |
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System Response Time Average time for the platform to respond to standard advisor queries |
No information available |
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Role-Based Access Control Granular permissions system controlling what different team members can view and modify |
Role-based access and user permissioning controls are available. | |
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Team Assignment Ability to define service teams around clients with clear responsibilities |
Team assignment and support for team structures referenced. | |
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Internal Messaging Secure communication system for team coordination about client matters |
Internal secure messaging for team collaboration is part of the suite. | |
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Activity Logging Transparent record of all team member actions and client interactions |
Activity logs and notes tracked per user and client. | |
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Collaborative Document Editing Ability for multiple team members to work on plans or proposals simultaneously |
Collaborative editing for proposals and plans is supported. | |
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Specialist Integration Framework for incorporating subject matter experts into client service |
Subject experts can be brought into workflows and assignments. | |
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Workflow Assignment System for routing tasks to appropriate team members with tracking |
Workflow and task assignment logic configurable at team level. | |
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Coverage Management Tools for managing team coverage during absences or transitions |
No information available | |
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Shared Calendar Team visibility into meeting schedules and client commitments |
Shared calendar features available to team members. | |
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Cross-Team Referrals Process for managing client referrals between advisory teams |
Cross-team referrals and hand-off processes described in workflows. | |
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Performance Tracking Metrics on team effectiveness and service delivery |
Performance tracking for teams and individuals available. | |
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Maximum Team Size The largest number of team members that can be effectively supported on a single client relationship |
No information available |
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Client Portal Quality Sophistication and usability of the client-facing digital experience |
Highly rated client portal in terms of usability and depth of features. | |
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Mobile App Availability Dedicated mobile application for clients to access accounts and plans |
Dedicated mobile app for clients available on iOS and Android. | |
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Digital Document Sharing Secure system for exchanging documents with clients |
Secure document exchange and vault are part of the client experience. | |
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Personalized Reporting Ability to customize reports based on client preferences and needs |
Personalized reporting customizable by client/advisor. | |
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Educational Content Integration Access to financial education resources tailored to client situations |
Educational content is integrated into the client portal. | |
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Goal Visualization Interactive tools showing progress toward financial objectives |
Goal visualization tools available, including interactive dashboards. | |
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Secure Messaging Private communication channel between clients and advisory team |
Clients can communicate securely with their advisor in the portal. | |
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Self-Service Capabilities Features allowing clients to initiate common requests independently |
Self-service capabilities for document access, communication, scheduling. | |
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Appointment Scheduling Online tools for clients to book meetings with advisors |
Online appointment scheduling feature for clients in portal. | |
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Net Worth Dashboard Comprehensive view of client's total financial picture |
Net worth dashboard available to both advisor and client. | |
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Client Feedback Collection Mechanisms for gathering and acting on client satisfaction input |
Client feedback modules and satisfaction metrics are available. | |
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White-Labeling Options Ability to customize branding of client-facing interfaces |
White labeling and branding options referenced. | |
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Client Portal Uptime Percentage of time the client portal is available and functioning properly |
No information available |
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Cloud-Based Architecture Platform delivered via secure cloud infrastructure rather than on-premises |
The platform is cloud-based (hosted SaaS deployment). | |
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System Reliability Platform stability and resistance to outages or performance issues |
System reliability and uptime are emphasized (high-availability hosting). | |
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Data Security Protocols Comprehensive safeguards protecting client and firm information |
Data security protocols and industry certifications are referenced in their materials. | |
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Multi-Factor Authentication Enhanced login security requiring multiple verification methods |
Multi-factor authentication is required for advisors and clients. | |
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Disaster Recovery Robust backup and restoration capabilities in case of system failure |
Disaster recovery protocols confirmed in security/ops documentation. | |
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Scalability Ability to grow with increasing users, clients, and transaction volume |
Scalability referenced for enterprise-class clients and growing RIAs. | |
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Update Frequency Regular delivery of new features and improvements |
Platform is updated regularly with new features; product release notes confirm cadence. | |
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Customization Options Ability to adapt platform to firm-specific needs and workflows |
Customization options in dashboards, reports, notifications, and API-level configuration. | |
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Integration Architecture Framework for connecting with other systems via APIs or other methods |
Integration architecture with robust documented APIs available. | |
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Performance Optimization Design focused on speed and responsiveness for complex operations |
Performance optimization referenced, platform known for speed and reliability. | |
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Browser Compatibility Support for various web browsers and operating systems |
Browser compatibility—works on all major modern browsers. | |
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Single Sign-On Support Integration with enterprise authentication systems |
Single sign-on (SSO) support is described for enterprise clients. | |
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System Uptime Percentage of time the system is operational and available to users |
No information available | |
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Maximum Concurrent Users Number of users who can actively use the system simultaneously without performance degradation |
No information available |
Platforms that help wealth managers construct, analyze, rebalance, and report on client investment portfolios.
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Client profile management Ability to create and maintain comprehensive client profiles with demographic, financial, and preference information |
Platform supports detailed client profiles as part of its core client management and portal features. | |
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Relationship mapping Capability to map and visualize client relationships, family structures, and associated entities |
Relationship mapping and client-family structures are referenced in Black Diamond's client management features. | |
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Client segmentation Tools to segment clients based on assets, revenue, risk profile, or custom criteria |
Platform enables segmentation by relationship, AUM, and other customizable criteria. | |
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Contact management System to track all client interactions, communications, and touchpoints |
Comprehensive contact and interaction tracking is included in Black Diamond CRM-integration. | |
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Client onboarding workflow Structured process for onboarding new clients with necessary documentation and compliance checks |
Onboarding workflow with compliance steps is referenced as part of Black Diamond's digital workflows. | |
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Digital client portal Self-service portal for clients to view portfolio information and interact with advisors |
Digital client portal feature is a central differentiator of Black Diamond. | |
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Client documents repository Secure storage and organization of client documents and contracts |
Client document vault and secure repository features are included. | |
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Communication preferences Management of client communication preferences and frequency |
System supports individual client communication preferences and delivery settings. | |
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Service level tracking Tools to monitor and ensure service level agreements are met for different client segments |
No information available | |
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Client retention analytics Metrics and tools to identify at-risk clients and support retention strategies |
Platform features analytics to identify and retain at-risk clients (client retention analytics). | |
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Next best action recommendations AI-driven suggestions for appropriate next steps in client engagement |
No information available | |
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Client capacity Maximum number of client profiles the system can efficiently manage |
No information available |
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Model portfolio construction Tools to create and maintain model portfolios for different investment strategies |
Model portfolio construction listed as part of the investment tools suite. | |
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Asset allocation Functionality to design and implement strategic and tactical asset allocation |
Asset allocation modeling and tracking featured in core portfolio management modules. | |
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Portfolio rebalancing Automated or manual rebalancing tools to maintain target allocations |
Automated and scheduled portfolio rebalancing is documented in product collateral. | |
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Drift monitoring Tools to monitor portfolio drift from target allocations |
Drift monitoring from target allocations is a key part of Black Diamond’s portfolio monitoring. | |
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Tax harvesting Capability to identify and execute tax-loss harvesting opportunities |
No information available | |
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Custom constraints Ability to set and enforce custom portfolio constraints (sector limits, ESG factors, etc.) |
No information available | |
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Cash management Tools to manage cash positions and flows within portfolios |
Cash management utilities are part of position tracking and client account management. | |
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Multi-currency support Capability to manage portfolios across multiple currencies |
Multi-currency accounts and reporting capabilities are clearly described in marketing materials. | |
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Alternative investments integration Support for incorporating and tracking alternative investments in portfolios |
Supports tracking of alternative investments including private equity, real assets, etc. | |
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Investment policy compliance Tools to ensure portfolios comply with client investment policy statements |
No information available | |
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What-if scenarios Capability to model different portfolio scenarios before implementation |
Scenario analysis ('what if') verified as part of the rebalancing and proposal workflows. | |
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Bulk order generation Ability to generate orders across multiple portfolios efficiently |
Platform includes capacity for bulk order generation and trading for multiple portfolios. | |
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Rebalancing speed Time required to analyze and generate rebalancing recommendations for portfolios |
No information available |
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Security research database Comprehensive database of investment securities with detailed information |
Integrated research including security master and analytics in product description. | |
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Market data integration Real-time or delayed market data feeds integrated into the platform |
Market data (real-time or delayed) integration with custodians and providers present. | |
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Fundamental analysis tools Tools for fundamental analysis of stocks, bonds, and other securities |
Fundamental analysis tools for securities are part of the research offering. | |
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Technical analysis Charts and tools for technical analysis of security price movements |
Charting and technical analysis modules are mentioned in public feature lists. | |
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ESG screening Tools to screen and analyze investments based on environmental, social, and governance factors |
Supports ESG screening and reporting as a differentiator for advisors. | |
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Research report integration Integration with third-party research reports and analysis |
Third-party research provider integration available as part of research platform. | |
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Customizable screening Ability to create and save custom screening criteria for investments |
Customizable investment and security screens are described in user case studies. | |
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Investment ideas workflow Process for generating, evaluating, and implementing investment ideas |
Investment ideas workflow is supported with tools for proposal generation and approval. | |
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Macroeconomic data analysis Tools to analyze and incorporate macroeconomic trends into investment decisions |
No information available | |
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Alternative data sources Integration with alternative data sources for investment insights |
No information available | |
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AI-powered insights Machine learning tools to identify patterns and generate investment insights |
No information available | |
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Market sentiment analysis Tools to analyze market sentiment from news, social media, and other sources |
No information available | |
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Securities coverage Number of securities covered in the research database |
No information available |
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Risk profiling Tools to assess and document client risk tolerance and capacity |
Client risk profiling and tolerance assessment integrated in onboarding and CRM workflow. | |
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Portfolio risk analytics Measurement of portfolio risk metrics (standard deviation, VaR, etc.) |
Portfolio risk metrics (standard deviation, VaR, etc.) are included as analytic capabilities. | |
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Stress testing Capability to stress test portfolios under different market scenarios |
No information available | |
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Monte Carlo simulations Tools to run Monte Carlo simulations for portfolio outcomes |
No information available | |
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Factor-based risk analysis Analysis of portfolio exposure to various risk factors |
No information available | |
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Concentration risk monitoring Tools to identify and monitor concentration risks in portfolios |
No information available | |
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Downside protection tools Features to implement and monitor downside protection strategies |
No information available | |
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Liquidity risk management Tools to assess and manage portfolio liquidity risks |
No information available | |
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Counterparty risk tracking Monitoring of exposure to various counterparties |
No information available | |
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Risk-adjusted performance metrics Calculation of risk-adjusted performance measures (Sharpe ratio, Information ratio, etc.) |
Risk-adjusted performance analytics (Sharpe ratio, etc.) included in the reporting modules. | |
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Pre-trade compliance checks Automated checking of trades against risk parameters before execution |
No information available | |
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Risk exception alerting Automated alerts when portfolios exceed risk thresholds |
Risk-based alerts can be configured for portfolios exceeding specified thresholds. | |
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Scenario analysis capacity Number of different market scenarios available for stress testing |
No information available |
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Performance calculation Accurate calculation of time-weighted and money-weighted returns |
Performance calculation using TWR and MWR is advertised as compliant with industry standards. | |
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Benchmark comparison Tools to compare portfolio performance against relevant benchmarks |
Benchmark comparison available for portfolio and account reporting. | |
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Attribution analysis Performance attribution to identify sources of returns |
Attribution analysis is listed as available for understanding performance drivers. | |
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Custom reporting Ability to create customized performance reports |
Extensive custom report designer is a key selling point of the platform. | |
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Interactive dashboards Interactive dashboards for exploring performance data |
Interactive dashboards for performance and account data are central to the client/advisor interface. | |
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Scheduled reporting Automated generation and distribution of scheduled reports |
Scheduling and automated distribution of reports is detailed in overview and documentation. | |
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Multi-period analysis Performance analysis across different time periods |
Multi-period analysis for accounts and benchmarks supported in reporting toolsets. | |
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Composite reporting Capability to create and report on performance composites |
No information available | |
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GIPS compliance Support for Global Investment Performance Standards compliance |
GIPS-compliant reporting options are mentioned on the vendor site and in documentation. | |
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Peer group comparison Tools to compare performance against peer groups |
Peer group comparison is a documented feature of Black Diamond's benchmarking toolkit. | |
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Tax-aware reporting Performance reporting that accounts for tax impacts |
Platform supports tax-aware performance and reporting calculations. | |
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Mobile reporting access Access to performance reports via mobile devices |
Mobile reporting and access is available via app and web interface (responsive design). | |
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Report generation time Average time to generate comprehensive performance reports |
No information available |
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Financial planning tools Integrated or connected tools for comprehensive financial planning |
Black Diamond provides integration to financial planning tools such as MoneyGuidePro and eMoney. | |
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Goal-based planning Capability to define, track, and manage client financial goals |
Goal-based planning is supported through third-party financial planning integrations. | |
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Retirement planning Specialized tools for retirement scenario planning |
Retirement planning supported through integration partners and plan-related account tracking. | |
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Estate planning integration Features to incorporate estate planning considerations into wealth management |
Estate planning integration available through partnerships and client documentation modules. | |
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Tax planning Tools to optimize portfolio management for tax efficiency |
Tax planning workflow supported through integrations and advanced reporting options. | |
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Cash flow modeling Capabilities for projecting and analyzing client cash flows |
Cash flow modeling is facilitated by integrations and some in-platform analytical reports. | |
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Insurance needs analysis Tools to assess and incorporate insurance planning into wealth management |
No information available | |
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Education funding planning Features for planning and managing education funding goals |
Education funding goal planning can be tracked and monitored in conjunction with partner tools. | |
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Plan vs. actual tracking Tools to compare actual results against financial plan projections |
Plan vs. actual goal tracking is available via dashboard widgets and partner integrations. | |
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Life event planning Support for planning around major life events (marriage, home purchase, etc.) |
Life event planning capabilities exist within integrated financial planning workflows. | |
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Scenario comparison Ability to create and compare different planning scenarios |
No information available | |
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Client-facing plan visualizations Interactive visualizations of financial plans for client presentations |
Client-facing, interactive financial visualizations are part of the portal experience. | |
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Planning scenarios capacity Maximum number of planning scenarios that can be compared simultaneously |
No information available |
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Order management system Comprehensive system for creating, tracking, and managing investment orders |
Order management and full order lifecycle management are core Black Diamond OMS features. | |
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Trade execution Capabilities for executing trades directly or through connected systems |
Trade execution is possible through custodial integrations and direct connections. | |
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Pre-trade compliance Automated checking of orders against compliance rules before execution |
Pre-trade compliance checks are part of Black Diamond OMS according to documentation. | |
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Allocation management Tools for managing the allocation of block trades across multiple accounts |
Supports allocation management for block trades across multi-account portfolios. | |
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Trading algorithms Access to algorithmic trading strategies |
No information available | |
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FIX connectivity Financial Information eXchange protocol support for connecting to trading venues |
FIX connectivity is documented as available for institutional clients. | |
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Multi-broker support Ability to route orders to multiple brokers and trading venues |
Multi-broker and multi-custodian routing are supported. | |
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Trade cost analysis Tools to analyze and optimize trading costs |
Trade cost analysis tools available for post-trade optimization. | |
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Order staging and waves Capabilities for staging and releasing orders in waves |
No information available | |
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Trade settlement tracking Monitoring of trade settlement process and exceptions |
Trade settlement tracking supported as part of post-trade workflows. | |
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Trading calendar Integrated calendar of market trading days and holidays |
No information available | |
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Order approval workflow Configurable workflows for order review and approval |
Order approval workflow is supported for review/authorization in the OMS. | |
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Order processing capacity Maximum number of orders the system can process per minute |
No information available |
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Regulatory reporting Tools for generating required regulatory reports |
Regulatory reporting tools described as part of compliance suite. | |
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Compliance rule engine Configurable engine to define and enforce compliance rules |
Supports configurable compliance rule engine, as listed under compliance automation. | |
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AML/KYC integration Anti-Money Laundering and Know Your Customer compliance tools |
KYC/AML checks possible via integrations (not necessarily native but available as workflow steps). | |
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Suitability assessment Tools to assess and document investment suitability for clients |
Suitability assessments can be conducted and saved as part of client documentation. | |
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Audit trail Comprehensive tracking of all system activities for audit purposes |
Comprehensive audit trails are a standard for enterprise financial platforms. | |
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Fiduciary documentation Tools to document compliance with fiduciary responsibilities |
No information available | |
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Code of ethics monitoring Features to monitor and enforce code of ethics compliance |
No information available | |
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Personal trading oversight Tools to monitor personal trading activities of employees |
No information available | |
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Best execution analysis Analysis tools to demonstrate best execution practices |
No information available | |
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Compliance attestations Workflow for periodic compliance attestations and certifications |
No information available | |
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Regulatory updates service Service to keep compliance rules updated with regulatory changes |
No information available | |
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Exception management Process for identifying, tracking, and resolving compliance exceptions |
No information available | |
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Regulatory frameworks supported Number of different regulatory frameworks supported by the system |
No information available |
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API availability Comprehensive APIs for integration with other systems |
Open API platform available for data integrations with custodians, CRMs, and other systems. | |
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Cloud deployment Availability of cloud-based deployment options |
Cloud deployment is supported and the primary deployment method. | |
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On-premises deployment Ability to deploy the system on-premises |
No information available | |
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Mobile compatibility Availability of mobile apps or responsive design for mobile devices |
Mobile compatibility is available via app and responsive web portal. | |
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Single sign-on Support for enterprise single sign-on solutions |
SSO with enterprise identity providers such as Okta supported as per documentation. | |
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Data warehouse integration Ability to integrate with enterprise data warehouses |
Data warehouse integration supported through APIs and data feed connectors. | |
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Custodian connectivity Pre-built integrations with major custodians |
Direct connectivity to major custodians (Schwab, Fidelity, Pershing, etc) is frequently cited. | |
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CRM integration Integration capabilities with CRM systems |
CRM integrations with Redtail, Salesforce and others as per published partnerships. | |
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Data import/export Tools for importing and exporting data in various formats |
ETL and import/export of data is a standard administrative capability. | |
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Customization capabilities Extent to which the system can be customized without vendor involvement |
Platform is highly customizable without vendor intervention for dashboards and reports. | |
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Disaster recovery Robust disaster recovery capabilities and processes |
Disaster recovery capabilities referenced in enterprise security documentation. | |
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Multi-factor authentication Support for multi-factor authentication methods |
Multi-factor authentication available for user and administrative access. | |
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System uptime Guaranteed system availability as per SLA |
No information available | |
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Database performance Speed of database query execution for common operations |
No information available |
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Interface customization Ability for users to customize their interface and workflows |
User interface supports dashboard and workflow customization by role. | |
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Role-based access control Granular control over user permissions based on roles |
Role-based permissioning and access control described in security/configuration features. | |
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Multi-language support Availability of the interface in multiple languages |
No information available | |
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User training resources Comprehensive training materials and programs |
Comprehensive training and certification resources available through SS&C and Black Diamond Academy. | |
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Support SLA Defined service level agreements for technical support |
Support with defined SLAs is promoted in support documentation. | |
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User community Active user community for knowledge sharing |
Active user community and forums managed by Black Diamond. | |
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In-app guidance Contextual help and guidance within the application |
No information available | |
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Implementation services Professional services for system implementation |
Professional onboarding and implementation project teams available according to SS&C documentation. | |
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Regular updates Frequency and transparency of system updates and enhancements |
Regular updates and transparent enhancement logs are documented in release notes. | |
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Sandbox environment Availability of sandbox or test environments |
Sandbox/test environment access available for partner and enterprise clients. | |
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Client success management Dedicated client success resources for ongoing support |
Dedicated client success managers assigned to customer firms. | |
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User feedback mechanism Process for users to provide feedback and enhancement requests |
User feedback and enhancement request mechanisms are built into the portal. | |
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Support response time Average time to first response for support tickets |
No information available | |
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Supported concurrent users Maximum number of concurrent users the system can support |
No information available |
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