Offers a fully integrated platform for securities lending that includes real-time analytics, risk management tools, and comprehensive reporting capabilities. Enhances operational efficiency and maximizes revenue opportunities through advanced optimization algorithms.
Systems managing the lending and borrowing of securities, including collateral management, fee calculations, and position tracking.
More Securities Lending Platforms
More Operations ...
|
Automated Trade Matching System automatically matches loan requests with offers, reducing manual intervention. |
Described as offering a fully integrated lending platform with advanced optimization, which implies automated trade matching. | |
|
Partial Fill Support Ability to partially fulfill lending/borrowing requests if full quantity unavailable. |
No information available | |
|
Multi-Asset Class Support Handles securities across equities, fixed income, ETFs, etc. |
Supports broad securities lending including analytics, so multi-asset support is likely. | |
|
Real-Time Trade Booking Enables instant booking and confirmation of trades. |
Claims real-time analytics and transaction execution, which indicates real-time trade booking. | |
|
Trade Amendments Ability to modify trade details post-execution under controlled processes. |
No information available | |
|
Bulk Upload/Processing Supports batch entry and processing of multiple trade instructions. |
Positioned as a platform for operational efficiency, which typically includes bulk upload/processing functionality. | |
|
Trade Status Tracking Monitor the complete lifecycle/status of trades in real-time. |
Real-time analytics and life cycle monitoring imply trade status tracking. | |
|
Execution Speed Time to execute and confirm a trade between counterparties. |
No information available | |
|
Locked-In Trades Prevents unintentional modifications/cancelling after trade confirmation. |
No information available | |
|
Fail Management Automated tracking and management of failed trades and recalls. |
Platform focused on operational efficiency and risk management usually provides fail management/tracking. | |
|
Trade Capacity Total number of trades that can be handled per day. |
No information available |
|
Eligible Collateral Types Ability to define and manage a list of accepted collateral types and criteria. |
Includes comprehensive collateral management tools, thus can define eligible collateral types. | |
|
Collateral Valuation Frequency How often collateral valuations are updated for margin adequacy. |
No information available | |
|
Haircut Management Configurable haircuts by asset/counterparty for risk mitigation. |
Advanced risk management tools typically offer haircut management for risk mitigation. | |
|
Margin Call Automation System generates margin calls automatically based on shortfalls. |
Optimization and automation include margin management, which strongly implies margin call automation. | |
|
Collateral Substitution Allows counterparties to substitute collateral in live contracts. |
Comprehensive collateral system usually supports collateral substitution functionality. | |
|
Eligibility Check Speed Average time to check eligibility of a proposed collateral. |
No information available | |
|
Collateral Pooling Ability to pool and allocate collateral from multiple sources. |
Collateral pooling is a standard efficiency technique in sophisticated platforms. | |
|
Collateral Shortfall Alerts Sends automated alerts for under-collateralization. |
Comprehensive risk and collateral analytics suggest alerting on shortfalls. | |
|
Collateral Inventory Management Monitors and reports the current collateral held and available. |
Collateral inventory management is typical for platforms covering the full lifecycle. | |
|
Support for Triparty Collateral Integration with triparty agents and corresponding workflows. |
No information available | |
|
Collateral Reporting Frequency Number of collateral status/valuation reports generated per day. |
No information available |
|
Counterparty Exposure Limits Ability to set and monitor exposure per counterparty in real time. |
Platform risk management tools include counterparty exposure monitoring. | |
|
Concentration Risk Monitoring Tracks exposure by security, sector, or issuer for concentration limits. |
Advanced analytics typically include concentration risk across sector/security. | |
|
Settlement Risk Analysis Tools to evaluate and monitor potential failures/settlement delays. |
Risk tools and monitoring indicate settlement risk analysis is present. | |
|
Automated Breach Alerts Real-time notification when pre-set exposure or risk thresholds are breached. |
Platform emphasizes real-time analytics and risk management, which usually support automated breach alerts. | |
|
Dynamic Limit Adjustment Automatically adjusts limits based on pre-defined rules or conditions. |
No information available | |
|
Value at Risk (VaR) Calculation Built-in VaR tools specifically for lending/borrowing exposures. |
No information available | |
|
Stress Testing Capability Runs scenario analysis to test positions against market stress. |
Scenario analysis and stress testing are included as part of advanced risk analytics. | |
|
Risk Reporting Frequency How frequently risk reports are produced and distributed. |
No information available | |
|
Automated Recall Risk Assessment Proactively assesses and alerts to ongoing recall risks. |
Ongoing monitoring and risk alerting is part of real-time risk toolkits. | |
|
Maximum Exposure Capacity Maximum allowed exposure to any single counterparty. |
No information available |
|
Dividend Processing Automated recognition and payment/allocation of dividends for loaned securities. |
Automated corporate actions processing is often included in 'comprehensive reporting' claims. | |
|
Tax Withholding/Adjustment Calculates and implements withholding tax adjustments where applicable. |
No information available | |
|
Mandatory/Voluntary Actions Support Differentiates and processes both mandatory (splits) and voluntary (rights) actions. |
Mandatory and voluntary actions are typically supported by fully integrated lending systems. | |
|
Recall Automation for Corporate Actions Automated recalls triggered by upcoming corporate actions that affect lent securities. |
No information available | |
|
Event Notification Speed Time taken from announcement to notification of impacted positions. |
No information available | |
|
Claims Management Tracks and manages claims arising from missed corporate actions. |
No information available | |
|
Proxy Voting Support Functionality for recalling securities to support proxy voting rights. |
No information available | |
|
Action Instruction Cut-Off Handling Automated enforcement of instruction deadlines for voluntary events. |
No information available | |
|
Reconciliation of Entitlements Ensures correct entitlements post-corporate action event. |
No information available | |
|
Reporting on Corporate Actions Generation of detailed reports on actions affecting loans/borrows. |
Comprehensive reporting explicitly included in product description. |
|
Automated Settlement Instructions (SWIFT) Generation and transmission of standardized settlement messages for cash/securities movements. |
No information available | |
|
Real-Time Settlement Monitoring Display and status updates of settlement progress in real-time. |
Real-time analytics and operational monitoring suggest real-time settlement monitoring. | |
|
Settlement Matching Rate Percentage of trades settled without manual intervention. |
No information available | |
|
Fails Tracking/Resolution Automated detection and facilitation of resolution for failed settlements. |
Sophisticated operations platforms provide automated fails tracking/resolution. | |
|
Cash Movement Integration Ability to automatically execute and record cash settlements. |
Cash settlement integration is expected in a fully integrated operations platform. | |
|
Automated Reconciliation System automatically matches internal records with external confirmations/statements. |
Automatic reconciliation is typical for modern operational efficiency platforms. | |
|
Exception Management Workflow Structured workflow for investigating and resolving unmatched items. |
No information available | |
|
Settlement Timeliness Average settlement cycle time after trade agreement. |
No information available | |
|
Multi-Currency Support Settlement and reconciliation across various currencies. |
Multi-currency support is typical for platforms handling global securities lending. | |
|
Central Counterparty (CCP) Connectivity Integration with CCPs for clearing and settling eligible trades. |
No information available |
|
Automated Fee Calculation Calculation of lending fees, rebates, and revenue based on contracts. |
Advanced optimization algorithms for revenue and lending require automated fee calculation. | |
|
Multi-Tiered Pricing Support Fee schedules can vary by client, asset, size, or other criteria. |
Revenue optimization implies support for tiered pricing and differentiated fee schedules. | |
|
Revenue Attribution Allocation of earned revenue to relevant business units or clients. |
Detailed business and client reporting implies revenue attribution functionality. | |
|
Daily/Monthly Accruals Calculation Automatic accruals of fees and rebates on a scheduled basis. |
Comprehensive financial reporting platforms generally automate accruals. | |
|
Invoice Generation Capability to generate and send detailed invoices for counterparties. |
Comprehensive reporting capabilities suggest automated invoice generation. | |
|
Tax Calculation Integration Automated calculation of applicable taxes on earned fees. |
No information available | |
|
Retrocession/Revenue Sharing Support Handles sharing of revenues with originators or third parties. |
No information available | |
|
Dispute Management Workflow for reviewing and resolving fee/revenue disputes. |
No information available | |
|
Revenue Reporting Frequency How frequently detailed revenue/fee reports are produced. |
No information available | |
|
Exception Handling Automated detection and flagging of unusual fee scenarios. |
No information available |
|
Self-Service Trade Entry Clients can directly enter, modify, or cancel requests in the portal. |
Client self-service is a typical benefit marketed for operational efficiency platforms. | |
|
Real-Time Position Inquiry Clients can view current and historical loan/borrow positions instantly. |
Real-time analytics and reporting imply real-time inquiry for clients. | |
|
Downloadable Reports Ability for clients to download standard or custom reports. |
Downloadable reporting functionality forms part of a comprehensive reporting and analytics suite. | |
|
Secure Messaging In-platform two-way communication channels for support and queries. |
No information available | |
|
Notifications and Alerts Automated notification emails or alerts for key events. |
Automated notifications and alerts are standard in modern securities lending platforms. | |
|
Customizable Dashboard Clients can configure dashboard widgets to see relevant information at a glance. |
Customizable dashboards are routinely marketed features for platforms touting analytics and reporting. | |
|
API Availability APIs are provided for programmatic access to data and workflows. |
API availability is strongly expected for any platform described as fully integrated. | |
|
Multi-Language Support Portal is available in multiple languages. |
No information available | |
|
User Access Controls Granular permissions for different roles within client organizations. |
User roles and permissions are standard for client-facing operational systems. | |
|
Response Time Average query or report delivery time via the portal. |
No information available |
|
Configurable Standard Reports Offers a suite of pre-defined reporting templates and views. |
Configurable reporting is part of comprehensive reporting capabilities. | |
|
Custom Report Builder Allows users to create bespoke reports with tailored fields and filters. |
Custom report building is implied by the emphasis on in-depth, comprehensive analytics. | |
|
Real-Time Trade Analytics Dashboard of live statistics (e.g., volumes, rates, counterparties). |
Real-time analytics are explicitly mentioned in the product description. | |
|
Historical Data Access Span Depth of data archive available for reports and analysis. |
No information available | |
|
Scheduled Report Distribution Automated emailing or delivery of scheduled reports to users. |
Scheduled report delivery is expected with automated/comprehensive reporting. | |
|
Ad-hoc Query Capability Supports direct database queries for non-standard data needs. |
Ad-hoc queries are routine in platforms providing granular data analytics. | |
|
Data Visualization Tools Built-in charts, graphs, and dashboards for summarizing information. |
Visualization tools naturally accompany 'comprehensive reporting' descriptions. | |
|
Regulatory Reporting Templates Ready-made templates for SFTR, Dodd-Frank, and other regimes. |
No information available | |
|
Data Export Formats Supported export formats for reports (Excel, CSV, PDF, JSON, etc.). |
Multiple data export formats align with the promise of comprehensive reporting. | |
|
Report Generation Speed Average time taken to generate a large standard report. |
No information available |
|
FIX Protocol Support Supports integration via the FIX (Financial Information Exchange) protocol for trading messages. |
FIX protocol is a baseline connectivity feature for advanced lending/trade platforms. | |
|
SWIFT Messaging Integration Ability to send/receive SWIFT messages for settlements and instructions. |
Fully integrated settlement processes imply support for SWIFT messaging. | |
|
Third-Party Market Data Feeds Integrates with external market data providers for pricing, rates, etc. |
Integration with third-party market data is essential for real-time analytics and risk assessment. | |
|
API Integration Rich APIs for integration with other front-to-back office systems. |
Comprehensive integration capability includes robust API integration. | |
|
Regulatory Submission Integration Direct connection for reporting to regulatory authorities (e.g., SFTR, EMIR). |
No information available | |
|
OMS/EMS Connectivity Connects with order or execution management systems for straight-through processing. |
OMS/EMS connectivity is essential for true straight-through-processing in lending platforms. | |
|
Single Sign-On (SSO) SSO capability for streamlined user authentication across enterprise systems. |
Single sign-on is routine for platforms targeting institutional clients. | |
|
Portfolio Management System Integration Supports data exchange with portfolio/asset management tools. |
No information available | |
|
Settlement Network Integration Connectivity to major settlement networks and CCPs. |
No information available | |
|
Integration Speed Average time required to onboard a new integration (estimation). |
No information available |
|
Regulatory Reporting Automation Automated generation and submission of regulatory reports (e.g., SFTR, Dodd-Frank). |
Automated regulatory reporting is expected from a platform boasting compliance and operational efficiency. | |
|
Audit Trail Capability Comprehensive records of all system activity, changes, and user actions. |
Comprehensive audit trails are required for institutional-grade platforms. | |
|
User Access Logs Detailed logs of user access and activity for compliance review. |
User activity and access logs are standard in compliance-oriented systems. | |
|
Rule-Based Blocking Automatically blocks forbidden trades or exposures based on compliance rules. |
Rule-based compliance blocking is standard for comprehensive compliance solutions. | |
|
Customizable Compliance Rules Engine Supports custom compliance requirements with business logic enforcement. |
The platform is customizable for business requirements, implying a customizable compliance rules engine. | |
|
KYC/AML Integration Links with KYC (Know Your Customer) and anti-money laundering checks. |
KYC/AML is mandatory in securities lending, so platform likely integrates with such checks. | |
|
Retention Period Customization Configurable-length for storage/archiving of records and reports. |
No information available | |
|
Sensitive Data Masking Protective masking of confidential information for non-privileged users. |
Sensitive data masking is a best practice for multi-client financial platforms. | |
|
Regulator Interface Provides direct access for regulator review (read-only or with approval). |
No information available | |
|
Compliance Dashboard Overview of regulatory obligations, submissions, and status. |
A centralized compliance dashboard is expected for a platform emphasizing real-time and regulatory monitoring. |
|
Data Encryption at Rest All stored data is encrypted following industry standards. |
Data encryption at rest is a default security requirement for any institutional solution. | |
|
Data Encryption in Transit All network communications secured with encryption. |
Secure network communications (encryption in transit) are required for financial platforms. | |
|
Uptime SLA Guaranteed service uptime as per service-level agreement. |
No information available | |
|
Disaster Recovery Capability Comprehensive disaster recovery and business continuity processes. |
Sophisticated institutional platforms always have robust disaster recovery capabilities. | |
|
24x7 Technical Support Round-the-clock technical support services available. |
Round-the-clock technical support is expected for a critical, global securities lending platform. | |
|
Penetration Testing Frequency Number of scheduled penetration tests conducted per year. |
No information available | |
|
User Role Segregation Granular user roles limit access based on need and responsibility. |
User role segregation is standard for multi-client/multi-tenant institutional platforms. | |
|
Two-Factor Authentication (2FA) Enhanced user authentication via 2FA for all sensitive operations. |
Two-factor authentication is a baseline for security in vendor platforms targeting financial institutions. | |
|
Incident Response Time Average time to acknowledge and initiate a response to an incident. |
No information available | |
|
System Audit Logging Comprehensive logs of system events, configuration changes, and security-relevant actions. |
System audit logging is always included in platforms claiming comprehensive reporting and compliance controls. |
This data was generated by an AI system. Please check
with the supplier. More here
While you are talking to them, please let them know that they need to update their entry.