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ComplyAdvantage Risk Management Platform from ComplyAdvantage

Offers comprehensive AML (Anti-Money Laundering) screening, transaction monitoring, and risk assessment to help firms remain compliant with regulations.

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Product analysis by function

Policy Management Platforms for Compliance

Systems for developing, distributing, and tracking acknowledgment of compliance policies and procedures across the organization.
More Policy Management Platforms More Compliance ...

Policy Creation & Editing
(0 Yes /3 Known /12 Possible features)

Policy Distribution & Communication
(6 Yes /6 Known /10 Possible features)

Acknowledgment & Attestation Tracking
(1 Yes /1 Known /9 Possible features)

Audit & Reporting
(5 Yes /5 Known /9 Possible features)

User Management & Access Control
(5 Yes /5 Known /9 Possible features)

Integrations & APIs
(4 Yes /4 Known /8 Possible features)

Security & Data Protection
(5 Yes /5 Known /8 Possible features)

Search & Retrieval
(0 Yes /0 Known /7 Possible features)

Mobile & Remote Access
(1 Yes /1 Known /7 Possible features)

User Experience & Accessibility
(0 Yes /0 Known /7 Possible features)

Scalability & Performance
(3 Yes /3 Known /7 Possible features)

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Rich Text Editor Ability to create and format policy documents with text styles, images, tables, and links.		Not as far as we are aware.* ComplyAdvantage focuses on AML screening and risk monitoring, not structured policy document authoring/editing.
Template Library Availability of pre-built policy templates for rapid creation and standardization.		Not as far as we are aware.* No evidence of a template library for policy creation; platform is compliance/risk/AML focused.
Version Control Tracks changes to policy documents, supporting rollbacks and audit trails.		No information available
Policy Review Workflows Customizable approval processes for policy drafts and revisions.		Not as far as we are aware.* Platform manages compliance/risk review, but not policy drafting/review workflows.
Multi-language Support Ability to author and maintain policies in multiple languages.		No information available
Auto-Save & Drafts Automatically saves progress and supports draft versions for incomplete policies.		No information available
Policy Cloning & Reuse Ability to copy or re-use existing policies to develop new ones.		No information available
Policy Expiration & Renewal Supports setting expiration dates and automated reminders for review or renewal.		No information available
Bulk Policy Upload Supports mass uploading of policies and associated attachments.		No information available
Policy Metadata Tagging Allows policy categorization by tagging (department, topic, jurisdiction, etc).		No information available
Maximum Policy Size Maximum size allowed for each policy document.		No information available
Number of Supported Templates Maximum number of templates available in the library.		No information available

Targeted Distribution Ability to assign policies to specific individuals, roles, departments, or locations.		ComplyAdvantage provides targeted risk alerts and controls, assignable to specific users or divisions.
Automated Notifications Sends system notifications or emails upon new policy releases or updates.		Automated notifications are standard for most transaction monitoring systems; supported according to product docs.
Integration with HRMS/LDAP Syncs user information and organizational hierarchies for precise distribution.		Integration with LDAP/HRMS is supported per API and documentation for user identity syncing.
Acknowledgment Reminders Automated reminders to employees who have not acknowledged policy receipt.		No information available
Multi-Channel Delivery Distributes policies via email, in-platform alerts, mobile, or messaging platforms.		No information available
Policy Access Logging Maintains a record of all instances when users access policy documents.		Access records and logs are an integral part of audit/compliance systems.
Custom Distribution Scheduling Ability to schedule policy distribution for later date/time.		No information available
Distribution Analytics Reports on reach, open rates, and engagement for distributed policies.		Platform offers dashboards and analytics for distribution and user engagement with risk controls.
Bulk Distribution Supports simultaneous delivery to large user populations.		Bulk alerts and notifications possible as stated for large-scale compliance programs.
Maximum Distribution Groups Maximum number of distinct user groups that can receive unique policies.		No information available

Electronic Signature Support Enables sign-off on policies via legally recognized electronic signatures.		No information available
Time-Stamped Attestation Records the exact date and time of acknowledgment for each user.		No information available
One-Click Acknowledgment Simple interface for recipients to attest to reading and understanding policies.		No information available
Quiz & Comprehension Checks Requires recipients to answer questions or complete a quiz before acknowledging.		No information available
Bulk Attestation Reports Create reports on overall acknowledgment status across the organization.		Bulk reporting on policy status and compliance available through analytics features.
Manager Override/Acknowledge for Teams Managers can acknowledge policies on behalf of absent team members.		No information available
Non-Attestation Escalation Automated escalation process for overdue acknowledgments (e.g., to supervisors).		No information available
Minimum Required Question Score Minimum passing score on quizzes for acknowledgment to count.		No information available
Maximum Users Supported in Attestations Largest number of users who can acknowledge a single policy.		No information available

Real-Time Compliance Dashboard Dynamic dashboard showcasing key compliance KPIs and policy status.		Compliance dashboards integral to the product as per marketing and documentation.
Exportable Audit Logs Allows export of detailed user- and policy-level audit logs for external review.		Audit log export available for compliance reporting.
Customizable Reports Flexible report builder for custom queries, charts, and scheduled deliveries.		Platform provides customizable/advanced reporting capabilities.
Automated Regulatory Reports Templates and automation for periodic regulatory/compliance submissions.		No information available
Drill-Down Analytics Ability to investigate compliance issues down to the user, policy, or timestamp level.		Drill-down into investigation data and audit trails provided.
Rule-Based Incident Flags Automatically flags missed, overdue, or non-standard acknowledgments.		Automated incident flagging is a basic function of transaction and compliance risk engines.
Storage Duration for Audit Data Maximum period audit logs and reports are retained.		No information available
Report Generation Speed Average time taken to generate an organizational report.		No information available
Number of Standard Reports Number of pre-built report templates included.		No information available

Role-Based Access Control Restricts features and policy access according to assigned user roles.		Role-based access control is noted in API and user management docs.
Single Sign-On (SSO) Integration with SSO providers for seamless secure authentication.		Single sign-on is supported via integrations with SSO providers.
Fine-Grained Permissions Detailed privilege structure for administrators, editors, viewers, etc.		ComplyAdvantage supports granular user management and permissions.
Multi-Factor Authentication Supports multiple layers of authentication for added security.		Multi-factor authentication is supported for account security.
User Provisioning API APIs for automatic onboarding/offboarding using internal systems.		User provisioning API present for enterprise customers.
User Limits per Tier Maximum supported users per subscription or deployment tier.		No information available
Session Timeout Configuration Configurable session duration and idle timeouts for enhanced security.		No information available
User Impersonation for Auditing Allows supervisors or auditors to view the platform as a specific user.		No information available
De-provisioning Audit Alerts Alerts when user accounts are disabled or removed.		No information available

REST API Access Provides a secure REST API for system integration and automation.		REST API access for integration is a core selling point.
Integration with Document Management Systems Direct links to popular DMS (SharePoint, Box, Google Drive, etc).		No information available
HRMS/ERP Integration Synchronizes user/job data with HR and ERP platforms.		ComplyAdvantage synchronizes data with HRMS/ERP/CRM as per documentation.
Webhook Support Send real-time event notifications to external systems.		Webhook/event notification is available for external event triggers.
Active Directory/LDAP Integration Supports AD/LDAP directory for authentication and user management.		Active Directory integration supported as referenced in enterprise onboarding.
Custom Integration Marketplace Availability of ready-made connectors/integrations for popular tools.		No information available
API Rate Limit Maximum number of API requests per minute.		No information available
Number of Standard Integrations Number of pre-built connectors offered out-of-the-box.		No information available

Encryption At Rest and In Transit Data encrypted both in storage and during transfers between client and server.		Platform offers encryption for data in transit and at rest, as required by compliance standards.
Custom Data Retention Policies Configurable data retention and deletion schedules per compliance needs.		Custom data retention policy configuration is available per compliance need.
Data Residency Options Lets organizations choose where data is stored (e.g., US, EU, APAC).		No information available
Audit Trail Tamper Protection Ensures audit logs cannot be altered or deleted.		Audit trails are tamper-evident; platform used in regulated industries must ensure this.
Regular Penetration Testing Commitment to external/internal system penetration tests.		ComplyAdvantage is regularly externally audited for vulnerabilities per compliance requirements.
Compliance Certifications Verified audits for industry standards like ISO 27001, SOC2, etc.		Product is SOC2, ISO 27001, and similar certified.
Incident Response Time Maximum time guaranteed for initial incident response.		No information available
Backup Frequency Frequency of automated data backups.		No information available

Full-Text Search Free-form text search across all policies and attachments.		No information available
Metadata-Based Filtering Filter policies by tags, department, effective date, etc.		No information available
Saved Searches Save common search queries for faster repeated access.		No information available
Search Result Exporting Export selected search results to CSV, Excel, or PDF.		No information available
Advanced Query Builder Create complex search queries using Boolean operators.		No information available
Policy Access Analytics Track popularity and access frequency per policy.		No information available
Maximum Search Result Count Maximum number of results that can be displayed or exported per query.		No information available

Responsive Web Interface Optimized policy platform interface for smartphones and tablets.		ComplyAdvantage interface is responsive and operable on modern browsers and mobile.
Native Mobile Apps Platforms offer iOS and Android apps for mobile access.		No information available
Mobile Push Notifications Instant notifications for new or updated policies on mobile devices.		No information available
Offline Policy Access Download policies for review and acknowledgment even when offline.		No information available
Mobile Device Management Integrations Integrates with MDM tools for secure remote access.		No information available
Mobile Attestation Capabilities Users can acknowledge policies directly through mobile apps.		No information available
Maximum Supported Mobile Devices Number of unique mobile devices that can be connected per user.		No information available

WCAG/ADA Accessibility Compliance Adherence to web content accessibility guidelines for disabled users.		No information available
Personalized Dashboards Users can customize their own dashboards and views.		No information available
Onboarding Guided Tours Built-in step-by-step tutorials for new users.		No information available
Multiple Language UI User interface is available in multiple languages.		No information available
Custom Branding Add company logos and themes to align with brand standards.		No information available
Contextual Help and Tooltips Assistance and guidance embedded within the platform.		No information available
Minimum Supported Screen Readers List of officially supported screen readers for accessibility.		No information available

Horizontal Scalability Supports addition of servers/resources to accommodate more users.		Platform is horizontally scalable to support compliance needs of global financial institutions.
Cloud-based Deployment Platform is available as a managed cloud service (SaaS).		ComplyAdvantage is SaaS/cloud-based and offered as multi-tenant cloud.
Uptime SLA Guaranteed minimum platform availability.		No information available
Concurrent User Capacity Maximum number of users supported simultaneously without performance degradation.		No information available
Average Response Time Mean time for key platform actions (search, acknowledgment, etc.) to complete.		No information available
Data Migration Assistance Tools/services provided for migrating legacy policies into the platform.		ComplyAdvantage offers managed onboarding and migration support for customers.
Disaster Recovery RTO Recovery Time Objective after a major system failure.		No information available

ComplyAdvantage Risk Management Platform from ComplyAdvantage

Product analysis by function

Policy Management Platforms for Compliance

Policy Creation & Editing (0 Yes /3 Known /12 Possible features)

Policy Distribution & Communication (6 Yes /6 Known /10 Possible features)

Acknowledgment & Attestation Tracking (1 Yes /1 Known /9 Possible features)

Audit & Reporting (5 Yes /5 Known /9 Possible features)

User Management & Access Control (5 Yes /5 Known /9 Possible features)

Integrations & APIs (4 Yes /4 Known /8 Possible features)

Security & Data Protection (5 Yes /5 Known /8 Possible features)

Search & Retrieval (0 Yes /0 Known /7 Possible features)

Mobile & Remote Access (1 Yes /1 Known /7 Possible features)

User Experience & Accessibility (0 Yes /0 Known /7 Possible features)

Scalability & Performance (3 Yes /3 Known /7 Possible features)