Corporate Actions Solution from S&P Capital IQ

A corporate actions processing platform that combines validated data with a workflow and response management system. The solution offers automated announcement capture, notification, election, and processing. It includes a library of corporate actions data covering over 3 million securities from 170+ countries.

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Product analysis by function

Corporate Actions Processing Systems for Fund Operations

Solutions that manage the identification, notification, decision-making, and processing of corporate events such as dividends, stock splits, mergers, and rights issues that affect securities held in portfolios.
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Corporate Actions Processing Systems for Operations

Specialized software handling dividends, stock splits, mergers, rights issues, and other corporate events affecting securities holdings.
More Corporate Actions Processing Systems More Operations ...

Corporate Actions Coverage
(0 Yes /0 Known /10 Possible features)

Automation & Workflow
(0 Yes /0 Known /10 Possible features)

Data Integration
(0 Yes /0 Known /10 Possible features)

Client Notification and Elections
(0 Yes /0 Known /10 Possible features)

Entitlements & Position Management
(0 Yes /0 Known /10 Possible features)

Settlement and Posting
(0 Yes /0 Known /10 Possible features)

Controls & Compliance
(0 Yes /0 Known /10 Possible features)

Reporting & Analytics
(0 Yes /0 Known /10 Possible features)

Security & Infrastructure
(0 Yes /0 Known /10 Possible features)

Performance, Usability & Support
(0 Yes /0 Known /10 Possible features)

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Supported Event Types Number of distinct corporate action event types (e.g., dividends, stock splits, mergers) the system can process.		No information available
Multi-market Support Ability to process corporate actions across multiple geographical markets and exchanges.		No information available
Custom Event Handling Ability to create and process custom or non-standard corporate actions.		No information available
Tax Withholding Calculation Supports automated calculation of withholding taxes for various event types.		No information available
Multi-currency Support Handles events and transactions in multiple currencies with FX conversion.		No information available
Linked Event Processing Ability to identify, group, and process linked or sequential events (e.g., dividend and split on same security).		No information available
Multi-ISIN/Identifier Recognition Supports processing securities with multiple identifiers (ISIN, CUSIP, SEDOL, etc.).		No information available
DRIP (Dividend Reinvestment Plan) Support Processes client choices for automatic dividend reinvestment.		No information available
Historical Event Processing Ability to process and adjust past corporate actions or apply restatements retroactively.		No information available
Fractional Share Management Handles creation, allocation, and payout of fractional shares resulting from corporate actions.		No information available

End-to-End Automation Corporate actions processed without manual intervention under normal conditions.		No information available
Workflow Customization Ability to customize workflow stages and task sequencing.		No information available
Exception Management Automated identification and assignment of exceptions or breaks requiring manual review.		No information available
Straight Through Processing Rate Percentage of actions processed without manual touch.		No information available
Bulk Processing Support Enables batch processing of multiple corporate actions events.		No information available
Configurable Alerting Ability to set thresholds, notifications, or escalation rules for key workflow stages.		No information available
Assignment Rules Work items can be routed to specific roles, users, or teams automatically.		No information available
Audit Logging of Manual Overrides Detailed, time-stamped records kept for all manual interventions.		No information available
User Dashboards Role-based dashboards tracking pending, completed, or exception tasks.		No information available
Service-Level Tracking Monitor processing against defined SLAs (e.g., response or completion times).		No information available

Inbound Integration (Data Vendors) Connectors for ingesting data from major vendors (e.g., DTCC, Bloomberg, SIX, Euroclear).		No information available
Inbound Format Support Range of supported data formats (e.g., ISO 15022, ISO 20022, Excel, XML, CSV, SWIFT).		No information available
API Availability RESTful or SOAP APIs for data integration and system interoperability.		No information available
Outbound Integration Interfaces for outbound messaging to downstream systems (e.g., settlement, finance, reporting).		No information available
Real-Time Data Feed Support Near real-time corporate actions event updates and notifications.		No information available
Data Validation Rules Automated validation and enrichment of incoming data for accuracy and completeness.		No information available
Master Data Integration Reconciliation and synchronization with internal security, client, and position master data.		No information available
Custom Mapping Tools User-configurable mapping and transformation between data sources/targets.		No information available
Duplicate Event Detection Identifies and flags duplicate or conflicting corporate action notifications.		No information available
Audit Trail for Data Changes Comprehensive logging of all inbound/outbound data changes and corrections.		No information available

Client Notification Engine Automates notification to clients regarding upcoming events (e.g., proxy, rights issues, tender offers).		No information available
Configurable Templates Customizable notifications, election instructions, and event summaries.		No information available
Multichannel Notification Supports email, web portal, SMS, push, and secure messaging.		No information available
Digital Client Elections Online interface for clients to submit voluntary action instructions.		No information available
Instruction Aggregation Aggregates client responses and generates summary instructions for market submission.		No information available
Election Deadline Management Automatically calculates and enforces client response dates and reminders.		No information available
Instruction Validation Real-time checking for valid elections based on position and eligibility.		No information available
Late Instruction Handling Defines protocols and warnings for late or amended client responses.		No information available
Document Storage Stores and archives submitted instructions, supporting documents, or consents.		No information available
Response Tracking Dashboard Live monitoring of response rate, missing instructions, and pending follow-up.		No information available

Position Snapshotting Automatic capture of client holdings at record date/time for entitlement calculation.		No information available
Multi-Level Pro-Rata Allocation Distributes proceeds based on specified rules (e.g., priority, rounding, pro-rata at multiple entity levels).		No information available
Multiple Account Types Handles entitlements for different account types (retail, institutional, omnibus, nominee).		No information available
Cash and Stock Proceeds Processing Automated calculation of both cash and securities outcomes for all clients.		No information available
Fractional Share Rounding Rules Configurable parameters for managing fractions (e.g., cash-in-lieu, carryforward).		No information available
Residual and Adjustment Handling Ability to track, adjust, and process residual balances from corporate actions.		No information available
Eligibility Verification Checks if clients/accounts are eligible for specific events or options.		No information available
Restatement Support Recomputes entitlements if official event details are restated post-processing.		No information available
Audit Reports Creates detailed logs and audit reports of all entitlement calculations.		No information available
Bulk Adjustment Capabilities Easily process corrections or adjustments affecting multiple clients/accounts.		No information available

Automated Settlement Instructions Auto-generation of settlement entries for both cash and stock movements.		No information available
SWIFT/ISO Settlement Messaging Creates, sends, and consumes standardized settlement messages (e.g., MT564, ISO 20022).		No information available
Real-Time Posting Immediate posting of entitlements and movements to client and firm accounts.		No information available
Settlement Status Tracking Monitors status of cash/securities movement and highlights unsettled items.		No information available
Partial/Failed Settlement Handling Supports handling, reprocessing, and investigation of failed or partial settlements.		No information available
Auto Reconciliation Automated reconciliation of bookings with custodians, CSDs, or sub-ledgers.		No information available
Manual Overrides Users can manually adjust bookings or settlements with tracked authorization.		No information available
Multi-Stage Settlement Workflow Configurable steps from preliminary to final settlement.		No information available
Audit Trail for Settlement Changes Detailed logging of all settlement amendments or reversals.		No information available
Settlement Confirmation Notifications Sends confirmations to clients or counterparties upon completion.		No information available

Four-Eyes Authorization Dual authorization required for sensitive operations (e.g., major booking amendments).		No information available
Configurable Maker-Checker Custom rules for checker review and approval for designated workflows.		No information available
Regulatory Reporting Automation of required regulatory submissions (e.g., to FCA, SEC).		No information available
Compliance Rules Engine Allows rules to define exceptions, embargoed securities, or other regulatory constraints.		No information available
Access Control & Segregation of Duties Granular role-based access management and audit for all user actions.		No information available
Incident Logging Tracks and escalates processing exceptions, breaks, or compliance issues.		No information available
SOX/ITGC Audit Features System features facilitating Sarbanes-Oxley audits: logging, review, attestation.		No information available
Data Retention Policies Configurable rules for archival and deletion per regulatory requirements.		No information available
Pre-processing Validation Checks completeness and compliance of events before processing.		No information available
Error Handling & Exception Reporting Customizable handling and escalation for compliance or business rule violations.		No information available

Standard Report Library Pre-built suite of reports (pending events, posted entitlements, breaks, etc.).		No information available
Custom Report Builder User-driven custom report definition with parameterized queries.		No information available
Real-Time Metrics Dashboard Live dashboards presenting current event processing and workflow status.		No information available
Exception Reporting Reports on all process failures, breaks, or reconciliation mismatches.		No information available
Audit Trail Exports Exports of historical activity logs and changes for regulatory review.		No information available
Automated Scheduled Reporting Configurable scheduled generation and distribution of key reports.		No information available
Ad Hoc Query Tools Advanced tools for users to build and run ad hoc data queries.		No information available
Export to Excel/CSV/PDF Support export of data and reports in common formats.		No information available
Data Visualization Inbuilt charts, graphs, or visualizations of key trends and volume statistics.		No information available
Role-Based Report Access Access to reports and dashboards based on user permissions.		No information available

Encryption In Transit & At Rest Data is encrypted both when stored and in transit between systems/users.		No information available
Single Sign-On (SSO) Integrates with enterprise identity and authentication providers.		No information available
Multi-Factor Authentication (MFA) Supports strong user authentication mechanisms.		No information available
Penetration Testing Certification Subject to regular external security testing and certification.		No information available
Data Masking & Redaction Sensitive data masked in user interfaces and exports where appropriate.		No information available
Change Management Logging Tracks all configuration, patching, and upgrade activity with audit logs.		No information available
Disaster Recovery Capabilities Supporting failover, backup, and recovery in case of technical outages.		No information available
Uptime Guarantee Service-level agreement on system uptime.		No information available
Hosting Model (Cloud/On-Premise/Hybrid) System available for deployment in various infrastructure models.		No information available
Scalability Ability to scale for peak loads or volume growth.		No information available

Average Event Processing Time Typical time taken for an event from ingestion to completion.		No information available
Concurrent User Support Maximum number of active users supported simultaneously.		No information available
Intuitive User Interface Ergonomic, easy-to-navigate, modern graphical user interface.		No information available
Help Desk & Vendor Support 24/7 help desk and direct vendor escalation channels.		No information available
User Documentation & Training Comprehensive user manuals, release notes, and system training provided.		No information available
Configurable User Profiles Users can set preferences and personalize dashboard views.		No information available
Localization & Language Support Multi-language user interface and notifications.		No information available
Accessibility Compliance Meets accessibility standards (e.g., WCAG 2.1, Section 508).		No information available
Continuous System Monitoring Automated health checks and capacity alerts.		No information available
Release & Upgrade Management Clear release scheduling, user notification of enhancements/fixes, and rollback capabilities.		No information available

Corporate Actions Solution from S&P Capital IQ

Product analysis by function

Corporate Actions Processing Systems for Fund Operations

Corporate Actions Processing Systems for Operations

Corporate Actions Coverage (0 Yes /0 Known /10 Possible features)

Automation & Workflow (0 Yes /0 Known /10 Possible features)

Data Integration (0 Yes /0 Known /10 Possible features)

Client Notification and Elections (0 Yes /0 Known /10 Possible features)

Entitlements & Position Management (0 Yes /0 Known /10 Possible features)

Settlement and Posting (0 Yes /0 Known /10 Possible features)

Controls & Compliance (0 Yes /0 Known /10 Possible features)

Reporting & Analytics (0 Yes /0 Known /10 Possible features)

Security & Infrastructure (0 Yes /0 Known /10 Possible features)

Performance, Usability & Support (0 Yes /0 Known /10 Possible features)