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Integrated investment management platform with order management, modeling, compliance, and trading capabilities. Provides multi-asset class support, real-time position management, algorithmic trading, and connectivity to global trading venues.
Software that facilitates the execution of investment decisions through trade order generation, routing, and execution. These systems manage the entire trade lifecycle, compliance checks, allocation of trades across portfolios, and integration with execution venues.
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Multi-Asset Support Ability to handle various asset classes such as equities, fixed income, derivatives, currencies, etc. |
Official product documentation and marketing collateral explicitly list multi-asset support, including equities, fixed income, derivatives, and FX. | |
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Order Entry Manual or automated entry of trade instructions for buy, sell, and other operations. |
Described as a full OMS with manual and automated order entry workflows supported. | |
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Order Validation Pre-trade checks ensuring orders comply with market and regulatory rules. |
Standard OMS function; product materials highlight pre-trade compliance and regulatory controls. | |
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Order Routing Capability to direct orders to appropriate venues, brokers, or execution algorithms. |
Fidessa is well-known for its global order routing capabilities to venues and brokers. | |
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Order Matching Ability to auto-match portfolio manager orders with available liquidity. |
Order matching for internalization and liquidity-seeking algorithms described in product features. | |
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Bulk Order Processing Ease of handling and executing large volumes of orders in batch. |
Handles bulk/batch order submission and processing, commonly cited in OMS reviews and documentation. | |
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Order Amending & Cancelling Support for modifying or cancelling open or partially filled orders. |
Amending/cancelling of orders available in standard workflows outlined in documentation. | |
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Trade Allocation Functionality for splitting trades across multiple accounts or portfolios. |
Trade allocation across multiple accounts and portfolios is a core feature. | |
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Order Lifecycle Tracking Comprehensive tracking of orders from creation to completion. |
Lifecycle management, with traceability from order entry to settlement, is discussed on the product page. | |
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Order Audit Trail Detailed log of all actions taken on orders for compliance and tracing. |
Audit trail functionality and compliance reporting featured as part of regulatory support. | |
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Order Processing Speed Average time taken to process, validate, and route orders. |
No information available | |
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Max Order Capacity Maximum number of orders the system can process concurrently. |
No information available | |
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Support for Basket Orders Ability to handle multiple orders as a single grouped basket transaction. |
Basket trading/grouped order functionality commonly cited for multi-asset workflows in sell sheets. |
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FIX Protocol Support Ability to communicate with external parties using the Financial Information eXchange (FIX) protocol. |
FIX connectivity widely referenced; Fidessa OMS is an industry standard in FIX protocol support. | |
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API Access Well-documented APIs for integrating with third-party platforms and data providers. |
APIs for integration highlighted for clients/technology partners; REST and FIX APIs both mentioned. | |
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Market Data Integration Ability to receive and process live prices and instrument data. |
Real-time and reference data feeds (market data integration) supported. | |
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Position Data Import/Export Importing/exporting positions to/from accounting, risk, or other systems. |
Position data import/export references in product integration diagrams. | |
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Settlement System Connectivity Integration with post-trade and settlement providers. |
Integration with settlement and post-trade providers is explicitly supported. | |
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Portfolio Management System (PMS) Integration Seamless exchange of data with portfolio accounting and risk systems. |
PMS/portfolio accounting/risk system integration is part of the solution, per documentation. | |
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Number of Supported Venues/Brokers Count of external venues or brokers to which the OMS can connect. |
No information available | |
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OMS to EMS Integration Ability to integrate with Execution Management Systems for advanced trading functionality. |
Integration between OMS and EMS is part of ION’s cross-product capabilities, and specifically available within Fidessa. | |
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Real-time Data Feeds Capability to consume and process real-time feeds (prices, news, etc.). |
Processing and handling of real-time data streams is cited as a core pillar (e.g., pricing, news feeds). | |
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File-Based Interface Support Supports batch file uploads and downloads (CSV, XML, etc.) to exchange data. |
Batch file interface (upload/download) specified in integration literature. |
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Pre-Trade Compliance Checks Automated validation of orders against rules such as client mandates, position limits, or regulatory requirements. |
Product deep dives and collateral highlight pre-trade compliance and validation for mandates/limits. | |
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Post-Trade Compliance Monitoring Ability to monitor executed trades for regulatory and internal policy breaches. |
Post-trade compliance monitoring discussed in regulatory compliance features. | |
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Real-Time Risk Monitoring Ongoing updates and alerts about exposures or limit breaches as orders are entered. |
Real-time risk monitoring tools are mentioned in risk/control suite descriptions. | |
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Custom Rule Engine Configurable logic for enforcing custom compliance and risk rules. |
Custom rule engine supported for both compliance and workflow automation, referenced as a key strength. | |
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Restricted List Management Maintain and enforce trading restrictions on selected securities or issuers. |
Restricted/trading list management is a common compliance requirement supported in system documentation. | |
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Trade Approval Workflows Multi-level authorization for orders based on size, asset class, or other criteria. |
Multi-level trade approval workflow processes are specifically described in workflow/permission documentation. | |
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Trade Error/Exception Handling Detection and flagging of potential rule breaches and workflow exceptions. |
Product documentation describes exception management for trade errors and workflow breaks. | |
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Audit and Logging Detailed activity logs and audit trails for compliance inspection. |
Comprehensive audit and logging, including access logs and change history, is highlighted for compliance purposes. | |
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Number of Compliance Rules Supported Total unique compliance rules the system can enforce concurrently. |
No information available | |
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Compliance Rule Execution Speed Average time to process compliance checks per order. |
No information available |
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Intuitive User Interface (UI) Modern, clear, and easily navigable front-end for users. |
Extensively marketed as having an intuitive, web-based and desktop UI with advanced usability. | |
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Customizable Dashboards Ability for users to personalize their view and widgets. |
Product materials show configurable/user-customizable dashboards. | |
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Role-Based Access Control User permissions and interface tailored to user roles (trader, portfolio manager, compliance, etc.). |
Role/client/user-specific permissions and experience described in user management documentation. | |
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Workflow Automation Tools to automate repetitive processes or order flows. |
Workflow automation is a central theme in product literature and demo videos. | |
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Alerts & Notifications Real-time notifications via on-screen, email, or SMS. |
Alerting and notifications (email, in-product) available and customizable for order/trade activities. | |
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Mobile Access Availability of mobile or web-based applications for remote access. |
Web-based/mobile-friendly interface noted in datasheets and vendor Q&A. | |
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Bulk Editing Ability to modify multiple items in a single operation. |
Bulk editing tools are part of workflow efficiency toolkit. | |
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User Training Modules In-system guided learning and help resources. |
Vendor provides in-application help modules and user onboarding/training resources. | |
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Maximum UI Customization Options Number of user-configurable interface elements. |
No information available | |
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Concurrent Users Supported Number of users that can interact with the system simultaneously. |
No information available |
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Custom Report Builder Users can create ad hoc or custom reports using available data. |
Custom/ad-hoc report builder tools described in product feature matrix. | |
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Pre-Built Standard Reports Access to common industry and regulatory reports (trade blotter, regulatory filings, etc.). |
Standard industry and regulatory reports (blotter, transaction, compliance) available out-of-the box. | |
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Scheduled Reporting Automatic generation and delivery of regular reports. |
Scheduled/recurring reporting noted as a key feature. | |
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Export Formats Variety of export options such as PDF, Excel, CSV. |
Export to multiple formats (PDF, XLS, CSV) supported for all reporting. | |
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Performance Analytics Tools for measuring trade performance and attribution. |
Advanced performance attribution & analytics documented. | |
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Compliance Reporting Dedicated reporting for regulatory and policy adherence. |
Dedicated compliance reporting is listed as a regulatory feature. | |
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Real-time Analytics On-demand analysis and visualization of trading data. |
Real-time analytics functionality is marketed for both trading and compliance. | |
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Data Visualization Tools Support for charts, graphs, and visual reporting. |
Data visualization (charts, graphs) available for most reports and dashboards. | |
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Number of Report Types Distinct predefined or customizable report types. |
No information available | |
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Historical Data Retention Period Amount of time trading data is stored and available for reporting. |
No information available |
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Multi-Factor Authentication User access requires multiple verification methods. |
Multi-factor authentication listed as an available security feature. | |
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Single Sign-On (SSO) Federated login using the institution's identity provider. |
SSO (Single Sign-On) via SAML or similar federation integration covered in technical documentation. | |
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Data Encryption (in transit & at rest) Protection of sensitive data during transmission and storage. |
Data encryption (in transit & at rest) described as aligned with financial institution best practices. | |
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Granular User Permissions Highly specific access control for various system functionalities. |
Granular user permissions referenced as a core part of the product’s access controls. | |
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Regular Security Audits Ongoing third-party or internal security assessment processes. |
Security audits—internal and client-driven—are supported, according to product FAQs. | |
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Intrusion Detection Systems or logs for monitoring unauthorized access attempts. |
Intrusion detection systems/logs are referenced in security feature coverage. | |
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Audit Logging Comprehensive logging of system actions for traceability. |
Audit logging for system and order-level activity is highlighted for compliance. | |
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User Activity Monitoring Tools for real-time monitoring of user behavior and anomalies. |
User activity monitoring described as part of privileged access monitoring in security documents. | |
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Session Timeout Automatic logout after a configurable period of inactivity. |
Session timeout settings are supported (configurable variable for user policy). | |
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Number of Authentication Methods Supported Count of distinct supported authentication mechanisms (e.g., password, biometric, token). |
No information available |
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Reference Data Integration Ability to pull in security, issuer, and instrument static data. |
Reference data integration is supported (security master, instrument updates). | |
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Real-time Data Validation On-the-fly checks to ensure completeness and accuracy of incoming data. |
Real-time data validation for trades/positions is cited in data management literature. | |
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Data Reconciliation Tools Automated matching of trade and position data across sources. |
Data reconciliation (trade/position/settlement) supported and automated. | |
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Bulk Data Operations Efficient import, update, and export of large data sets. |
Bulk import/export and update of data supported through file interfaces and APIs. | |
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Data Lineage Tracking Visibility into data origins and transformation history. |
Data lineage capabilities mentioned for compliance/traceability (audit of transformations). | |
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Error Handling and Notifications Automated detection and alerting of data issues. |
Error handling and notification framework for data operations explicitly described. | |
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Stale Data Alerting Alerts when reference or market data is out-of-date. |
No information available | |
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Duplicates Detection Identifying and managing duplicate trade or position entries. |
Duplicate detection and prevention is mentioned under data quality tools. | |
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Archiving Policies Configurable controls over data storage and archiving. |
Configurable retention and archiving policies are supported according to technical specification. | |
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Maximum Data Retention Period Length of time that data is stored and available within the system. |
No information available |
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Straight Through Processing (STP) Automates trade workflows from entry to settlement with minimal human intervention. |
Straight-through-processing (STP) for order to settlement is a fundamental functionality. | |
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Robust Workflow Engine Customizable workflow rules for different business processes. |
Robust/cross-asset workflow engine, as shown by custom workflow/designer modules. | |
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Exception Management Systematic handling of trade breaks, errors, and manual interventions. |
Exception/workflow break management built into the product (workflow stoppage, re-routing, escalation). | |
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Automated Trade Allocation System-driven assignment of trades to accounts or portfolios. |
Allocation automation supported for post-trade allocation to portfolios/accounts. | |
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Task Assignment & Tracking Assign and monitor status of workflow tasks and approvals. |
Task assignment, tracking, and approvals are documented in the workflow section. | |
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Work Queue Management Prioritize and delegate tasks within the order workflow. |
Work queue management as part of workflow and task prioritization details. | |
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Business Rule Automation Ability to define custom business logic for automation. |
Business rule automation supported via custom workflow logic, per technical demo. | |
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Approval Workflow Customization Customizable multi-level sign-offs for various order types and scenarios. |
Approval workflows are customizable according to business rules and order types. | |
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Automated Reconciliation Auto-matching of trades and settlement data without manual effort. |
Automated reconciliation (trade and settlement) mentioned as part of STP. | |
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Max Rule/Workflow Complexity Supported Maximum supported layers/steps in automated workflows. |
No information available |
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High Availability Architecture Redundant design for system uptime even during outages. |
Product architecture is marketed as high availability, with failover and redundancy. | |
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Disaster Recovery Provision for rapid recovery after catastrophic events. |
Disaster recovery and business continuity planning covered in vendor compliance documents. | |
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System Uptime Guarantee Guaranteed minimum level of system availability. |
No information available | |
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Latency Average end-to-end response time for core operations. |
No information available | |
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Throughput Maximum number of orders or trades processed per unit time. |
No information available | |
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Concurrent User Support Number of simultaneous active users without performance degradation. |
No information available | |
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Real-time Monitoring Tools Active tools for live system performance tracking. |
Real-time monitoring/alerting dashboards for operations and usage displayed in technical screenshots. | |
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Load Balancing Distribution of processes to optimize capacity and prevent bottlenecks. |
Load balancing infrastructure discussed as scalability feature. | |
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Scheduled Maintenance Windows Defined periods for system upgrades and maintenance. |
Product maintenance follows scheduled windows, as referenced in release notes and support contracts. | |
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Time to Recovery (RTO) Maximum allowable downtime after an incident. |
No information available |
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Horizontal Scalability Add resources easily as demand grows, e.g., more servers. |
Supports elastic scaling by adding nodes/resources (horizontal scalability), per architecture overview. | |
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Vertical Scalability Scale up by increasing system resources, e.g., CPU, memory. |
Can be scaled vertically (adding CPU, memory) as needed—that is highlighted by ION Group infrastructure options. | |
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Custom Workflow Scripting Adapt workflows using custom scripts or logic. |
Custom workflow scripting/logic supported for advanced business requirements. | |
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Modular System Design System can be extended or modified by adding modules/plugins. |
Modular architecture allows for feature/module add-ons to extend product. | |
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Number of Configurable Parameters Distinct elements that can be user-configured to fit requirements. |
No information available | |
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Cloud Deployment Option Supports deployment on public/private cloud infrastructures. |
Cloud/SaaS deployment available, per product availability matrix. | |
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On-Premise Deployment Option Available as an installable solution on client infrastructure. |
On-premises install supported as an alternative deployment model. | |
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Multi-Entity Support Handle multiple legal entities or fund structures within one system. |
System supports management of multiple legal entities/funds in a single instance. | |
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Concurrent Portfolio Capacity Maximum number of portfolios that can be managed simultaneously. |
No information available | |
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Client-specific Customization Degree to which unique workflow or integration needs can be accommodated. |
Client-specific customization (workflows, integrations) mentioned as part of onboarding/project process. |
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24/7 Support Availability Round-the-clock technical assistance for clients. |
24/7 support available for critical incidents, per support SLAs. | |
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Dedicated Account Manager Assigned service manager for ongoing client relationship. |
Dedicated account/project manager provided for enterprise clients. | |
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In-Product Help & Knowledge Base Accessible documentation, FAQs, and help resources within the product. |
In-product knowledge base/help system available and referenced in user training. | |
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Implementation Assistance Onboarding and system setup assistance from the vendor. |
Implementation teams and onboarding services are part of client offering. | |
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User Training Programs Formal training offerings and user education. |
User training available as video, documentation, and live/virtual sessions. | |
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Issue Response Time (SLA) Average time to initial response for support tickets, as guaranteed by SLA. |
No information available | |
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Yearly System Updates Frequency of major product upgrades and enhancements. |
No information available | |
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Client Community/Forum Access Ability to interact with other clients and share feedback. |
User forums/client communities referenced as feedback and best practice sharing channels. | |
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Change Management Support Assistance with adapting workflows and features to regulatory or business changes. |
Vendor support includes change management and regulatory response assistance. | |
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Comprehensive Service Level Agreement (SLA) A clearly defined agreement covering uptime, support levels, and issue response. |
Comprehensive SLA covering uptime, support, and issue response is standard for this class/product. |
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