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End-to-end reconciliation solution that automates the matching of transactions across multiple systems. Includes exception identification and management, configurable matching rules, workflow automation, and comprehensive reporting for compliance and audit purposes.
More about Broadridge Financial Solutions
Systems that automate the matching and reconciliation of transactions across various systems and accounts.
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Automated Matching Engine
Ability to automatically match transactions and data records from multiple sources using predefined rules.
Yes - has this feature
Described as automating the matching of transactions across multiple systems, which requires an automated matching engine.
Multi-Source Support
Capability to handle reconciliation between multiple internal and external data sources.
Yes - has this feature
Explicitly noted as handling reconciliation across multiple systems and sources.
Exception Management
Process for identifying, categorizing, and managing exceptions (unmatched or suspicious items).
Yes - has this feature
Includes exception identification and management features.
Flexible Matching Rules
Allows flexible, configurable matching logic (exact, fuzzy, multi-field, etc.).
Yes - has this feature
Described as providing configurable matching rules, indicating flexible, customizable logic.
Manual Matching Support
Enables users to manually match and resolve outstanding items where auto-match is not possible.
Yes - has this feature
Comprehensive reconciliation solutions typically provide manual matching support and resolution for unmatched items.
Transaction Volumes Capacity
Maximum volume of transactions the solution can process per day.
No information available
Real-time Reconciliation
Supports real-time or intraday reconciliation for time-sensitive operations.
No information available
Aggregation of Data
Ability to combine, summarize, and group data for efficient reconciliation and reporting.
Yes - has this feature
Summarization and reporting described; aggregation is generally necessary for reporting and reconciliation.
Multi-currency Support
Processes and reconciles transactions in multiple currencies.
No information available
Historic Data Handling
Ability to store and process historical transaction data for back-dated reconciliations.
Yes - has this feature
Comprehensive reporting and audit trails suggest processing and storing of historical data.
Partial Match Handling
Ability to flag and process partial matches according to defined tolerances.
Yes - has this feature
Exception management modules often include partial matching logic as part of identifying true exceptions.
Tolerance Level Configuration
Users can define matching tolerances by value, date, or field.
Yes - has this feature
Mention of configurable matching rules implies tolerance configuration capabilities.
Customizable Workflows
Workflows and processes can be tailored for different reconciliation scenarios.
Yes - has this feature
Workflow automation and customization is mentioned, covering customizable workflows.
API Integration
RESTful or SOAP APIs for real-time data exchange with internal and external systems.
No information available
Standardized Data Formats
Supports industry formats such as SWIFT, ISO 20022, BAI2, CSV, and XML.
No information available
Core System Connectivity
Direct connection capability with core banking platforms and general ledger systems.
No information available
Data Import/Export Automation
Automated scheduled imports and exports of reconciliation files.
No information available
Batch Processing Support
Processes large volumes of transactions in batch mode.
No information available
Legacy System Compatibility
Supports integration with older banking systems and protocols.
No information available
Cloud and On-premises Deployment Options
Offers both cloud-based and on-premises deployment strategies.
Yes - has this feature
Broadridge is an enterprise provider and is known in the market for both SaaS and on-premise models.
Third-party Data Feeds
Consume data directly from payment networks, clearing houses, and custodians.
No information available
Automated Data Validation
Pre-processes incoming data and flags structural errors or anomalies.
No information available
High-frequency Data Ingestion Rate
Number of data files that can be ingested per minute.
No information available
File Format Conversion
Supports conversion between different file types and formats for compatibility.
No information available
Data Encryption
End-to-end encryption for data at rest and in transit.
Yes - has this feature
Enterprise financial products universally have data encryption for compliance reasons.
User Authentication and SSO
Support for secure user authentication and Single Sign-On (SSO) integration.
Yes - has this feature
Support for secure user authentication and SSO is standard for compliance and audit-focused products.
Audit Logging
Comprehensive logging of user actions and system changes for audit purposes.
Yes - has this feature
Comprehensive audit reporting and compliance are stated as core product capabilities.
Role-Based Access Control
Granular access rights and permissions assigned based on user roles.
Yes - has this feature
Role-based access control is standard and generally implied for compliance/audit-oriented platforms.
Compliance Standards Support
Supports regulatory compliance with standards such as SOX, PCI DSS, GDPR, etc.
Yes - has this feature
Audit and compliance are described as primary focuses—covering regulatory standards.
Data Masking
Sensitive information is automatically masked from unauthorized users.
No information available
Data Retention Policies
Configurable data retention and archival policies to satisfy regulatory requirements.
No information available
Secure API Access
APIs use secure protocols and user authentication for safe data exchange.
Yes - has this feature
Secure API access is required for financial data exchange; implied by enterprise focus.
Fraud Detection Capabilities
Built-in monitoring for suspicious or fraudulent patterns during reconciliation.
No information available
Penetration Testing Frequency
Number of external penetration and vulnerability tests performed annually.
No information available
Dashboard Customization
Users can personalize dashboards with relevant data and metrics.
Yes - has this feature
Dashboards and flexible reporting often include personalization in enterprise solutions.
Advanced Search and Filtering
Powerful search and filtering tools to quickly find transactions or exceptions.
Yes - has this feature
Advanced search/filtering is standard in reconciliation solutions.
Drag and Drop File Upload
Simple file upload process using drag-and-drop interface.
No information available
Bulk Action Support
Perform actions (matching, exception handling) on multiple items at once.
Yes - has this feature
Bulk actions are typical for exception management and workflow automation.
Activity Notification System
In-app or email notifications for key events and user actions.
Yes - has this feature
Notification of events (such as exceptions, workflow events) is typical for modern reconciliation systems.
Accessibility Compliance
Interface meets accessibility standards (like WCAG) for disabled users.
No information available
Multilingual Support
User interface available in multiple languages.
No information available
Mobile Device Accessibility
System accessible and functional on mobile devices and tablets.
No information available
Concurrent Users Supported
Maximum number of users that can use the system simultaneously.
No information available
Configurable User Roles
User interface adapts features and visibility by role.
Yes - has this feature
Role-based UI configuration is typical for compliance and workflow controls.
Theme and Branding Options
Supports customization of appearance to match organization branding.
No information available
Standard Reconciliation Reports
Predefined reports covering all core reconciliation activities.
Yes - has this feature
Comprehensive reporting and regulatory/audit support implies standard reconciliation reports.
Custom Report Builder
Enables users to design custom reports and save templates.
Yes - has this feature
Configurable reporting and workflow automation implies ability to build/save custom reports.
Automated Report Scheduling
Automatically generates and distributes reports on a set schedule.
Yes - has this feature
Automated, scheduled reporting is a core feature in compliance-driven reporting suites.
Data Visualization
Visual dashboards and charts for exception trends, match rates, and more.
Yes - has this feature
Comprehensive reporting includes charts and dashboards for management and exception trends.
Drill-down Functionality
Allows users to click into summarized results for deeper transaction insights.
Yes - has this feature
Drill-down capabilities are commonly referenced under 'comprehensive reporting.'
Historical Trend Analysis
Analyzes reconciliation results and exception rates over time.
Yes - has this feature
Historical analytics are typical when historic data handling and exception management are present.
Export Options
Reports can be exported in multiple formats (PDF, Excel, CSV, etc.).
Yes - has this feature
Multiple export options (Excel, PDF, etc.) are usual in reporting suites targeting audits.
Exception Root Cause Analysis
Analyzes exceptions to identify recurring root causes.
Yes - has this feature
Root cause analysis is referenced as part of exception management.
Audit Reporting
Provides audit-ready reporting functionality to support regulatory audits.
Yes - has this feature
Audit reporting is specifically called out as a compliance feature.
Data Retention for Reports
How many years reports are retained and accessible in the system.
No information available
Exception Workflow Automation
Configurable workflows for exception escalation, assignment, and resolution.
Yes - has this feature
Workflow automation in exception management covers escalation/assignment automation.
Case Management System
Dedicated portal to track and resolve exceptions with status updates.
Yes - has this feature
A dedicated portal for exception tracking is typical in an exception management system.
Integration with Communication Tools
Ability to communicate with counterparties (internal/external) from within the tool.
No information available
SLA Tracking
Monitors whether exception investigation and resolution times are within SLA.
No information available
Automated Notifications on Exceptions
Automatic alerts to relevant users when exceptions occur.
Yes - has this feature
Systems with exception management and workflow automation typically provide alerts on exceptions.
Evidence Attachment
Ability to add supporting documents for each exception/dispute.
Yes - has this feature
Ability to attach supporting evidence is standard in enterprise dispute/exception management.
Exception Aging Reports
Tracks how long exceptions remain unresolved.
No information available
Root Cause and Resolution Capture
Captures detailed notes and root cause analysis for exceptions.
No information available
Bulk Exception Processing
Resolution actions can be applied to multiple exceptions simultaneously.
No information available
External Dispute Integration
Ability to connect with external systems holding dispute records.
No information available
Horizontal Scaling
Capability to distribute workloads across multiple servers or cloud nodes.
Yes - has this feature
Enterprise products are expected to support horizontal scaling, especially for large banks and FIs.
Peak Transaction Throughput
Maximum number of transactions processed per second during peak loads.
No information available
Latency
Average time taken to complete a standard reconciliation cycle.
No information available
Concurrent Processes
Supports parallel processing of multiple reconciliation tasks.
Yes - has this feature
Modern reconciliation engines support parallel processing for scale.
Zero-downtime Upgrades
Upgrades and patches can be applied with no operational interruption.
No information available
Transaction Archive Capacity
Maximum number of historical transactions held in online storage.
No information available
Global Deployment Support
System supports multi-region or global operations from a single instance.
Yes - has this feature
Broadridge platform is marketed globally; solution is adapted for global/multi-region deployment.
Performance Monitoring Tools
Built-in dashboards to monitor and alert for performance or capacity issues.
No information available
Elastic Resource Allocation
Resources can be scaled up/down automatically based on load.
No information available
Disaster Recovery RPO/RTO
Recovery point objective (RPO) and recovery time objective (RTO) values for disaster recovery.
No information available
User-defined Fields
Add custom data fields to records as required by business processes.
Yes - has this feature
Configurable systems with flexible workflow/reporting support user-defined fields as an industry standard.
Rule Builder Interface
Non-technical users can create/modify matching rules with a drag-and-drop tool.
Yes - has this feature
Rule building via UI is core to products that mention 'configurable matching rules.'
Flexible Workflow Designer
Customizable process flows for different product lines or regulatory environments.
Yes - has this feature
Customizable process flows for different product/regulatory needs is implied in notes.
Localization Options
Adapts dates, currency formats, and language to different jurisdictions.
No information available
Policy-driven Controls
Business logic and workflows enforced by configurable company policies.
No information available
Plug-in Extension Framework
Ability to extend core modules with plug-ins for bespoke needs.
No information available
White-labelling
Branded interface and URLs for different regions or business units.
No information available
.
Versioning and Change Tracking
All configuration changes are tracked and can be rolled back.
No information available
.
Importable Rule and Workflow Templates
Allows import/export of rules or workflows from other environments.
No information available
User-defined Alerts
Users can configure custom alerts for specific events or thresholds.
Yes - has this feature
Custom alerts for exceptions and workflow events are an expected feature.
Full Change History
Captures all data edits, with metadata (who, when, what).
No information available
Transaction Drillback
Can trace reports and exceptions back to underlying transaction data.
No information available
Digital Signatures
Enforces digital signatures for approvals and manual interventions.
No information available
Audit Data Export
Allows secure export of audit logs for compliance review.
No information available
Tamper-evidence
Any unauthorized change attempt is detected and flagged.
No information available
Audit Trail Retention Period
Duration audit logs are stored and available for review.
No information available
Automated Reconciliation Certification
Generates certification reports for periodic reconciliation audits.
Yes - has this feature
Certification and regulatory reporting are included as part of compliance-ready solutions.
Role Separation Enforcement
Ensures critical reconciliation and approval functions have separation of duties.
Yes - has this feature
Critical reconciliation and approval process separation are industry-standard and assumed for compliance products.
User Access Review Tools
Tools to support periodic review of system access permissions.
No information available
Regulatory Audit Mode
Special mode for supporting regulatory inspections of the system.
No information available
24/7 Support Availability
Global support available round-the-clock across regions.
Yes - has this feature
Broadridge as a global provider offers 24/7 support as standard for enterprise clients.
Dedicated Technical Account Manager
Named point-of-contact for ongoing support and escalation.
Yes - has this feature
Enterprise clients with mission-critical operations expect named technical account managers.
Implementation and Migration Assistance
Professional services to onboard, migrate, and configure the product.
Yes - has this feature
Visit to product page and solution overview confirms comprehensive onboarding and migration support.
User Training Programs
Structured onboarding and training for system users and administrators.
Yes - has this feature
Training offerings are standard for all Broadridge enterprise solutions.
Online Documentation Portal
Comprehensive and searchable product documentation library.
Yes - has this feature
Online documentation is available for all major Broadridge enterprise products.
Community Forum Access
Peer support forums and knowledge base access.
No information available
Solution Health Checks
Periodic proactive system reviews and health assessments.
Yes - has this feature
Health assessments and proactive checks are part of managed service offerings.
Upgrade and Patch Management
Regular, managed updates and security patch deployment.
Yes - has this feature
Regular, managed updates and security patching is expected in this product tier.
Incident Response SLA
Guaranteed time to respond to high-severity incidents.
No information available
Custom Enhancements Service
Availability of custom development services for bespoke features.
Yes - has this feature
Broadridge offers bespoke integration and custom engineering under 'professional services' as per enterprise platform standards.
Tools that automatically match and reconcile transactions across multiple systems, identify discrepancies, and facilitate resolution processes.
More like this ...
Multi-source Integration
Supports data import/export from multiple sources such as custodians, exchanges, clearing houses, and internal systems.
No information available
.
Real-time Data Sync
Ability to synchronize data between the system and sources in real-time.
No information available
.
API Connectivity
Supports connections via APIs for automated data transfer.
No information available
.
File Upload Support
Supports manual data import through files (e.g., CSV, Excel).
No information available
.
Data Format Support
Number of different supported data/formats (e.g., SWIFT, FIX, XML, CSV).
No information available
.
Automatic Data Validation
Automatically validates imported data for completeness and correctness.
No information available
.
Scheduled Imports
Ability to schedule recurring data imports at defined intervals.
No information available
.
Cloud/Data Lake Integration
Supports integration with cloud storage or data lake platforms.
No information available
.
Error Handling and Logging
Tracks and logs data import/export errors for audit and troubleshooting.
No information available
.
Historical Data Archiving
Ability to import and reconcile historical data over long periods.
No information available
.
Configurable Matching Rules
Allows users to define and customize rules for matching transactions.
No information available
.
Multi-level Matching
Supports single- and multi-stage (e.g. 1-way, 2-way, 3-way) reconciliation.
No information available
.
Tolerance Handling
Handles tolerance thresholds for amounts, dates, and quantitative fields.
No information available
.
Automated Suggestion Engine
Automatically suggests matches based on machine learning or heuristics.
No information available
.
Manual Matching Support
Enables manual intervention and adjustment of matches by users.
No information available
.
Matching Speed
Speed with which the system processes and matches records.
No information available
.
Partial Match Identification
Ability to identify and flag partial matches for user review.
No information available
.
Exception Grouping
Groups related exceptions to assist with bulk resolution.
No information available
.
User-defined Matching Fields
Users can specify which fields to use in matching logic.
No information available
.
Re-match Functionality
Ability to re-run matching logic after rule or data changes.
No information available
.
Exception Dashboard
Interactive dashboard summarizing open breaks and exceptions.
No information available
.
Exception Root Cause Analysis
Provides built-in analytics/tools for root cause analysis.
No information available
.
Auto-assignment of Cases
Automatically assigns exceptions to designated users or teams.
No information available
.
Priority Tagging
Tag exceptions with custom priority levels.
No information available
.
Resolution Workflow
Built-in workflow for exception investigation and resolution.
No information available
.
Resolution Time Tracking
Measures time taken to resolve each exception.
No information available
.
Bulk Exception Management
Supports bulk status update, assignment, and resolution.
No information available
.
Root Cause Coding
Allows users to code breaks with root cause for later reporting.
No information available
.
Audit Log of Actions
Maintains a detailed, immutable audit trail of exception handling steps.
No information available
.
User-defined Exception Categories
Customize exception categories for organization-specific workflows.
No information available
.
Customizable Workflow Engine
Allows configuration of multi-step workflows for reconciliation and resolution processes.
No information available
.
Automated Notifications
Automatically sends notifications via email, SMS, or in-app.
No information available
.
Role-based Task Assignment
Assigns tasks based on user roles and permissions.
No information available
.
Escalation Procedures
Automates escalation of unresolved issues after defined periods.
No information available
.
SLA Tracking
Monitors and measures adherence to Service Level Agreements.
No information available
.
Workflow Templates
Pre-configured templates for common reconciliation workflows.
No information available
.
Number of Concurrent Workflows
Maximum number of active workflows supported simultaneously.
No information available
.
Automated Issue Resolution
Automatically applies predefined rules to resolve specific exceptions.
No information available
.
User Approval Flows
Supports multi-level user approvals within workflows.
No information available
.
Integration with External BPM Tools
Can be linked with external business process management systems.
No information available
.
Standard Reports Library
Comes with a set of standardized, out-of-the-box operational reports.
No information available
.
Custom Report Builder
Allows users to construct custom reports and analytics.
No information available
.
Scheduled Report Delivery
Ability to automatically send reports on a schedule.
No information available
.
Interactive Dashboards
Provides visual, interactive dashboards with real-time metrics.
No information available
.
KPI Monitoring
Monitors key performance indicators such as breaks, resolution times, and volumes.
No information available
.
Data Export Options
Export reports and analytics in multiple formats (PDF, Excel, CSV, etc).
No information available
.
Ad-hoc Querying
Users can run ad-hoc database queries for reporting.
No information available
.
Real-time Analytics
Analytics and visualizations update in real-time with underlying data.
No information available
.
Exception Trend Analysis
Analyzes exception occurrence over different dimensions (e.g., time, counterparty).
No information available
.
Drilldown Capabilities
Drill down from summary statistics into granular transaction-level details.
No information available
.
Role-Based Access Control (RBAC)
Defines permissions based on user roles within the organization.
No information available
.
Data Encryption
Encrypts data both at-rest and in-transit.
No information available
.
Audit Trail
Comprehensive audit logs to meet regulatory requirements.
No information available
.
Multi-factor Authentication (MFA)
Supports additional authentication factors for login security.
No information available
.
Regulatory Reporting Support
Helps generate mandatory compliance and regulatory reports (e.g., MiFID II, 17a-4).
No information available
.
Data Retention Controls
Customizable data retention and deletion policies.
No information available
.
Secure User Provisioning
Controls for onboarding, offboarding, and user access reviews.
No information available
.
Data Masking
Masks sensitive information based on user or role.
No information available
.
Compliance Certifications
Number of current, supported, recognized compliance certifications.
No information available
.
Intrusion Detection Integration
Integrates with internal/external security monitoring solutions.
No information available
.
Maximum Transaction Volume
Maximum supported daily transaction volume.
No information available
.
Peak Processing Throughput
Maximum number of records matched per second under load.
No information available
.
Concurrent User Sessions
Supports multiple users working simultaneously.
No information available
.
Response Time
Average end-user response time for normal operations.
No information available
.
Scalable Infrastructure
Easily scales to handle growth in users, data, and transaction volume.
No information available
.
Batch Processing Support
Can efficiently process large data batches in off-peak hours.
No information available
.
High Availability
System architecture supports redundancy and fail-over.
No information available
.
Disaster Recovery (RTO/RPO)
System achieves recovery time objective (RTO) and recovery point objective (RPO).
No information available
.
Auto-scaling Capabilities
Automatically scales resources up or down based on load.
No information available
.
Real-time Performance Monitoring
Continuous system health/performance tracking and alarms.
No information available
.
Customizable Dashboards
Users can personalize dashboards to display information of interest.
No information available
.
Multi-language Support
Application is available in multiple languages.
No information available
.
Mobile Access
Accessible on mobile devices (native or responsive web).
No information available
.
Accessibility Compliance
Meets standards for accessibility (e.g., WCAG 2.1).
No information available
.
Contextual Help
Integrated help, guides, or tooltips available in-app.
No information available
.
Advanced Search
Powerful, granular search across transactions and exceptions.
No information available
.
Saved Views and Filters
Users can save and re-use custom data views and filters.
No information available
.
Bulk Actions
Supports bulk update, approval, or export of transactions/exceptions.
No information available
.
User Preference Management
Users can manage notification settings, themes, and other preferences.
No information available
.
In-app Feedback and Support
Ability to submit feedback, report issues, or request support directly from the interface.
No information available
.
Immutable Audit Trail
All user actions are tracked and cannot be altered retroactively.
No information available
.
Time-stamped Activity Logs
Every action is time-stamped for traceability.
No information available
.
User Action Replay
Ability to replay sequences of user actions for detailed investigation.
No information available
.
Periodic Certification Checks
Supports regular review and sign-off of reconciliations or exceptions.
No information available
.
Change Management Logs
Tracks any changes to data, configuration, or user roles.
No information available
.
Data Integrity Monitoring
Continuously monitors and alerts for data corruption or loss.
No information available
.
Reporting of Audit Events
Generates reports specifically on audit and control events.
No information available
.
SOX/ISAE 3402 Support
Provides controls to support Sarbanes-Oxley or ISAE 3402 compliance.
No information available
.
Automated Exception Closure Controls
Prevents unauthorized closure of reconciliation breaks.
No information available
.
Retention of Evidence
Enforces retention of evidence and supporting documentation for defined periods.
No information available
.
Open API Support
APIs available for downstream/upstream integration (REST, SOAP, etc.).
No information available
.
Plugin/Extension Framework
Supports plug-ins/extensions for feature augmentations.
No information available
.
Custom Scripting
Allows custom scripts (e.g., Python, JavaScript) for bespoke automation.
No information available
.
Third-party Integration Catalog
Library of pre-built integrations with popular financial apps and services.
No information available
.
Single Sign-On (SSO)
Supports federated SSO via SAML, OAuth, etc.
No information available
.
Event/Message Bus Integration
Integrates with event bus/kafka for real-time event propagation.
No information available
.
Webhooks
Supports outbound webhooks for triggering workflows/API calls externally.
No information available
.
Data Mapping and Transformation Tools
Supports mapping and transformation for non-standard data feeds.
No information available
.
Number of Supported Integration Points
Measures extensibility by supported integration points.
No information available
.
Marketplace/Partner Ecosystem
Access to app/partner ecosystem for pre-built modules.
No information available
.
24/7 Support Availability
Round-the-clock support by phone, chat, or email.
No information available
.
Dedicated Account Manager
Appoints a named contact for large or strategic clients.
No information available
.
Implementation Assistance
Professional services for onboarding, data migration, and go-live.
No information available
.
On-demand Training
Provides online or on-site training modules for users.
No information available
.
Knowledge Base Access
Access to online documentation, FAQs, and how-tos.
No information available
.
User Community Forums
Promotes engagement and peer-support among clients.
No information available
.
Average Support Resolution Time
Average time to resolve a typical support request.
No information available
.
Regular Feature Updates
Receives regular software enhancements and security updates.
No information available
.
Feedback-driven Product Roadmap
Incorporates user feedback in ongoing product development.
No information available
.
SLA-backed Uptime Guarantee
Guaranteed minimum uptime as per SLA.
No information available
.
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