a>
An integrated wealth management platform that provides portfolio management, trading, modeling, rebalancing, reporting, and compliance capabilities. Offers real-time data, automated workflows, and client engagement tools to help advisors grow their businesses.
Integrated solutions that support wealth advisors in managing client relationships, investments, and business operations.
More Advisor Platforms
More Wealth Management ...
|
Unified Client Profile Comprehensive 360-degree view of client information, relationships, accounts, and activities in a single interface |
FIS Unity Wealth Platform advertises a unified client profile (360-degree view) for advisors, as referenced in platform demo videos and product sheets. | |
|
Household Relationship Mapping Ability to link and visualize family relationships, joint accounts, and household financial connections |
Platform includes household relationship mapping, indicated in documentation describing composite client and family views. | |
|
Client Segmentation Tools to categorize clients based on wealth tiers, service needs, profitability, or custom criteria |
Client segmentation by wealth tiers, service level, and other attributes marketed as a core part of the platform's CRM. | |
|
Client Onboarding Workflow Streamlined digital process for bringing new clients onto the platform with automated documentation and compliance checks |
Digital onboarding workflow with KYC/AML and automated documentation is highlighted on product pages. | |
|
Contact Management System for tracking all client interactions, communications, and touchpoints |
Contact and interaction tracking is mentioned as a CRM feature in FIS Unity Wealth Platform documentation. | |
|
Document Management Secure repository for client-related documents with version control and compliance tracking |
Document management functionality with versioning and security is specified in FIS Unity Wealth datasheets. | |
|
Client Portal Integration Connection with client-facing interfaces, allowing advisors to see what clients see |
Advisor interface mirrors client portal view, enabling client portal integration as described on official website. | |
|
Communication Tools Integrated email, messaging, and notification systems that maintain records of client communications |
Integrated communication tools (email/messaging/notifications) are mentioned in platform's workflow automation materials. | |
|
Task Management System for creating, assigning, and tracking client-related tasks and follow-ups |
Task and activity management included per FIS Unity workflow automation descriptions. | |
|
Client Engagement Analytics Metrics on client interactions, satisfaction, and relationship depth |
Client engagement analytics/insights highlighted in marketing collateral and advisor portal screenshots. | |
|
Client Capacity Maximum number of client profiles the system can efficiently manage |
No information available | |
|
Prospect Management Tools for tracking and nurturing potential clients through the sales pipeline |
Prospect management tools form part of the sales pipeline functionality documented by FIS. |
|
Goal-Based Planning Framework for creating, tracking, and adjusting plans based on client life goals |
Goal-based planning, including goal tracking and adjustment, is available through client/advisor workflows. | |
|
Retirement Planning Specialized tools for projecting and optimizing retirement scenarios and income strategies |
Retirement planning tools are a key feature of the Financial Planning module described by FIS Unity. | |
|
Cash Flow Analysis Tools for analyzing and projecting client income, expenses, and liquidity needs |
Cash flow analysis and projections are available (see product documentation on liquidity management). | |
|
Estate Planning Integration Features supporting wealth transfer strategies and estate planning scenarios |
Estate planning tools and integration with estate strategies are described on feature pages. | |
|
Tax Planning Tools for tax optimization, harvesting, and projection across client accounts |
Tax optimization and scenario planning are referenced as integrated tax planning capabilities. | |
|
Insurance Analysis Capabilities for evaluating coverage needs and incorporating insurance products into financial plans |
Insurance analysis and scenario modeling available (integration with insurance products is stated). | |
|
Education Planning Specialized planning tools for college and education funding goals |
Education planning tools, including 529 and college goal tracking, listed among planning features. | |
|
Monte Carlo Simulation Probability analysis showing likelihood of plan success under various market scenarios |
Monte Carlo simulation capabilities are included, according to FIS Unity Planning documentation. | |
|
What-If Scenario Modeling Ability to create and compare multiple planning scenarios with different assumptions |
What-if scenario modeling for multi-plan comparison is available as feature in planning interface. | |
|
Plan Monitoring Automated tracking of plan progress against goals with alerts for variances |
Plan monitoring, alerts for goal variances, are core values pitched in the real-time data feature set. | |
|
Client-Facing Plan Visualizations Engaging graphical representations of financial plans designed for client understanding |
Client-facing plan visualizations are provided for advisors and clients (see client engagement tools). | |
|
Plan Generation Speed Time required to generate a comprehensive financial plan with standard inputs |
No information available | |
|
Risk Capacity Assessment Tools to evaluate a client's financial ability to withstand market volatility |
Risk capacity assessment forms part of the recommended workflow (as per risk management features). |
|
Model Portfolio Management Infrastructure for creating, managing, and implementing model portfolios across client accounts |
Model portfolio management is explicitly stated as a capability (portfolio creation/deployment). | |
|
Rebalancing Engine Automated tools for identifying and executing portfolio rebalancing opportunities |
Automated portfolio rebalancing is a highlighted capability under trading and asset management. | |
|
Asset Allocation Tools Analytics for optimizing portfolio diversification across asset classes |
Asset allocation tools, enabling advisors to optimize diversification, are included. | |
|
Investment Proposal Generation Automated creation of compliant, personalized investment proposals |
Investment proposal automation (compliance/personalization) is mentioned among advisor productivity features. | |
|
Performance Reporting Comprehensive reporting on portfolio performance with benchmarking capabilities |
Performance reporting with historical/benchmark views is part of FIS Unity's offering. | |
|
Fee Analysis Tools for calculating, disclosing, and optimizing investment costs and advisory fees |
Fee analysis (cost/fee optimization) ability is referenced in platform analytics. | |
|
Tax-Aware Investing Capabilities for tax-efficient investing and tax-loss harvesting |
Tax-aware investing and tax-loss harvesting described in FIS Unity investment management solution. | |
|
ESG/SRI Screening Tools for incorporating environmental, social, governance, or socially responsible criteria into portfolios |
ESG/SRI screening (responsible investing) supported in portfolio builder/documentation. | |
|
Alternative Investment Support Ability to incorporate and report on non-traditional investments like private equity, hedge funds, or real estate |
Alternative investment support (hedge funds, real estate, etc.) referenced in unified portfolio view. | |
|
Trading Integration Connectivity with order management and execution platforms |
Connectivity with trading and order execution systems is clearly described. | |
|
Investment Research Access Integration with research platforms and content for security selection |
Access to third-party investment research and research partnerships are referenced. | |
|
Portfolio Drift Alerts Automated notifications when portfolios move outside of target allocations |
Account drift and allocation alerts are promoted as part of the platform's risk and performance alerts. | |
|
Rebalancing Speed Time required to analyze and generate rebalancing recommendations for the average client portfolio |
No information available |
|
Risk Profiling Questionnaires and tools to assess client risk tolerance and preferences |
Risk profiling questionnaires are standard in the onboarding and compliance workflow. | |
|
Portfolio Risk Analysis Tools to measure and visualize risk metrics across client portfolios |
Portfolio risk analytics and visualizations are a core pillar of investment management features. | |
|
Stress Testing Capability to simulate portfolio performance under extreme market conditions |
Stress testing for extreme market events is specifically mentioned in the risk module. | |
|
Downside Protection Strategies Tools for implementing hedging or protection strategies in portfolios |
Downside protection/hedging tools available as per product summaries. | |
|
Risk Budget Management Framework for allocating risk across portfolio components |
Risk budget management included in risk decomposition toolkit (documentation states this explicitly). | |
|
Risk-Adjusted Return Analysis Metrics showing performance in the context of risk taken |
Risk-adjusted return metrics are available in performance and risk analytics. | |
|
Behavioral Risk Assessment Tools to identify and address client behavioral biases that impact investment decisions |
Behavioral risk assessment tools, supporting client bias identification, described in advisor toolkit. | |
|
Risk Visualization Tools Client-friendly graphics that effectively communicate risk concepts |
Risk visualization graphics form part of the client reporting experience. | |
|
Scenario Analysis Tools to model portfolio performance under specific market scenarios |
Scenario analysis capabilities for hypothetical market conditions documented in risk module. | |
|
Correlation Analysis Tools to analyze and visualize relationships between different investments |
Correlation analysis for portfolio diversification included in statistical analytics modules. | |
|
Risk Monitoring Alerts Automated notifications when portfolio risk metrics exceed thresholds |
Automated risk alerts for exceeding thresholds are described in compliance/risk monitoring features. | |
|
Risk Model Options Number of different risk modeling methodologies available in the system |
No information available |
|
Core Banking Integration Seamless connectivity with the bank's central account and transaction systems |
Core banking integration (connectivity with core systems) is promoted across FIS solution materials. | |
|
CRM Integration Connection with customer relationship management systems for unified client data |
CRM integration highlighted in both sales materials and partner integration documentation. | |
|
Custodian Data Feeds Automated imports of account and position data from custodial platforms |
Custodian data feeds supported; FIS Unity lists direct integrations for account/position data. | |
|
Market Data Integration Access to real-time or delayed market pricing and information |
Real-time/delayed market data integrations are directly stated in FIS Unity Wealth Platform features. | |
|
Account Aggregation Ability to incorporate held-away assets and liabilities into comprehensive client view |
Account aggregation across held-away assets described as part of the comprehensive client view. | |
|
API Ecosystem Extensible architecture allowing connection with third-party applications |
Open API and extensible architecture described as a selling point for third-party connection. | |
|
Business Intelligence Tools Analytics capabilities for identifying trends and opportunities across client base |
Business intelligence analytics features (data discovery and trend analysis) are noted in platform guides. | |
|
Data Visualization Interactive tools for exploring and presenting complex financial data |
Interactive data visualization tools are available for advisors and clients (screenshots and guides). | |
|
Data Quality Management Processes for ensuring data accuracy, completeness, and consistency |
Data quality controls—validations, completeness checks—referenced in data management architecture. | |
|
Custom Reporting Engine Tools allowing advisors to create personalized reports for clients or management |
Custom report builder allowing tailored client and management reporting is stated. | |
|
Data Warehousing Infrastructure for storing and analyzing historical client and performance data |
Data warehousing for historical data, analytics, and reporting described in technical documentation. | |
|
Integration Processing Capacity Maximum volume of data imports and exports the system can handle daily |
No information available | |
|
Machine Learning Capabilities Advanced analytics using AI to identify patterns and generate insights |
Sophisticated machine learning, analytics, and AI insights referenced in recent release announcements. |
|
Regulatory Reporting Automated generation of required regulatory filings and reports |
Regulatory reporting and automated filings are a headline compliance capability. | |
|
KYC/AML Integration Tools for Know Your Customer and Anti-Money Laundering compliance |
KYC/AML checks are directly integrated into onboarding, as detailed in compliance features. | |
|
Suitability Assessment Framework for ensuring investment recommendations match client profiles |
Suitability frameworks and profiling tools for compliance-driven recommendations are referenced. | |
|
Fee Disclosure Management Tools for calculating, disclosing, and documenting advisory fees and costs |
Comprehensive fee disclosure tools included with reporting engine. | |
|
Communication Archiving System for retaining client communications in compliance with regulations |
Communication archiving for compliance with FINRA/SEC rules addressed in documentation. | |
|
Supervision Workflows Processes for supervisory review of advisor activities and recommendations |
Approval and supervision workflow steps available for advisor/client actions and recommendations. | |
|
Conflict of Interest Management Tools for identifying and addressing potential conflicts in recommendations |
Conflict of interest management tools outlined in advisory compliance rules. | |
|
Best Interest Documentation Features supporting documentation of best interest or fiduciary considerations |
Features for documenting fiduciary/best interest reviewed in product literature. | |
|
Exception Reporting Automated identification of transactions or activities requiring review |
Exception report generation (alerts for out-of-policy behavior) documented as standard. | |
|
Compliance Dashboard Central view of compliance status across advisors and clients |
Compliance dashboard, providing centralized status overview, described in compliance suite overview. | |
|
Regulatory Update Management Process for implementing changes to comply with new regulations |
Platform is continuously updated for regulatory requirements as described in roadmap/release notes. | |
|
Audit Trail Comprehensive logging of system activities for regulatory review |
Audit trail system for all activities and client records available (referenced for regulatory review). | |
|
Compliance Rule Capacity Maximum number of concurrent compliance rules that can be actively monitored |
No information available |
|
Advisor Dashboard Personalized interface showing priorities, tasks, and client information |
Advisor dashboard for prioritization and insights advertised in portal overview. | |
|
Automated Workflows Pre-built processes for common advisor activities with tracking |
Automated workflows for onboarding, monitoring, and routine actions promoted as productivity enhancements. | |
|
Calendar Integration Connection with scheduling tools for meeting management |
Integration with major scheduling/calendar tools supported (mentioned in product literature). | |
|
Mobile Access Responsive design or dedicated app for on-the-go advisory work |
Mobile-responsive portal and dedicated apps referenced (official listing and third-party sources). | |
|
Template Library Collection of pre-approved communications, plans, and proposals |
Template library with pre-approved plans, proposals, and comms described in advisor toolkit. | |
|
Batch Processing Ability to perform actions across multiple clients simultaneously |
Batch action execution for multiple client records highlighted as a service automation feature. | |
|
Digital Signature Support Integration with e-signature platforms for paperless workflows |
Digital signature (e-signature) workflows are available (see onboarding and documentation). | |
|
Artificial Intelligence Assistance AI-powered tools for research, recommendations, or administrative tasks |
AI-enabled research, recommendations, and automation mentioned in FIS Unity feature set. | |
|
Meeting Preparation Tools Automated generation of client review materials and talking points |
Meeting prep tools, including automated talking points and review packets, described under advisor productivity. | |
|
Notification Management System for prioritizing and managing alerts and updates |
Notification and alert management is featured in advisor dashboard screenshots. | |
|
Activity Tracking Measurement of advisor activities and productivity metrics |
Activity tracking metrics are a core part of advisor productivity reporting. | |
|
Knowledge Management Repository of best practices, policies, and reference materials |
Knowledge repositories (best practices, policies) referenced for internal advisor training. | |
|
System Response Time Average time for the platform to respond to standard advisor queries |
No information available |
|
Role-Based Access Control Granular permissions system controlling what different team members can view and modify |
Role-based access controls are standard in enterprise versions (compliance and team permissions discussed). | |
|
Team Assignment Ability to define service teams around clients with clear responsibilities |
Team assignments with distinct roles/responsibility documented in client service workflow guides. | |
|
Internal Messaging Secure communication system for team coordination about client matters |
Internal messaging/chat for team/client coordination referenced in collaboration functionality. | |
|
Activity Logging Transparent record of all team member actions and client interactions |
Activity logging across users/actions stated as part of compliance and supervision framework. | |
|
Collaborative Document Editing Ability for multiple team members to work on plans or proposals simultaneously |
Collaborative document editing is supported with simultaneous advisor access described. | |
|
Specialist Integration Framework for incorporating subject matter experts into client service |
Specialist (e.g., tax, legal) collaboration features detailed in advanced use cases. | |
|
Workflow Assignment System for routing tasks to appropriate team members with tracking |
Workflows can be routed to different users/teams, as shown in workflow diagrams. | |
|
Coverage Management Tools for managing team coverage during absences or transitions |
Coverage management, including tracking of team absences, included in team administration. | |
|
Shared Calendar Team visibility into meeting schedules and client commitments |
Shared team calendar tools explicitly referenced for firm use. | |
|
Cross-Team Referrals Process for managing client referrals between advisory teams |
System for internal referrals/cross-team representation included. | |
|
Performance Tracking Metrics on team effectiveness and service delivery |
Performance tracking at team/group level referenced as part of reporting offering. | |
|
Maximum Team Size The largest number of team members that can be effectively supported on a single client relationship |
No information available |
|
Client Portal Quality Sophistication and usability of the client-facing digital experience |
High-quality, modern client portal emphasized throughout marketing and analyst reviews. | |
|
Mobile App Availability Dedicated mobile application for clients to access accounts and plans |
Dedicated mobile app for clients available (referenced and linked in product documentation). | |
|
Digital Document Sharing Secure system for exchanging documents with clients |
Digital document sharing between advisor and client provided (integration with secure file sharing tools). | |
|
Personalized Reporting Ability to customize reports based on client preferences and needs |
Personalized reporting, configurable by advisor/client, is a promoted part of the experience. | |
|
Educational Content Integration Access to financial education resources tailored to client situations |
Educational content delivered via client portal and advisor recommendations. | |
|
Goal Visualization Interactive tools showing progress toward financial objectives |
Goal visualization/progress tracking forms part of the financial planning and client portal modules. | |
|
Secure Messaging Private communication channel between clients and advisory team |
Secure messaging/client-advisor communication referenced in portal description. | |
|
Self-Service Capabilities Features allowing clients to initiate common requests independently |
Self-service options such as profile updates, document uploads, and transaction requests described. | |
|
Appointment Scheduling Online tools for clients to book meetings with advisors |
Appointment scheduling available for clients via portal/mobile app. | |
|
Net Worth Dashboard Comprehensive view of client's total financial picture |
Net worth dashboard with aggregated positions/assets shown in screenshots and feature guides. | |
|
Client Feedback Collection Mechanisms for gathering and acting on client satisfaction input |
Tools for client feedback collection and survey integration referenced in client experience documents. | |
|
White-Labeling Options Ability to customize branding of client-facing interfaces |
White-labeling/support for firm branding of interfaces is a key capability listed in platform specs. | |
|
Client Portal Uptime Percentage of time the client portal is available and functioning properly |
No information available |
|
Cloud-Based Architecture Platform delivered via secure cloud infrastructure rather than on-premises |
FIS Unity Wealth Platform delivered entirely via secure, cloud-based SaaS architecture. | |
|
System Reliability Platform stability and resistance to outages or performance issues |
Platform uptime/reliability is highlighted (commitments of SLA for enterprise clients). | |
|
Data Security Protocols Comprehensive safeguards protecting client and firm information |
Detailed security protocols, including encryption and access monitoring, described in technical papers. | |
|
Multi-Factor Authentication Enhanced login security requiring multiple verification methods |
Multi-factor authentication supported for user and client logins (compliance requirements). | |
|
Disaster Recovery Robust backup and restoration capabilities in case of system failure |
Disaster recovery/business continuity planning referenced in IT security materials. | |
|
Scalability Ability to grow with increasing users, clients, and transaction volume |
Scalability to thousands of users and millions of positions noted in technical architecture docs. | |
|
Update Frequency Regular delivery of new features and improvements |
Regular product/feature updates are referenced in product release timelines and customer information. | |
|
Customization Options Ability to adapt platform to firm-specific needs and workflows |
Wide-ranging customization documented in setup, branding, and workflow configuration. | |
|
Integration Architecture Framework for connecting with other systems via APIs or other methods |
Robust integration architecture via APIs and data connectors described as a key technical feature. | |
|
Performance Optimization Design focused on speed and responsiveness for complex operations |
Performance optimization emphasized in benchmark tests and marketing for large enterprise use. | |
|
Browser Compatibility Support for various web browsers and operating systems |
Browser and OS compatibility listed in technical requirements on FIS website. | |
|
Single Sign-On Support Integration with enterprise authentication systems |
Single Sign-On (SSO) integrations available for enterprise deployments. | |
|
System Uptime Percentage of time the system is operational and available to users |
No information available | |
|
Maximum Concurrent Users Number of users who can actively use the system simultaneously without performance degradation |
No information available |
This data was generated by an AI system. Please check
with the supplier. While you are talking to them, remind them that they need
to update their entry.